401(k) Plans

19,275 topics in this forum

1. Plan Sponsor and Affiliated Service Grps segregate

   By Guest CRA, September 9, 2003
   • 0 replies
   • 1k views
   • 
   • Guest
   • September 9, 2003

2. Plan Sponsor as Trustee?

   By Guest krijowri, June 15, 2007
   • 28 replies
   • 8.4k views
   • 
   • Steelerfan
   • June 26, 2007

3. Plan Sponsor Bankruptcy - Deduction/Charging of Fees by Service Provider

   By Guest CaptainMarvel, August 26, 2009
   • 3 replies
   • 1.8k views
   • 
   • J Simmons
   • August 27, 2009

4. Plan sponsor becomes CG later in the year

   By Jakyasar, May 7, 2023
   • 2 replies
   • 533 views
   • 
   • Calavera
   • May 8, 2023

5. Plan sponsor cannot be located - now what?

   By John A, September 26, 2001
   • 0 replies
   • 1.3k views
   • 
   • John A
   • September 26, 2001

6. Plan sponsor change (updated with form 5500 issue)

   By Bart, January 13
   • 1 reply
   • 736 views
   • 
   • justanotheradmin
   • January 14

7. Plan sponsor failed to offer plan and report information on several th

   By Guest MES, February 8, 2001
   • 1 reply
   • 1.5k views
   • 
   • Jon Chambers
   • February 8, 2001

8. Plan Sponsor For Years Over Contributed to 401(k)

   By Cardscrazy, May 2, 2019   

   • 401k
   • 401(m)
   • (and 3 more)

     Tagged with:

     • 401k
     • 401(m)
     • 401(a)(17)
     • vcp/epcrs correction
     • match formula
   • 13 replies
   • 1.6k views
   • 
   • Cardscrazy
   • May 6, 2019

9. Plan sponsor has disappeared

   By Guest PWBAer, November 13, 1998
   • 2 replies
   • 1.8k views
   • 
   • Guest
   • November 18, 1998

10. Plan sponsor is 100% owned by an ESOP - who is a key employee?

    By Tom, March 16, 2023
    • 4 replies
    • 1.6k views
    • 
    • Nate S
    • March 20, 2023

11. Plan Sponsor is an ESOP - testing?

    By Tom, January 5, 2018
    • 2 replies
    • 2.1k views
    • 
    • ESOP Guy
    • January 5, 2018

12. Plan Sponsor is Ins. Co. making commisisons on investments in the plan

    By jkharvey, September 22, 2009
    • 2 replies
    • 970 views
    • 
    • Ron Snyder
    • September 22, 2009

13. Plan Sponsor No Longer Member of Controlled Group

    By Guest PLHart, November 29, 1999
    • 2 replies
    • 2.6k views
    • 
    • IRC401
    • December 1, 1999

14. Plan Sponsor Question re late deposit of deferrals

    By Guest MaryMac, August 7, 2007
    • 8 replies
    • 1.6k views
    • 
    • austin3515
    • August 13, 2007

15. Plan Sponsor Received Mutual Fund Settlement Check Payable to 401k Plan

    By waid10, February 26, 2021
    • 3 replies
    • 1.1k views
    • 
    • JonC
    • March 2, 2021

16. Plan Sponsor Reimbursement from Forfeiture Account

    By MarZDoates, August 6, 2019
    • 8 replies
    • 2.8k views
    • 
    • RPAS
    • August 9, 2019

17. Plan Sponsor Surveys

    By Randy Watson, September 14, 2005
    • 1 reply
    • 1.1k views
    • 
    • jevd
    • September 14, 2005

18. Plan Sponsor Use of Affiliated Broker -- Prohibited Transaction?

    By Guest Alley, December 12, 2003
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • December 12, 2003

19. Plan sponsor wants to make several non-required amendments for 1999. I

    By Guest m thom, October 25, 1999
    • 2 replies
    • 1.4k views
    • 
    • John A
    • October 26, 1999

20. Plan sponsor's bankruptcy results in full vesting for all participants

    By Guest Furry, January 9, 2002
    • 3 replies
    • 1.5k views
    • 
    • Kirk Maldonado
    • January 9, 2002

21. Plan Sponsor's cost reduction

    By Guest Iwonder, December 16, 2009
    • 7 replies
    • 1.3k views
    • 
    • cpc0506
    • December 20, 2009

22. Plan Sponsor/Name change after pye date of 5500

    By TPApril, September 18, 2021
    • 1 reply
    • 442 views
    • 
    • Bill Presson
    • September 20, 2021

23. Plan Sponsor/Trustee responsible for losses or forfeiture investments?

    By John A, June 8, 2000
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • June 9, 2000

24. PLAN SPONSORS PARTING WAYS

    By Guest PAM, February 17, 1999
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • February 22, 1999

25. Plan Start Date

    By Jilliandiz, August 29, 2007
    • 2 replies
    • 1.3k views
    • 
    • austin3515
    • August 29, 2007

26. Plan Startup Credit

    By notapensiongeek, March 21, 2023
    • 2 replies
    • 685 views
    • 
    • notapensiongeek
    • March 22, 2023

27. Plan status after acquisition?

    By Guest KRS401k, May 12, 2009
    • 10 replies
    • 1.7k views
    • 
    • K2retire
    • May 13, 2009

28. Plan Takeover, Document questions

    By ejohnke, April 7, 2023
    • 3 replies
    • 769 views
    • 
    • Roycal
    • April 11, 2023

29. Plan Takeover/Merger - Beneficiary info carryforward - best practice

    By legort69, November 13
    • 3 replies
    • 423 views
    • 
    • Paul I
    • November 14

30. Plan Term

    By Guest Rutager, July 1, 2008
    • 2 replies
    • 1.2k views
    • 
    • Tom Poje
    • July 7, 2008

31. Plan term - vesting

    By Lou81, May 13, 2024
    • 4 replies
    • 1.2k views
    • 
    • Lou81
    • May 14, 2024

32. Plan Term and Participant is unable to consent

    By Pixie, September 22, 2015
    • 1 reply
    • 833 views
    • 
    • MoJo
    • September 22, 2015

33. plan term, nhce liquidated but pending s/h deposit

    By TPApril, January 16, 2018
    • 6 replies
    • 925 views
    • 
    • TPApril
    • January 19, 2018

34. Plan Terminated - Residual Dividends in Following Year - 5500 Required?

    By 401(k)athryn, March 28, 2019
    • 5 replies
    • 3.2k views
    • 
    • chc93
    • March 29, 2019

35. plan terminated before VFCP amount put in

    By stan evans, September 28, 2019
    • 0 replies
    • 356 views
    • 
    • stan evans
    • September 28, 2019

36. Plan terminating mid year

    By 30Rock, May 10, 2011
    • 2 replies
    • 1.2k views
    • 
    • 30Rock
    • May 10, 2011

37. Plan Termination

    By austin3515, October 7, 2011
    • 5 replies
    • 1.3k views
    • 
    • 12AX7
    • October 8, 2011

38. Plan Termination

    By Dobber, April 2, 2020
    • 0 replies
    • 329 views
    • 
    • Dobber
    • April 2, 2020

39. plan termination

    By Guest mmc, March 9, 2011
    • 2 replies
    • 1.1k views
    • 
    • ESOP Guy
    • March 9, 2011

40. Plan termination

    By PFranckowiak, November 10, 2015
    • 5 replies
    • 1k views
    • 
    • PFranckowiak
    • November 11, 2015

41. Plan Termination

    By Guest hitt24, January 26, 2006
    • 1 reply
    • 1.2k views
    • 
    • namealreadyinuse
    • January 26, 2006

42. Plan Termination

    By Nassau, February 16, 2012
    • 13 replies
    • 4.8k views
    • 
    • MarZDoates
    • September 17, 2013

43. Plan Termination

    By austin3515, July 7, 2011
    • 3 replies
    • 964 views
    • 
    • austin3515
    • July 7, 2011

44. Plan Termination

    By KevinMc, November 20, 2019
    • 6 replies
    • 1.8k views
    • 
    • ESOP Guy
    • November 21, 2019

45. plan termination

    By Guest lskin, September 19, 2005
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • November 5, 2005

46. Plan Termination

    By Guest pcohen, December 2, 2005
    • 1 reply
    • 1.3k views
    • 
    • JanetM
    • December 2, 2005

47. Plan Termination

    By Guest jhilliard, June 30, 2003
    • 1 reply
    • 1.3k views
    • 
    • chris
    • June 30, 2003

48. Plan termination

    By cpc0506, July 13, 2011
    • 2 replies
    • 1.3k views
    • 
    • cpc0506
    • July 14, 2011

49. Plan Termination

    By Jilliandiz, June 9, 2005
    • 1 reply
    • 1.6k views
    • 
    • wmyer
    • June 10, 2005

50. Plan Termination

    By Alex Daisy, July 31, 2009
    • 0 replies
    • 1k views
    • 
    • Alex Daisy
    • July 31, 2009