401(k) Plans

19,337 topics in this forum

1. interim valuation - do ALL participants need statements?

   By AlbanyConsultant, June 7, 2022
   • 4 replies
   • 904 views
   • 
   • Luke Bailey
   • June 8, 2022

2. Participant Fee Disclosures

   By austin3515, January 30, 2012
   • 3 replies
   • 904 views
   • 
   • jpod
   • January 30, 2012

3. spin off - trustee to trustee transfer

   By Scuba 401, January 23, 2018
   • 2 replies
   • 904 views
   • 
   • david rigby
   • January 24, 2018

4. Top Heavy Allocation

   By KevinMc, March 10, 2012
   • 2 replies
   • 904 views
   • 
   • KevinMc
   • March 12, 2012

5. Form 5310 submissions through pay.gov

   By BenefitsBum, October 21, 2021
   • 4 replies
   • 903 views
   • 
   • bito'money
   • December 16, 2021

6. Election to Defer "Max. % Permitted Under ADP Test"

   By Christine Roberts, April 30, 2010
   • 1 reply
   • 903 views
   • 
   • austin3515
   • April 30, 2010

7. American Co that has Canadian satalite office

   By doombuggy, October 20, 2010
   • 1 reply
   • 903 views
   • 
   • QDROphile
   • October 20, 2010

8. DOL issues final rule on safe harbor period

   By cdavis25, January 15, 2010
   • 2 replies
   • 903 views
   • 
   • austin3515
   • January 15, 2010

9. In-Plan Roth Conversions

   By austin3515, December 23, 2011
   • 2 replies
   • 902 views
   • 
   • austin3515
   • December 23, 2011

10. Non profit with subsidiaries

    By Jim Chad, August 31, 2012
    • 1 reply
    • 902 views
    • 
    • mbozek
    • September 3, 2012

11. Controlled group, aggregation, testing, etc.

    By Belgarath, February 27, 2014
    • 3 replies
    • 902 views
    • 
    • Belgarath
    • February 27, 2014

12. Key Employee definition

    By Tom, June 2, 2025
    • 1 reply
    • 902 views
    • 
    • RELUCTANT_LAWYER
    • June 3, 2025

13. corrective distribution, no funds available

    By DMcGovern, February 25, 2011
    • 1 reply
    • 902 views
    • 
    • rcline46
    • February 25, 2011

14. Plan Terminations

    By austin3515, December 23, 2010
    • 2 replies
    • 902 views
    • 
    • austin3515
    • December 28, 2010

15. 8a of the 5300

    By fiona1, January 26, 2010
    • 2 replies
    • 902 views
    • 
    • Guest
    • January 27, 2010

16. Plan EIN #'s

    By metsfan026, June 16, 2022
    • 3 replies
    • 901 views
    • 
    • Cobras59
    • June 28, 2022

17. Can an ER deposit lost earnings if deferrals were segregated but not invested?

    By OrderOfOps, October 1, 2024
    • 4 replies
    • 901 views
    • 
    • OrderOfOps
    • October 1, 2024

18. In service rollovers

    By Soundbc1, December 7, 2023
    • 4 replies
    • 901 views
    • 
    • CuseFan
    • December 7, 2023

19. New Plan - Prior Service

    By HafnerN1, January 31, 2017   

    • 401(k)
    • 2 replies
    • 900 views
    • 
    • Belgarath
    • January 31, 2017

20. Bankruptcy

    By Nassau, June 17, 2010
    • 0 replies
    • 900 views
    • 
    • Nassau
    • June 17, 2010

21. In-Plan Roth Rollovers

    By Nassau, August 26, 2014
    • 1 reply
    • 900 views
    • 
    • masteff
    • August 26, 2014

22. Short Plan Year - contribution timing?

    By Guest Michael Anderson, October 12, 2004
    • 0 replies
    • 900 views
    • 
    • Guest
    • October 12, 2004

23. Recommendations sought for solo 401(k) auditor

    By blguest, May 7, 2025   

    • audit
    • 401k plan
    • (and 2 more)

      Tagged with:

      • audit
      • 401k plan
      • real estate
      • qdro
    • 1 reply
    • 900 views
    • 
    • Appleby
    • May 14, 2025

24. Puerto Rico Participants

    By Randy Watson, May 26, 2011
    • 0 replies
    • 900 views
    • 
    • Randy Watson
    • May 26, 2011

25. Triggering 3(21) fiduciary responsibility

    By Mleech, November 5, 2025
    • 3 replies
    • 900 views
    • 
    • Peter Gulia
    • November 7, 2025

26. Missed Deferral - automatic enrollment

    By Chippy, February 23, 2018
    • 5 replies
    • 900 views
    • 
    • 401king
    • February 26, 2018

27. Self-employed compensation calculation

    By bevfair, February 24, 2017
    • 7 replies
    • 900 views
    • 
    • bevfair
    • February 28, 2017

28. Pension Health Insurance Premium?

    By caryn22359, December 13, 2011
    • 0 replies
    • 900 views
    • 
    • caryn22359
    • December 13, 2011

29. QNECs and 402(g)

    By HWR, December 4, 2017   

    • qnec figured wrong
    • 0 replies
    • 900 views
    • 
    • HWR
    • December 4, 2017

30. Termed/Retired prior to Normal Retirement Age

    By Mr Bagwell, April 4, 2024
    • 2 replies
    • 899 views
    • 
    • Mr Bagwell
    • April 4, 2024

31. Group Term Life

    By Dazednconfused, October 13, 2021
    • 1 reply
    • 899 views
    • 
    • CuseFan
    • October 13, 2021

32. participant not permitted to defer

    By K2retire, September 17, 2010
    • 1 reply
    • 899 views
    • 
    • Bill Presson
    • September 17, 2010

33. transfer fees for platform change

    By pmacduff, December 15, 2023
    • 2 replies
    • 899 views
    • 
    • CuseFan
    • December 15, 2023

34. Plan uses prior year testing, change to top 20% election

    By Belgarath, May 22, 2014
    • 1 reply
    • 899 views
    • 
    • Lou S.
    • May 22, 2014

35. SIMPLE IRA Shenanagins (sp?)

    By austin3515, October 13, 2011
    • 1 reply
    • 899 views
    • 
    • ETA Consulting LLC
    • October 13, 2011

36. Cornona Virus distribution

    By Lou81, April 9, 2020   

    • cares act
    • 4 replies
    • 899 views
    • 
    • Luke Bailey
    • May 18, 2020

37. 2010 1099-R

    By austin3515, May 4, 2011
    • 2 replies
    • 899 views
    • 
    • 12AX7
    • May 4, 2011

38. Multiple ER now a Controlled Group

    By fiona1, March 9, 2009
    • 1 reply
    • 899 views
    • 
    • Jim Chad
    • March 9, 2009

39. leased employees vs. 6-month eligibility

    By AlbanyConsultant, March 11, 2016
    • 1 reply
    • 899 views
    • 
    • Belgarath
    • March 11, 2016

40. Target Date Funds as QDIA

    By SFSD, March 6, 2014
    • 3 replies
    • 899 views
    • 
    • SFSD
    • March 6, 2014

41. Safe Harbor Match suspended

    By ratherbereading, December 9, 2019   

    • safe harbor match suspende
    • acp test
    • 2 replies
    • 899 views
    • 
    • ratherbereading
    • December 9, 2019

42. HCEs in Stock Acquistion

    By justatester, August 27, 2009
    • 0 replies
    • 899 views
    • 
    • justatester
    • August 27, 2009

43. Asset Transfer

    By Randy Watson, November 18, 2009
    • 0 replies
    • 899 views
    • 
    • Randy Watson
    • November 18, 2009

44. Reasonable timing to implement salary deferral election changes?

    By kmhaab, March 29, 2021
    • 1 reply
    • 899 views
    • 
    • Bird
    • March 30, 2021

45. Deduction

    By JBones, May 22, 2010
    • 1 reply
    • 898 views
    • 
    • Mike Preston
    • May 23, 2010

46. Retirees insurance eligibility notification

    By Guest famu92, May 13, 2003
    • 0 replies
    • 898 views
    • 
    • Guest
    • May 13, 2003

47. Roth Deferrals - Non-qualified Distribution Earning below $200

    By AdKu, October 24, 2017
    • 5 replies
    • 898 views
    • 
    • AdKu
    • October 26, 2017

48. compensation for calculation of safe harbor match

    By thepensionmaven, February 19, 2018
    • 4 replies
    • 898 views
    • 
    • BG5150
    • February 20, 2018

49. Qrops USA residents

    By Guest navdha555, February 20, 2012
    • 0 replies
    • 898 views
    • 
    • Guest
    • February 20, 2012

50. Qualified Reservist Distributions and HEART Withdrawals

    By Nassau, January 18, 2011
    • 0 replies
    • 898 views
    • 
    • Nassau
    • January 18, 2011