401(k) Plans

19,294 topics in this forum

1. How do you correct an excess annual addition when the participant has

   By Guest friedbrain, October 19, 1999
   • 1 reply
   • 1.7k views
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   • Brenda Wren
   • October 26, 1999

2. Stock Options in a 401K

   By Guest chant44, October 26, 1999
   • 1 reply
   • 1.4k views
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   • Kirk Maldonado
   • October 26, 1999

3. Plan sponsor wants to make several non-required amendments for 1999. I

   By Guest m thom, October 25, 1999
   • 2 replies
   • 1.4k views
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   • John A
   • October 26, 1999

4. QNECs and 401(a)(4)

   By KJohnson, October 24, 1999
   • 3 replies
   • 2.7k views
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   • KJohnson
   • October 25, 1999

5. DB to DC Conversions

   By jlf, October 24, 1999
   • 0 replies
   • 1.4k views
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   • jlf
   • October 24, 1999

6. Is the 1000 hours participation rule only an IRC requirement, or is it

   By Guest maria jose, October 24, 1999
   • 1 reply
   • 1.8k views
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   • Guest
   • October 24, 1999

7. Help - Misguided CPA!

   By Guest PLHart, September 29, 1999
   • 8 replies
   • 1.9k views
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   • GBurns
   • October 22, 1999

8. Another Short Year Safe Harbor Questions

   By thepensionmaven, October 20, 1999
   • 2 replies
   • 1.4k views
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   • Guest
   • October 21, 1999

9. An employer gave a safe-harbor notice in August 1999 with a 10/01/99 s

   By Guest, October 18, 1999
   • 7 replies
   • 1.5k views
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   • KJohnson
   • October 20, 1999

10. 3% Elective Safe Harbor Contribution satisfies the Top Heavy minimum r

    By Guest, October 20, 1999
    • 1 reply
    • 1.3k views
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    • Hoard1
    • October 20, 1999

11. Gap Earnings on Corrective ADP excess

    By Guest Juice, October 20, 1999
    • 2 replies
    • 2.4k views
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    • Ervin Barham
    • October 20, 1999

12. Annual additions--1 ee & 2 ers

    By Guest m thom, October 18, 1999
    • 1 reply
    • 1.6k views
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    • MWeddell
    • October 18, 1999

13. Domestic/Foreign Trust

    By Guest, October 7, 1999
    • 4 replies
    • 2k views
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    • Guest
    • October 15, 1999

14. Line 27d Form 5500 transaction in excess of 5% - for 401(k) plans, sho

    By Guest Frank Jackson, October 8, 1999
    • 1 reply
    • 2.2k views
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    • Guest
    • October 15, 1999

15. controll group/affiliated service group

    By Guest ars, October 9, 1999
    • 3 replies
    • 2k views
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    • Guest
    • October 15, 1999

16. HCE Determination in short plan year

    By Guest MPITTS, October 12, 1999
    • 3 replies
    • 2.1k views
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    • John A
    • October 14, 1999

17. New top-heavy 401(k) plan implemented 7/1/98 - must minimum top heavy

    By Guest ANNEBV, October 13, 1999
    • 1 reply
    • 1.4k views
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    • Richard Anderson
    • October 14, 1999

18. Plan Year Different from Company Fiscal Year

    By LCARUSI, September 29, 1999
    • 2 replies
    • 2.3k views
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    • Guest
    • October 13, 1999

19. Adding New Investment Options; Eliminating others

    By Guest Kennedy, September 20, 1999
    • 3 replies
    • 1.5k views
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    • Guest
    • October 13, 1999

20. 401(k) deposited > 15 days after month end; Q 27e & 27f on Form

    By Guest Kelly R, July 21, 1999
    • 4 replies
    • 1.8k views
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    • Guest
    • October 12, 1999

21. Can a utility service sponsor a 401(k) plan or does it have to be a 40

    By Guest WHill, October 12, 1999
    • 1 reply
    • 1.3k views
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    • MWeddell
    • October 12, 1999

22. Safe Harbor 401(k) ADP/ACP Question

    By John A, October 11, 1999
    • 5 replies
    • 1.8k views
    • 
    • John A
    • October 11, 1999

23. Company Stock inside a 401(k)

    By Guest boetgerinc, October 8, 1999
    • 1 reply
    • 1.6k views
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    • Kirk Maldonado
    • October 8, 1999

24. Matching contribution with employer stock

    By Guest Jay Walters, October 8, 1999
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • October 8, 1999

25. Is it clear that compensation under 404 includes compensation for the

    By John A, October 7, 1999
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • October 7, 1999

26. 410(b) minimum coverage failure - how to retroactively amend if the pl

    By Guest Phil L, October 6, 1999
    • 3 replies
    • 3.9k views
    • 
    • Guest
    • October 7, 1999

27. If an employer makes the 3% QNEC under a safe harbor plan, I understan

    By Guest, October 7, 1999
    • 2 replies
    • 1.8k views
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    • John A
    • October 7, 1999

28. Disallowing elective contributions from those with 401(k) withdrawals/

    By Guest KOlsen, October 6, 1999
    • 3 replies
    • 1.7k views
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    • Dowist
    • October 7, 1999

29. Submit 401(k) Plan for Determination Letter

    By chris, October 6, 1999
    • 1 reply
    • 1.7k views
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    • MWeddell
    • October 7, 1999

30. Employer stock as matching contribution

    By Guest Melissa Winslow, October 4, 1999
    • 1 reply
    • 1.4k views
    • 
    • Jon Chambers
    • October 7, 1999

31. Employers fiduciary responsibility as Plan Administrator

    By Guest tmdolf, September 29, 1999
    • 4 replies
    • 2.1k views
    • 
    • Jon Chambers
    • October 7, 1999

32. Benefit elecitons for "two-stage" distributions

    By KJohnson, October 5, 1999
    • 3 replies
    • 1.7k views
    • 
    • david rigby
    • October 6, 1999

33. Safe harbor deadlines

    By Guest Ephesian431, October 6, 1999
    • 1 reply
    • 1.4k views
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    • Guest
    • October 6, 1999

34. Status of IRS Determination Letters for Prototypes

    By Guest Mark Manning, October 5, 1999
    • 1 reply
    • 1.7k views
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    • Wessex
    • October 6, 1999

35. Safe Harbor 401(k)

    By MWeddell, September 24, 1999
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • October 6, 1999

36. Distributions from a 401k with ER stock. (NUA).

    By Guest Denise Murphy, October 4, 1999
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • October 6, 1999

37. HCE determination--anyone electing top paid group?

    By Guest SJPrince, September 24, 1999
    • 5 replies
    • 2.2k views
    • 
    • Guest
    • October 5, 1999

38. Master Trust or Not?

    By Guest Walter Patricio, October 1, 1999
    • 5 replies
    • 5.9k views
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    • MoJo
    • October 5, 1999

39. Form 5500-C/R

    By Guest Theresa, October 4, 1999
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • October 4, 1999

40. Foreign rollover to US Plan

    By Guest Frank Jackson, October 4, 1999
    • 1 reply
    • 2.1k views
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    • david rigby
    • October 4, 1999

41. Disability distribution

    By Guest scm, October 4, 1999
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • October 4, 1999

42. What is the time limit for 401k distributions?

    By Guest MaggieRose, October 3, 1999
    • 1 reply
    • 2.1k views
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    • Ervin Barham
    • October 4, 1999

43. Exclusions of Employees from Plan

    By Hoard1, September 28, 1999
    • 4 replies
    • 1.5k views
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    • IRC401
    • October 3, 1999

44. Employee has exceeded $10,000 pre-tax contribution, can he still contr

    By Guest Diana Prewitt, September 29, 1999
    • 2 replies
    • 1.5k views
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    • MWeddell
    • October 1, 1999

45. Eligibility

    By Guest Ephesian431, September 29, 1999
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • October 1, 1999

46. Loan Defaults on 5500

    By Guest EdwardF, September 9, 1999
    • 5 replies
    • 2.5k views
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    • lkpittman
    • September 30, 1999

47. allocation of forfeitures

    By Guest le190, September 29, 1999
    • 1 reply
    • 1.4k views
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    • Ervin Barham
    • September 30, 1999

48. Beneficiary forms

    By Guest Chris O'Daniel, September 28, 1999
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • September 29, 1999

49. Top-Heavy Minimum/401(m) Matching Part II

    By John A, September 23, 1999
    • 6 replies
    • 2.3k views
    • 
    • John A
    • September 29, 1999

50. Summary Annual Reports

    By Guest T L Williamson, September 28, 1999
    • 1 reply
    • 1.4k views
    • 
    • John A
    • September 29, 1999