401(k) Plans

19,321 topics in this forum

1. Permissive aggregation for coverage testing

   By Guest Phil L, May 14, 2001
   • 1 reply
   • 1.9k views
   • 
   • Guest
   • May 15, 2001

2. USERRA and make-up deferrals

   By Guest karhu, February 8, 2002
   • 1 reply
   • 1.7k views
   • 
   • stephen
   • February 8, 2002

3. 6/30 PYE 401k - safe harbor needed every other year?

   By Santo Gold, November 2, 2005
   • 1 reply
   • 1.8k views
   • 
   • Archimage
   • November 2, 2005

4. Top paid group election

   By Earl, April 21, 2007
   • 1 reply
   • 2k views
   • 
   • austin3515
   • April 22, 2007

5. Correcting An Account Error

   By Guest Karenm, September 20, 2007
   • 1 reply
   • 1.2k views
   • 
   • QDROphile
   • September 20, 2007

6. Partner Electing P/S Contributions

   By Guest LCJ12, November 15, 2007
   • 1 reply
   • 1.1k views
   • 
   • Mike Preston
   • November 15, 2007

7. In-service 59 1/2 with loan balance

   By Guest donna319, January 12, 2010
   • 1 reply
   • 878 views
   • 
   • Guest
   • January 12, 2010

8. ERisa Bond Requirement - ER STock

   By PFranckowiak, August 23, 2010
   • 1 reply
   • 1.7k views
   • 
   • Nate X
   • August 27, 2010

9. Paid Family Leave compensation for Safe Harbor

   By Dennis G., September 29, 2020
   • 1 reply
   • 710 views
   • 
   • Luke Bailey
   • September 30, 2020

10. Ownership Through Another Company

    By Vlad401k, April 30, 2021
    • 1 reply
    • 472 views
    • 
    • Lou S.
    • April 30, 2021

11. Summary Annual Reports

    By Guest T L Williamson, September 28, 1999
    • 1 reply
    • 1.4k views
    • 
    • John A
    • September 29, 1999

12. Administrator/Plan Options for Canadian Corp.

    By Cathy from Chicago, April 12, 2000
    • 1 reply
    • 1.3k views
    • 
    • Jon Chambers
    • May 1, 2000

13. Nonspousal Beneficiary distribution & QPSA/QJSA

    By Guest jim williams, March 28, 2001
    • 1 reply
    • 1.7k views
    • 
    • Bob R
    • March 29, 2001

14. terminating c corp

    By Guest S FISCHER, August 29, 2001
    • 1 reply
    • 1.5k views
    • 
    • MJ Hartman
    • August 30, 2001

15. Bankruptcy filing by sponsor of a safe harbor 401(k) plan

    By Guest s.c.semler, June 12, 2002
    • 1 reply
    • 2.4k views
    • 
    • mbozek
    • June 12, 2002

16. 2002 Plan Year End Non-discrim deadline

    By Guest MEGary, December 10, 2002
    • 1 reply
    • 1.1k views
    • 
    • mbozek
    • December 10, 2002

17. Top Heavy Test

    By FJR, February 14, 2003
    • 1 reply
    • 1.1k views
    • 
    • jaemmons
    • February 14, 2003

18. Contribution allocation

    By FAPInJax, April 8, 2003
    • 1 reply
    • 1.2k views
    • 
    • GBurns
    • April 8, 2003

19. Participant Communication

    By austin3515, June 30, 2004
    • 1 reply
    • 1k views
    • 
    • Guest
    • June 30, 2004

20. Catchup Contributions

    By Guest psgross, December 3, 2004
    • 1 reply
    • 1k views
    • 
    • Guest
    • December 4, 2004

21. Corrective distributions

    By rlb64, September 19, 2005
    • 1 reply
    • 1.1k views
    • 
    • WDIK
    • September 19, 2005

22. QSLOB

    By Randy Watson, October 18, 2007
    • 1 reply
    • 2.1k views
    • 
    • JanetM
    • October 18, 2007

23. ADP/ACP testing

    By Guest KRS401k, July 22, 2008
    • 1 reply
    • 968 views
    • 
    • Kimberly S
    • July 22, 2008

24. Failed ACP Test one year later

    By cpc0506, January 17, 2011
    • 1 reply
    • 917 views
    • 
    • BG5150
    • January 17, 2011

25. Merging plans

    By Guest KRS401k, February 17, 2011
    • 1 reply
    • 1k views
    • 
    • rcline46
    • February 17, 2011

26. Self Directed Brokerage Account Disclosures

    By jeff77, June 15, 2012
    • 1 reply
    • 853 views
    • 
    • Bird
    • June 15, 2012

27. Forfeiture account and expense

    By retbenser, January 13, 2013
    • 1 reply
    • 1.2k views
    • 
    • ETA Consulting LLC
    • January 13, 2013

28. -11(g) corrective amendment

    By Benefits to all, September 25, 2013
    • 1 reply
    • 3.1k views
    • 
    • John Feldt ERPA CPC QPA
    • September 25, 2013

29. Post Severance comp for Allocations

    By austin3515, January 25, 2016
    • 1 reply
    • 2.1k views
    • 
    • austin3515
    • January 25, 2016

30. 401(k) with both participant directed accounts and a trustee directed brokerage account

    By lradimer, April 6, 2017   

    • participant directed
    • trustee directed
    • (and 3 more)

      Tagged with:

      • participant directed
      • trustee directed
      • 401k
      • brf
      • benefits rights and features
    • 1 reply
    • 762 views
    • 
    • K2
    • April 7, 2017

31. Open MEP

    By pjb1835, September 13, 2018
    • 1 reply
    • 1.2k views
    • 
    • John Feldt ERPA CPC QPA
    • September 14, 2018

32. Multiple-employer defined contribution pension plans to report aggregate account balance information by employer

    By steve45, January 4, 2022
    • 1 reply
    • 444 views
    • 
    • C. B. Zeller
    • January 4, 2022

33. Beneficiary forms

    By Guest Chris O'Daniel, September 28, 1999
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • September 29, 1999

34. Question Posed in other topic and no one answered - involves AFG and other options for HCES rather than participating in plan

    By HarleyBabe, February 2, 2023
    • 1 reply
    • 383 views
    • 
    • Paul I
    • February 8, 2023

35. In-Kind Distributions

    By Guest LWilson, August 13, 2002
    • 1 reply
    • 1.8k views
    • 
    • jaemmons
    • August 13, 2002

36. Form 1099R & MRD

    By Guest jim williams, February 14, 2003
    • 1 reply
    • 1.5k views
    • 
    • Mary Kay Foss
    • February 15, 2003

37. 401k's with two employers?

    By Guest Sumi Smorynski, March 21, 2003
    • 1 reply
    • 1.1k views
    • 
    • 2muchstress
    • March 21, 2003

38. Contributing to more than one Plan

    By Guest TLCPension, April 8, 2003
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • April 9, 2003

39. Gap period income

    By Jed Macy, March 18, 2005
    • 1 reply
    • 1.5k views
    • 
    • Tom Poje
    • March 21, 2005

40. Severance Pay and counting Hours of Service

    By Guest ICannotDiscloseMyIdentity, November 10, 2009
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • November 11, 2009

41. 401k plan amends to charge participant a distribution fee

    By jkharvey, February 5, 2010
    • 1 reply
    • 1.2k views
    • 
    • J Simmons
    • February 7, 2010

42. Dual Eligibility

    By justatester, October 20, 2010
    • 1 reply
    • 1.1k views
    • 
    • austin3515
    • October 20, 2010

43. who can be present for IRS/DOL audit

    By AKconsult, January 17, 2011
    • 1 reply
    • 935 views
    • 
    • Kevin C
    • January 17, 2011

44. amending a safe harbor Plan

    By pmacduff, September 11, 2014
    • 1 reply
    • 969 views
    • 
    • GMK
    • September 11, 2014

45. 1099 R for Participant with Roth and non-Roth monies

    By Pammie57, January 25, 2016
    • 1 reply
    • 653 views
    • 
    • Lou S.
    • January 25, 2016

46. plan consolidation

    By thepensionmaven, January 3, 2017
    • 1 reply
    • 824 views
    • 
    • ETA Consulting LLC
    • January 3, 2017

47. Eligibility on change in Organization structure

    By Lawrence, May 29, 2018   

    • corp change
    • eligibility
    • 1 reply
    • 509 views
    • 
    • mming
    • May 29, 2018

48. COVID Emergency Sick Leave Wages

    By Muzukii, January 20, 2021
    • 1 reply
    • 451 views
    • 
    • JRN
    • January 20, 2021

49. allocation of forfeitures

    By Guest le190, September 29, 1999
    • 1 reply
    • 1.4k views
    • 
    • Ervin Barham
    • September 30, 1999

50. Comp used to allocate 401(k) safe harbor contributions

    By Guest M Lavelle, May 2, 2000
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • May 3, 2000