401(k) Plans

19,275 topics in this forum

1. Failed ADP TEST - HCE who is due refund is terminated and rollover $$$ over

   By Pammie57, February 17, 2016
   • 1 reply
   • 1.6k views
   • 
   • Lou S.
   • February 17, 2016

2. Safe Harbor- Compensation Definition

   By Guest Laura Millwood, February 25, 1999
   • 1 reply
   • 2.3k views
   • 
   • MWeddell
   • February 26, 1999

3. Safe Harbors - Timing of Contributions

   By Guest EBraxton, August 3, 1999
   • 1 reply
   • 1.4k views
   • 
   • LCARUSI
   • August 4, 1999

4. Does anyone know what discrimination testing is required for TSA plans

   By Guest Juracek, March 6, 2000
   • 1 reply
   • 1.5k views
   • 
   • Guest
   • March 7, 2000

5. Converting A 401k to Traditional IRA to Roth IRA.

   By Guest tmyc, January 19, 2001
   • 1 reply
   • 1.3k views
   • 
   • LCARUSI
   • January 19, 2001

6. ADP Refunds in Top Heavy Calculation

   By Guest SBlack, June 19, 2001
   • 1 reply
   • 2.4k views
   • 
   • Guest
   • June 19, 2001

7. Merger of 401(k) with ESOP

   By J. Bringhurst, July 30, 2003
   • 1 reply
   • 1.7k views
   • 
   • Guest
   • July 30, 2003

8. Safe Harbor Match - Last Day Rule

   By Guest raleightpa, March 14, 2008
   • 1 reply
   • 1.6k views
   • 
   • Tom Poje
   • March 14, 2008

9. match on after-tax

   By alexa, December 12, 2008
   • 1 reply
   • 984 views
   • 
   • J Simmons
   • December 13, 2008

10. Partial Plan Termination

    By Guest imthatguy, September 9, 2010
    • 1 reply
    • 1k views
    • 
    • J Simmons
    • September 9, 2010

11. Top Heavy Minimum + Maternity Leave

    By Stash026, April 12, 2012
    • 1 reply
    • 1.1k views
    • 
    • Jim Chad
    • April 12, 2012

12. When is someone a participant (again)

    By BG5150, August 21, 2012
    • 1 reply
    • 805 views
    • 
    • ETA Consulting LLC
    • August 21, 2012

13. Solo 401(k) did not file 5500 EZ - Has anyone tried a letter, lately?

    By Jim Chad, October 28, 2015
    • 1 reply
    • 864 views
    • 
    • Lou S.
    • October 28, 2015

14. Separate ADP/ACP Testing of Otherwise Excludable Employees

    By MWeddell, February 26, 1999
    • 1 reply
    • 2.6k views
    • 
    • Disco Stu
    • February 26, 1999

15. How to determine HCE if the company did not have payroll in the prior year?

    By dragondon, November 8, 2022
    • 1 reply
    • 397 views
    • 
    • Bill Presson
    • November 8, 2022

16. 401(k) vs. 403(b)

    By Guest L, March 6, 2000
    • 1 reply
    • 1.4k views
    • 
    • david rigby
    • March 7, 2000

17. Transfer employment within controlled group - a termination?

    By Tom, May 24, 2024
    • 1 reply
    • 1.3k views
    • 
    • Paul I
    • May 24, 2024

18. Matching contributions by a Partnership

    By preErisa, October 4, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • October 4, 2000

19. Top-heavy contributions for plans without deferrals

    By Mleech, February 11
    • 1 reply
    • 1k views
    • 
    • C. B. Zeller
    • February 11

20. GUST Remedial Amendment Period, current vs. prior year testing choice?

    By John A, July 31, 2001
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • August 13, 2001

21. In-service withdrawal

    By Guest KimAnn, October 23, 2001
    • 1 reply
    • 1.6k views
    • 
    • MWeddell
    • October 23, 2001

22. operational error?

    By Guest jfp, July 30, 2003
    • 1 reply
    • 1.4k views
    • 
    • J. Bringhurst
    • July 31, 2003

23. Tiered Match Contribution

    By Guest gnappi, May 25, 2004
    • 1 reply
    • 1.6k views
    • 
    • Blinky the 3-eyed Fish
    • May 25, 2004

24. Investment in investment fund on Foreign stock market

    By Guest fore01k, February 15, 2005
    • 1 reply
    • 1.2k views
    • 
    • mbozek
    • February 15, 2005

25. Two 2004 5500's?

    By austin3515, July 12, 2006
    • 1 reply
    • 1.1k views
    • 
    • JanetM
    • July 12, 2006

26. 401k and 403b from same sponsor

    By Guest ABCI, October 30, 2006
    • 1 reply
    • 1.2k views
    • 
    • Belgarath
    • October 30, 2006

27. Compensaton Definition for Safe Harbor Non-Elective Plan

    By Bruddah Kimo, May 12, 2008
    • 1 reply
    • 1.5k views
    • 
    • John Feldt ERPA CPC QPA
    • May 12, 2008

28. Compensation Definition

    By Chippy, February 1, 2012
    • 1 reply
    • 1.3k views
    • 
    • QNPG
    • February 1, 2012

29. Safe Harbor Match and Top Heavy Minimum

    By Chippy, January 2, 2013
    • 1 reply
    • 1.5k views
    • 
    • Tom Poje
    • January 2, 2013

30. new plan, terminated employees

    By gregburst, August 5, 2016
    • 1 reply
    • 700 views
    • 
    • Lou S.
    • August 5, 2016

31. Stock ownership for HCE definition

    By gdlfa, October 5, 2016
    • 1 reply
    • 658 views
    • 
    • RatherBeGolfing
    • October 5, 2016

32. Excluding Union Members from 401(k) Plan

    By erisa_novice, March 20, 2019   

    • union workers
    • exclusions
    • 1 reply
    • 973 views
    • 
    • Mike Preston
    • March 20, 2019

33. Schedule D

    By Christopher Wilson, July 12, 2019
    • 1 reply
    • 725 views
    • 
    • chc93
    • July 13, 2019

34. closely held organization

    By Guest MMorgan, October 6, 1998
    • 1 reply
    • 4.2k views
    • 
    • Dawn Hafner
    • October 6, 1998

35. Company takeover - Orphan 401k account: What are the employees options

    By Guest skbenlc, August 5, 1999
    • 1 reply
    • 2.1k views
    • 
    • MoJo
    • August 5, 1999

36. Plan Mergers/Controlled Group

    By KevinMc, October 2, 2024
    • 1 reply
    • 753 views
    • 
    • MDCPA
    • October 3, 2024

37. SIMPLE 401(k) TO SAFEHARBOR CONVERSION

    By Guest FredR, April 23, 2002
    • 1 reply
    • 1.5k views
    • 
    • R. Butler
    • April 23, 2002

38. testing for terminated plans

    By Guest bythebay, September 13, 2002
    • 1 reply
    • 1.3k views
    • 
    • mbozek
    • September 15, 2002

39. RMDs

    By Guest Ted Kowalchuk, CFP, CFS,, December 15, 2005
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • December 15, 2005

40. Excluding Part-Time Employees

    By Guest mbaca, October 31, 2006
    • 1 reply
    • 1.2k views
    • 
    • Peanut Butter Man
    • October 31, 2006

41. Top Heavy & 415

    By fiona1, January 23, 2007
    • 1 reply
    • 1k views
    • 
    • Jim Chad
    • January 23, 2007

42. handling tardy reimbursement of fee overcharges

    By Guest Iwonder, December 24, 2009
    • 1 reply
    • 1k views
    • 
    • TPAMan
    • December 24, 2009

43. Average Benefits Testing

    By justatester, March 23, 2010
    • 1 reply
    • 969 views
    • 
    • Mike Preston
    • March 23, 2010

44. Operational failure in a DB prototype

    By QNPG, February 3, 2011
    • 1 reply
    • 699 views
    • 
    • John Feldt ERPA CPC QPA
    • February 3, 2011

45. ASG - Of The Type Historically Performed....

    By Madison71, July 28, 2011
    • 1 reply
    • 968 views
    • 
    • Jim Chad
    • July 29, 2011

46. how long can you be 'otherwise excludable'

    By cpc0506, October 21, 2013
    • 1 reply
    • 822 views
    • 
    • ETA Consulting LLC
    • October 21, 2013

47. 414(s) Testing

    By justatester, November 24, 2014
    • 1 reply
    • 1.7k views
    • 
    • Kevin C
    • December 3, 2014

48. 401(a)(4)-5 - Establishing a DC plan short plan year

    By tamaramiddleton63, October 5, 2016   

    • New Plan - Existing Business
    • New plan
    • (and 1 more)

      Tagged with:

      • New Plan - Existing Business
      • New plan
      • Coverage rules under 401(a)(4)
    • 1 reply
    • 677 views
    • 
    • John Feldt ERPA CPC QPA
    • October 7, 2016

49. Safe harbor 401-k Plan Termination

    By KevinMc, July 12, 2019
    • 1 reply
    • 609 views
    • 
    • Bird
    • July 15, 2019

50. would anyone have a sample copy of an election form provided to partic

    By Guest AP, July 29, 1999
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • August 5, 1999