401(k) Plans

19,317 topics in this forum

1. Participant cannot be reached to make a deferral election.

   By Guest Jimmy B, August 2, 2000
   • 3 replies
   • 1.5k views
   • 
   • Guest
   • August 3, 2000

2. Two dc plans to get 25% deduction for employer?

   By Guest cascigm, August 2, 2000
   • 2 replies
   • 1.6k views
   • 
   • Larry M
   • August 2, 2000

3. Recordkeeper for Plan without Assets

   By Guest L, July 30, 2000
   • 3 replies
   • 1.5k views
   • 
   • Jon Chambers
   • August 2, 2000

4. First Year Safe Harbor 401(k) Plan

   By Guest barrydorfman, August 1, 2000
   • 1 reply
   • 2k views
   • 
   • Guest
   • August 2, 2000

5. Anti-Cutback: Timing Amendment Affect Benefits in Pay Status?

   By rocknrolls2, August 2, 2000
   • 0 replies
   • 1.6k views
   • 
   • rocknrolls2
   • August 2, 2000

6. Employee Deferrals - how long is too long? Does a long lag affect ear

   By Guest jkrainak, July 31, 2000
   • 12 replies
   • 2.4k views
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   • k man
   • July 31, 2000

7. Amendment period

   By Guest Theresa Irvin, February 11, 1999
   • 10 replies
   • 3.5k views
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   • Alonzo
   • July 31, 2000

8. Looking for reasonably priced 401(k) testing & admin software

   By Guest mwcpa, July 28, 2000
   • 1 reply
   • 1.5k views
   • 
   • Dave Baker
   • July 30, 2000

9. 2000 hours for a match???

   By Guest Tim Baker, July 25, 2000
   • 7 replies
   • 2.9k views
   • 
   • pjkoehler
   • July 28, 2000

10. Bundled Service Provider & a TPA

    By Guest UKH, July 25, 2000
    • 1 reply
    • 2.1k views
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    • Jon Chambers
    • July 28, 2000

11. Rollovers to a plan that does not allow rollovers.

    By Guest Pat Metallic, July 27, 2000
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • July 27, 2000

12. Are employees of a company that uses a PEO considered to have terminat

    By Guest kstorch, July 26, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • July 26, 2000

13. Pay plan expenses from forfeitures

    By jkharvey, July 25, 2000
    • 0 replies
    • 1.7k views
    • 
    • jkharvey
    • July 25, 2000

14. How to calculate aggregate profit sharing contribution for a sole prop

    By Guest, July 14, 2000
    • 4 replies
    • 3k views
    • 
    • Guest
    • July 24, 2000

15. Elective deferral limits - what authority allows plan to set limits th

    By Guest Cutfade, July 21, 2000
    • 5 replies
    • 1.9k views
    • 
    • QDROphile
    • July 24, 2000

16. Permissive top heavy aggregation (union ees?)

    By Dawn Hafner, July 20, 2000
    • 6 replies
    • 3.9k views
    • 
    • MWeddell
    • July 24, 2000

17. Fixing missed top-heavy contributions: OK to retroactively contribute

    By Hoard1, July 17, 2000
    • 8 replies
    • 3.6k views
    • 
    • Richard Anderson
    • July 23, 2000

18. PLR: In applying same desk rule, it is not relevant whether a transfer

    By Dave Baker, July 20, 2000
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • July 20, 2000

19. Penalties for failure to maintain ERISA Bond

    By k man, July 20, 2000
    • 0 replies
    • 2.2k views
    • 
    • k man
    • July 20, 2000

20. Regulations for the Virgin Islands

    By Guest Diana Hill, July 20, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • July 20, 2000

21. Safe Harbor 401(k) Can ER max salary deferral even though other EE's d

    By Guest Don J. Smith, July 18, 2000
    • 3 replies
    • 2k views
    • 
    • actuarysmith
    • July 19, 2000

22. Remedy for late transfer of employee contributions to 401(k)plan.

    By KIP KRAUS, July 19, 2000
    • 5 replies
    • 2.4k views
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    • pjkoehler
    • July 19, 2000

23. Must 1099'd individuals be included in new 401(k) plan?

    By Guest chant44, July 19, 2000
    • 1 reply
    • 1.8k views
    • 
    • Alonzo
    • July 19, 2000

24. How to merge two 401(k) plans?

    By Guest SJPrince, July 12, 2000
    • 3 replies
    • 2.7k views
    • 
    • Guest
    • July 19, 2000

25. What are the penalties for the withdrawal of earnings (after 12/31/19

    By Guest LNM, July 18, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • July 18, 2000

26. Client says 401(k) plan has to contain domestic partner benefit provis

    By Earl, July 15, 2000
    • 5 replies
    • 3.4k views
    • 
    • Guest
    • July 18, 2000

27. Can loan be earmarked as coming from the employer matching contributio

    By Richard Anderson, July 14, 2000
    • 5 replies
    • 1.9k views
    • 
    • pjkoehler
    • July 17, 2000

28. ADP test failed but HCE already has rolled over his account to an IRA

    By Brenda Wren, July 15, 2000
    • 1 reply
    • 4.9k views
    • 
    • MWeddell
    • July 17, 2000

29. Can loan be taken by spouse of shareholder?

    By Guest alwilkins, July 6, 2000
    • 2 replies
    • 1.6k views
    • 
    • actuarysmith
    • July 14, 2000

30. Correction Steps when failure of more than one limit

    By Guest UKH, July 14, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • July 14, 2000

31. Minimum participation requirements; how to treat rehired employees who

    By Guest JMLSON, March 22, 2000
    • 9 replies
    • 3.6k views
    • 
    • KJohnson
    • July 14, 2000

32. Is a plan amendment to change a plan year automatically negated due to

    By Guest Compliance Rep, July 12, 2000
    • 3 replies
    • 1.9k views
    • 
    • pjkoehler
    • July 13, 2000

33. Looking for sample investment policy for 401(k) plan

    By k man, July 7, 2000
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • July 13, 2000

34. Can a plan allow a matching contribution that's greater than 100% of t

    By Guest SJPrince, July 7, 2000
    • 3 replies
    • 1.7k views
    • 
    • Dave Baker
    • July 13, 2000

35. In the SPD of a cross-tested plan (several different profit sharing co

    By k man, July 12, 2000
    • 1 reply
    • 1.7k views
    • 
    • actuarysmith
    • July 12, 2000

36. Form 5330 (for excise tax due to late contributions of elective deferr

    By Guest Mike Mallon, July 10, 2000
    • 2 replies
    • 2.2k views
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    • actuarysmith
    • July 12, 2000

37. switching from a 401 (k) to a defined benefit plan.

    By Guest miltzall, July 12, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • July 12, 2000

38. Deferral % exceeds max in plan doc

    By Guest pinsall, June 22, 2000
    • 6 replies
    • 2.1k views
    • 
    • Alf
    • July 12, 2000

39. How much can be taken out as a hardship distribution, after a particip

    By Richard Anderson, July 4, 2000
    • 5 replies
    • 1.6k views
    • 
    • MWeddell
    • July 10, 2000

40. What happens to an outstanding loan against 401(k) as owner of C corp

    By Guest alwilkins, July 9, 2000
    • 3 replies
    • 1.6k views
    • 
    • Dave Baker
    • July 10, 2000

41. to merge or terminate...

    By Guest SJPrince, July 7, 2000
    • 1 reply
    • 1.9k views
    • 
    • pjkoehler
    • July 7, 2000

42. Order for Correction when failure of more than one limit

    By Guest UKH, July 3, 2000
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • July 5, 2000

43. Bonuses counted in a 401(k) safe harbor plan

    By eilano, June 22, 2000
    • 4 replies
    • 4.5k views
    • 
    • Alf
    • July 2, 2000

44. Amend plan document to prohibit direct rollovers?

    By Guest RBeck, June 26, 2000
    • 16 replies
    • 2.2k views
    • 
    • Alf
    • July 1, 2000

45. Plan administrator/trustee/sponsor is gone; how should admin consultan

    By Guest Scott Holechek, June 30, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • June 30, 2000

46. Employer Stock in a Conduit IRA

    By Guest mam, June 23, 2000
    • 4 replies
    • 1.5k views
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    • LCARUSI
    • June 30, 2000

47. When must acquired employees enter 401(k) plan after merger?

    By Alonzo, June 26, 2000
    • 3 replies
    • 3.6k views
    • 
    • Guest
    • June 30, 2000

48. Form 5500 Archive Link

    By Guest Robin Hopkins, June 28, 2000
    • 7 replies
    • 1.7k views
    • 
    • Guest
    • June 30, 2000

49. Prohibited Transaction? Son as broker?

    By Dawn Hafner, June 30, 2000
    • 1 reply
    • 1.6k views
    • 
    • pjkoehler
    • June 30, 2000

50. Subject: Using Yr. #1 Forfeitures in Yr. #2

    By Guest Mindy, June 28, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • June 28, 2000