401(k) Plans

19,319 topics in this forum

1. Plan Having Trouble with 414(s) Compensation Test

   By rocknrolls2, February 24, 2009
   • 5 replies
   • 3.4k views
   • 
   • John Feldt ERPA CPC QPA
   • February 24, 2009

2. Rehired After Opting Out vs. Definition of Participant

   By Guest Erin W, March 2, 2010
   • 13 replies
   • 3.4k views
   • 
   • Guest
   • March 4, 2010

3. 404(a)(4) nondiscrimination testing

   By Guest amm19, January 27, 2003
   • 3 replies
   • 3.4k views
   • 
   • Mike Preston
   • January 28, 2003

4. 415 Limit and the 100% of Comp Limitation

   By mming, May 29, 2018
   • 7 replies
   • 3.4k views
   • 
   • spiritrider
   • August 18, 2018

5. Eligible employee

   By Guest mparker2028, February 6, 2006
   • 11 replies
   • 3.4k views
   • 
   • Tom Poje
   • February 15, 2006

6. Maintain Salary Deferral Election Forms?

   By Guest TPAStacey, July 1, 2009
   • 6 replies
   • 3.4k views
   • 
   • K2retire
   • July 1, 2009

7. 402g Roth failure correction after April 15

   By WCC, April 18, 2018
   • 10 replies
   • 3.4k views
   • 
   • Tom Poje
   • April 20, 2018

8. Privately held company stock as a match?

   By Guest Kendall, March 21, 2000
   • 5 replies
   • 3.4k views
   • 
   • k man
   • March 22, 2000

9. fund matching true up... plus lost earnings?

   By WCC, February 23, 2018
   • 6 replies
   • 3.4k views
   • 
   • Luke Bailey
   • February 27, 2018

10. No Profit Sharing - do I file a 5500

    By PainPA, June 28, 2019
    • 14 replies
    • 3.4k views
    • 
    • Flyboyjohn
    • July 2, 2019

11. Excluding certain HCE's from 3% safe harbor contribution

    By Richard Anderson, February 23, 2000
    • 4 replies
    • 3.4k views
    • 
    • AndyH
    • February 24, 2000

12. Employees Xfer to a Leasing Company

    By austin3515, August 18, 2010
    • 21 replies
    • 3.4k views
    • 
    • K2retire
    • August 19, 2010

13. 3401(a) Compensation

    By Guest bgrazetti, February 27, 2002
    • 1 reply
    • 3.4k views
    • 
    • Tom Poje
    • March 1, 2002

14. Which year's top-heavy contribution can a QNEC contribution be applied

    By John A, January 19, 2001
    • 3 replies
    • 3.4k views
    • 
    • Guest
    • January 22, 2001

15. Retroactive Amendment adding participating employer

    By austin3515, October 2, 2016
    • 7 replies
    • 3.4k views
    • 
    • Belgarath
    • October 3, 2016

16. Family Attribution and Step Children

    By Guest Thornton, April 27, 1999
    • 2 replies
    • 3.4k views
    • 
    • Guest
    • April 28, 1999

17. 410(b) failure in controlled group setting

    By AndyH, September 18, 2003
    • 12 replies
    • 3.4k views
    • 
    • AndyH
    • September 19, 2003

18. Vesting service for previously excluded employees

    By JDuns, July 24, 2003
    • 6 replies
    • 3.4k views
    • 
    • ccassetty
    • July 26, 2003

19. Is there a time frame when an employer has to deposit your payroll ded

    By Guest KME, January 6, 1999
    • 17 replies
    • 3.4k views
    • 
    • stephen
    • March 20, 2001

20. Sarbanes OxleySection 906 Certification

    By Guest hank, May 14, 2003
    • 4 replies
    • 3.4k views
    • 
    • Guest
    • June 3, 2003

21. Manual ADP/ACP test

    By Guest nbs, December 10, 2002
    • 6 replies
    • 3.4k views
    • 
    • Brian Gallagher
    • December 12, 2002

22. Incorrect Rollover into 401(k) Plan

    By Guest marie567, February 2, 2002
    • 8 replies
    • 3.4k views
    • 
    • Alf
    • October 2, 2004

23. Late refund of excess deferrals & Form 5330

    By MoShawn, May 6, 2009
    • 2 replies
    • 3.4k views
    • 
    • austin3515
    • May 9, 2009

24. Sec 4979 excise tax

    By Guest jim williams, March 20, 2003
    • 6 replies
    • 3.4k views
    • 
    • Mike Preston
    • March 20, 2003

25. Matching Contribution Due Date

    By Guest dyoder, January 10, 2006
    • 3 replies
    • 3.4k views
    • 
    • Bob R
    • January 12, 2006

26. key employee Which "plan year" do you use to determine keys for top-heavy

    By Luke Bailey, November 28, 2018   

    • top-heavy
    • 416(i)(1)
    • 12 replies
    • 3.4k views
    • 
    • Mike Preston
    • November 30, 2018

27. Overlapping Controlled Groups

    By justatester, March 2, 2009
    • 6 replies
    • 3.4k views
    • 
    • justatester
    • March 3, 2009

28. RMD over MORE than the RMD?

    By austin3515, January 24, 2014
    • 21 replies
    • 3.4k views
    • 
    • Bird
    • January 29, 2014

29. Seasonal employees in a 401k plan

    By Guest scott34, August 13, 2008
    • 7 replies
    • 3.4k views
    • 
    • BG5150
    • August 14, 2008

30. Top Heavy Test & Safe Harbor Plan

    By doombuggy, February 13, 2003
    • 8 replies
    • 3.4k views
    • 
    • Tom Poje
    • February 25, 2003

31. Incorrect Elective Deferral

    By AAS2, February 23, 2017   

    • elective deferral
    • correction
    • (and 1 more)

      Tagged with:

      • elective deferral
      • correction
      • payroll period
    • 8 replies
    • 3.4k views
    • 
    • CuseFan
    • February 24, 2017

32. HCE made deferrals, had NO Compensation

    By Alex Daisy, December 30, 2008
    • 15 replies
    • 3.4k views
    • 
    • K2retire
    • January 6, 2009

33. non profit 401(k)

    By Lori H, January 27, 2009
    • 22 replies
    • 3.4k views
    • 
    • Guest
    • January 30, 2009

34. Ex-employee owes employer $, can the employer take the money when the

    By Guest Kevin Plymyer, December 29, 2000
    • 3 replies
    • 3.4k views
    • 
    • david rigby
    • January 2, 2001

35. Can participants be charged a distribution fee upon leaving the plan?

    By k man, March 9, 2000
    • 18 replies
    • 3.4k views
    • 
    • Kirk Maldonado
    • March 16, 2000

36. Purchase of land - "purchase of primary residence"???

    By Guest CJK, April 18, 2001
    • 1 reply
    • 3.4k views
    • 
    • Guest
    • April 20, 2001

37. Last Day Rule

    By CJS07, March 6, 2008
    • 10 replies
    • 3.4k views
    • 
    • Tom Poje
    • March 7, 2008

38. Control Group with Non-Profit

    By Sarah R, September 15, 2017
    • 2 replies
    • 3.3k views
    • 
    • Luke Bailey
    • September 20, 2017

39. Voluntary Contributions

    By thepensionmaven, April 29, 2019
    • 28 replies
    • 3.3k views
    • 
    • justanotheradmin
    • June 28, 2019

40. death of beneficiary

    By Jennifer D., August 28, 2013
    • 7 replies
    • 3.3k views
    • 
    • masteff
    • August 29, 2013

41. QNEC & Profit Sharing contributions

    By Guest jim williams, March 3, 2004
    • 3 replies
    • 3.3k views
    • 
    • jquazza
    • March 3, 2004

42. 401(k) Deferral on Net or Gross Compensation?

    By Alex Daisy, January 15, 2009
    • 3 replies
    • 3.3k views
    • 
    • 401king
    • January 21, 2009

43. Summary Annual Report Model Notice Updates

    By 5500sorBust, June 11, 2019
    • 6 replies
    • 3.3k views
    • 
    • Kristina
    • June 13, 2019

44. Are there any states that do not allow 401k employee contributions to

    By Guest pupelk, February 27, 2001
    • 2 replies
    • 3.3k views
    • 
    • Guest
    • February 28, 2001

45. excess 402(g) limit - 10% penalty tax

    By 52626, August 3, 2016
    • 4 replies
    • 3.3k views
    • 
    • RatherBeGolfing
    • August 3, 2016

46. Aggregating a Safe Harbor and a Non-Safe Harbor

    By austin3515, February 10, 2003
    • 12 replies
    • 3.3k views
    • 
    • austin3515
    • February 14, 2003

47. Broker v. TPA

    By Guest Quacka, January 6, 2009
    • 3 replies
    • 3.3k views
    • 
    • K2retire
    • January 7, 2009

48. Deferrals from Compensation over the limit

    By Guest HRAdvisor, January 3, 2008
    • 9 replies
    • 3.3k views
    • 
    • Bird
    • February 11, 2008

49. 402(g) Excess Deferrals-negative earnings and 1099-Rs

    By AndrewZ, January 30, 2002
    • 3 replies
    • 3.3k views
    • 
    • Archimage
    • July 30, 2002

50. Changing eligibilty - nondiscriminatory?

    By AlbanyConsultant, February 16, 2017
    • 21 replies
    • 3.3k views
    • 
    • RatherBeGolfing
    • February 22, 2017