401(k) Plans

19,320 topics in this forum

1. 410(b)(6)(c) Transition

   By Young Curmudgeon, July 3, 2012
   • 1 reply
   • 1.2k views
   • 
   • ETA Consulting LLC
   • July 3, 2012

2. ADP test

   By Belgarath, May 24, 2012
   • 2 replies
   • 1.2k views
   • 
   • Belgarath
   • May 24, 2012

3. Part time to full time and back

   By ombskid, October 25, 2016
   • 6 replies
   • 1.2k views
   • 
   • rcline46
   • October 31, 2016

4. Fee for Rollover from Fund Company

   By austin3515, February 19, 2011
   • 4 replies
   • 1.2k views
   • 
   • ESOP Guy
   • February 21, 2011

5. Top Heavy Plan

   By nerd-party-administrator, October 7, 2020
   • 6 replies
   • 1.2k views
   • 
   • BG5150
   • October 7, 2020

6. Participant Loan - terminated participant

   By Pammie57, August 7, 2017
   • 3 replies
   • 1.2k views
   • 
   • CuseFan
   • August 7, 2017

7. RMD

   By Guest lnewhouse, February 14, 2007
   • 2 replies
   • 1.2k views
   • 
   • Guest
   • February 14, 2007

8. Who Normally Chooses Investment Provider - Trustee or Plan Adminitrator

   By namealreadyinuse, October 26, 2006
   • 1 reply
   • 1.2k views
   • 
   • JanetM
   • October 27, 2006

9. No hours or compensation

   By jkharvey, October 3, 2007
   • 2 replies
   • 1.2k views
   • 
   • John Feldt ERPA CPC QPA
   • October 3, 2007

10. Employer Match Contribution Maximum based on definition of Compensation

    By buckaroo, September 20, 2004
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • September 21, 2004

11. aggregating plans for testing

    By Santo Gold, June 7, 2006
    • 1 reply
    • 1.2k views
    • 
    • Tom Poje
    • June 8, 2006

12. auto enrollment failure

    By Earl, January 7, 2016
    • 4 replies
    • 1.2k views
    • 
    • EBECatty
    • January 8, 2016

13. Black Out

    By PFranckowiak, May 20, 2011
    • 3 replies
    • 1.2k views
    • 
    • Bill Presson
    • May 23, 2011

14. Form 5500 -- Who Should Sign Amended Returns?

    By Guest notapensiongeek, October 11, 2007
    • 1 reply
    • 1.2k views
    • 
    • Belgarath
    • October 11, 2007

15. Coverage Testing and Cross Tested Plan

    By Guest Pension123, February 22, 2005
    • 1 reply
    • 1.2k views
    • 
    • austin3515
    • February 23, 2005

16. New 401k for Er w/ SARSEP

    By austin3515, September 8, 2014
    • 4 replies
    • 1.2k views
    • 
    • Appleby
    • September 15, 2014

17. Safe Harbor Plan and Excluded Compensation

    By John Feldt ERPA CPC QPA, May 3, 2016   

    • tips
    • bonus
    • (and 3 more)

      Tagged with:

      • tips
      • bonus
      • overtime
      • excluded compensation
      • safe harbor
    • 1 reply
    • 1.2k views
    • 
    • buckaroo
    • May 3, 2016

18. Late deferral contributions; can excise tax be waived if delay is due to TPA's refusal to accept and process them?

    By Guest Shmedd, September 19, 2003
    • 1 reply
    • 1.2k views
    • 
    • RCK
    • September 19, 2003

19. Safe Harbor 401k

    By four01kman, October 17, 2006
    • 0 replies
    • 1.2k views
    • 
    • four01kman
    • October 17, 2006

20. Coversion to Safe Harbor

    By Guest Dave Peckham, August 21, 2004
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • August 24, 2004

21. Odd Issue

    By Guest elang, February 18, 2010
    • 6 replies
    • 1.2k views
    • 
    • david rigby
    • February 19, 2010

22. who is considered Highly comp for a 401k plan

    By Guest dcarlin, July 12, 2005
    • 1 reply
    • 1.2k views
    • 
    • WDIK
    • July 12, 2005

23. Participant Terminated with Sev-pay...

    By K-t-F, January 31, 2005
    • 3 replies
    • 1.2k views
    • 
    • K-t-F
    • January 31, 2005

24. Spinoff

    By Guest Eagle54, November 29, 2012
    • 2 replies
    • 1.2k views
    • 
    • MoJo
    • November 30, 2012

25. Plan to Plan transfers

    By Guest soccermom, March 5, 2009
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • March 5, 2009

26. EE for a company.. and SE for himself. Can he defer $12K in both plans?

    By K-t-F, December 8, 2003
    • 5 replies
    • 1.2k views
    • 
    • E as in ERISA
    • December 8, 2003

27. Safe harbor match

    By pmacduff, January 5, 2007
    • 2 replies
    • 1.2k views
    • 
    • Sully
    • January 5, 2007

28. ROBS funding source

    By Henry Zephyr, January 28, 2023
    • 1 reply
    • 1.2k views
    • 
    • Lou S.
    • January 30, 2023

29. $1.10 SHMAC on 6%

    By Jim Chad, November 10, 2009
    • 2 replies
    • 1.2k views
    • 
    • Jim Chad
    • November 10, 2009

30. Failure to include eligible employees

    By Guest mmc, February 12, 2004
    • 3 replies
    • 1.2k views
    • 
    • Brian Gallagher
    • February 12, 2004

31. 401(k) Plan Termination

    By Guest jetfaninmn, June 26, 2006
    • 3 replies
    • 1.2k views
    • 
    • Bird
    • June 26, 2006

32. RAP - "Adopted or Effective

    By austin3515, January 23, 2011
    • 0 replies
    • 1.2k views
    • 
    • austin3515
    • January 23, 2011

33. Bonuses and Dollar Amount Deferrals

    By Guest shm3803, December 17, 2009
    • 2 replies
    • 1.2k views
    • 
    • hr for me
    • December 17, 2009

34. 401(k) Borrowing

    By Guest John P., November 14, 2014
    • 2 replies
    • 1.2k views
    • 
    • austin3515
    • November 15, 2014

35. Top Heavy allocation and use in 410(b) test

    By Guest hog4you2, April 5, 2004
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • April 6, 2004

36. Can a Safe Harbor Plan be amended to add Rollovers

    By CharlesLeggette, March 11, 2015
    • 2 replies
    • 1.2k views
    • 
    • mbozek
    • March 12, 2015

37. Fee disclosure extension

    By austin3515, July 23, 2013
    • 4 replies
    • 1.2k views
    • 
    • John Feldt ERPA CPC QPA
    • July 23, 2013

38. employee deferrals

    By EBDI, July 12, 2012
    • 4 replies
    • 1.2k views
    • 
    • K2retire
    • July 13, 2012

39. loan payment

    By Earl, November 4, 2010
    • 4 replies
    • 1.2k views
    • 
    • 12AX7
    • November 5, 2010

40. top 20%

    By Guest greggi39, September 22, 2004
    • 1 reply
    • 1.2k views
    • 
    • WDIK
    • September 22, 2004

41. What exactly is a successor plan?

    By BG5150, March 2, 2010
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • March 2, 2010

42. ISO article/document on why a plan sponsor should follow the plan document

    By rr_sphr, May 16, 2018
    • 11 replies
    • 1.2k views
    • 
    • thepensionmaven
    • May 17, 2018

43. Solo 401(k)

    By Guest gts, January 15, 2003
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • January 16, 2003

44. Loan Policy

    By Guest PlanSponsorQuestion, February 13, 2009
    • 3 replies
    • 1.2k views
    • 
    • Kevin C
    • February 13, 2009

45. First Deferral

    By pam@bbm, July 7, 2016
    • 4 replies
    • 1.2k views
    • 
    • Tom Poje
    • July 8, 2016

46. Controlled Groups

    By Guest Ted Kowalchuk, CFP, CFS,, October 18, 2006
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • October 19, 2006

47. 401(k) Plan Termination Effective 2001.

    By Guest ROB VIDOVICH, September 10, 2002
    • 1 reply
    • 1.2k views
    • 
    • JanetM
    • September 10, 2002

48. Beneficiary

    By Guest A_Dude, March 6, 2013   

    • Quick Question
    • 4 replies
    • 1.2k views
    • 
    • david rigby
    • March 6, 2013

49. Safe Harbor Plan w/ additional Match - ACP Test or not?

    By Guest Puff, August 11, 2014   

    • SHNE with match
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • August 11, 2014

50. Roth 401(k) Contributions

    By Guest Tad77, September 28, 2006
    • 1 reply
    • 1.2k views
    • 
    • Tom Poje
    • September 29, 2006