401(k) Plans

19,319 topics in this forum

1. Interest on True-Up?

   By J2D2, November 6, 2006
   • 13 replies
   • 3k views
   • 
   • mschwechter
   • November 17, 2006

2. Top Heavy minimum for mid year entrants in a Safe Harbor 401(k).

   By R. Butler, February 21, 2001
   • 5 replies
   • 3k views
   • 
   • AndyH
   • February 23, 2001

3. Coverage problems with excluding employees eligible for a money purcha

   By Guest MES, March 13, 2001
   • 9 replies
   • 3k views
   • 
   • Guest
   • March 15, 2001

4. Retroactive Safe Harbor Amendment

   By Purplemandinga, March 24, 2020
   • 11 replies
   • 3k views
   • 
   • C. B. Zeller
   • March 25, 2020

5. Plan Termination and Successor Plan Rules

   By Alex Daisy, October 24, 2014
   • 2 replies
   • 3k views
   • 
   • david rigby
   • October 24, 2014

6. Corrective Distributions

   By Alex Daisy, April 1, 2008
   • 4 replies
   • 3k views
   • 
   • Guest
   • April 2, 2008

7. How flexible is "discretionary match"?

   By AKconsult, February 17, 2015
   • 8 replies
   • 3k views
   • 
   • LANDO
   • March 23, 2015

8. Loan default due to death of participant - who is liable for the taxes

   By Guest John Grace, December 2, 1999
   • 5 replies
   • 3k views
   • 
   • Guest
   • December 7, 1999

9. Otherwise Excludable Employees

   By Becky Schwing, December 29, 2021
   • 9 replies
   • 3k views
   • 
   • rocknrolls2
   • December 30, 2021

10. Parent-Sub Controlled Group Issues

    By Guest ELS, August 28, 2000
    • 1 reply
    • 3k views
    • 
    • pjkoehler
    • August 28, 2000

11. When is a loan in default?

    By Guest DWARD, September 13, 2000
    • 5 replies
    • 3k views
    • 
    • MWeddell
    • April 18, 2001

12. Modification of loan repayment terms

    By Guest JDL, July 15, 2003
    • 5 replies
    • 3k views
    • 
    • Guest
    • July 16, 2003

13. ADP/ACP Test Shifting Question

    By Lou S., February 10, 2009
    • 3 replies
    • 3k views
    • 
    • Below Ground
    • February 10, 2009

14. Safe Harbor Deadline?

    By Guest W. Blake, June 24, 2005
    • 1 reply
    • 3k views
    • 
    • WDIK
    • June 24, 2005

15. Dual Eligibility

    By Kimberly S, September 16, 2008
    • 10 replies
    • 3k views
    • 
    • Kimberly S
    • September 23, 2008

16. Volutary After-Tax Contributions

    By Guest dhall5, March 28, 2006
    • 5 replies
    • 3k views
    • 
    • Guest
    • March 28, 2006

17. DFVCP & IRS Penalties on late 5500

    By Dennis Povloski, May 19, 2010
    • 4 replies
    • 3k views
    • 
    • Belgarath
    • May 19, 2010

18. Conditions for Corrective 11g Amendment

    By kgr12, October 14, 2014
    • 2 replies
    • 3k views
    • 
    • kgr12
    • October 14, 2014

19. Form 5330

    By commishvp, September 19, 2008
    • 4 replies
    • 3k views
    • 
    • BG5150
    • September 23, 2008

20. Wife is sole mbr LLC and trustee of 401K plan which invests in husbands privately held partnership

    By RC50, October 26, 2016
    • 19 replies
    • 3k views
    • 
    • shERPA
    • October 31, 2016

21. Is it okay to delay the deposit of elective deferrals if TPA says that their fees will increase if deposits are made more frequently?

    By katieinny, April 6, 2005
    • 17 replies
    • 3k views
    • 
    • RCK
    • April 15, 2005

22. Failed ADP Test - how to correct?

    By Francis, August 30, 2007
    • 6 replies
    • 3k views
    • 
    • Tom Poje
    • September 5, 2007

23. Deferral Election: Dollar Amount or Percentage of Pay?

    By Lori H, January 31, 2017
    • 8 replies
    • 3k views
    • 
    • Lori H
    • January 31, 2017

24. Top-paid group elections

    By Guest NiceGuyMike, January 20, 2004
    • 5 replies
    • 3k views
    • 
    • Guest
    • January 20, 2004

25. moving from common law to leased employee

    By Guest Livia, September 16, 2008
    • 9 replies
    • 3k views
    • 
    • ERISAnut
    • September 18, 2008

26. ADP refund was too much.

    By fiona1, October 21, 2008
    • 3 replies
    • 3k views
    • 
    • Tom Poje
    • October 23, 2008

27. Can a Plan Sponsor issue a promissory note on distribution?

    By Guest KoreAmBear, December 14, 2005
    • 6 replies
    • 3k views
    • 
    • BeckyMiller
    • January 11, 2006

28. Adding Safe Harbor

    By nancy, May 19, 2003
    • 11 replies
    • 3k views
    • 
    • R. Butler
    • May 21, 2003

29. Hardship Withdrawal

    By Guest tlemaster, September 2, 2003
    • 12 replies
    • 3k views
    • 
    • Guest
    • September 4, 2003

30. Must the first day of a plan year be an entry date?

    By BG5150, December 4, 2015
    • 11 replies
    • 3k views
    • 
    • MWeddell
    • February 19, 2018

31. 4k/ESOP Top Heavy aggregation

    By Guest dannyoc13, February 20, 2007
    • 3 replies
    • 3k views
    • 
    • John Feldt ERPA CPC QPA
    • February 20, 2007

32. SafeHarbor 401(k) feature

    By MarZDoates, November 5, 2002
    • 15 replies
    • 3k views
    • 
    • 2muchstress
    • November 7, 2002

33. Is payroll end plan-year considered "calendar-year"?

    By Guest nmendicott, May 18, 2010
    • 8 replies
    • 3k views
    • 
    • david rigby
    • May 18, 2010

34. DC/DB Combo Top-Heavy Minimum

    By austin3515, March 6, 2012
    • 5 replies
    • 3k views
    • 
    • Tom Poje
    • March 7, 2012

35. Hardship Question

    By Madison71, October 6, 2021
    • 13 replies
    • 3k views
    • 
    • Luke Bailey
    • October 8, 2021

36. Aduit 401k and MPP combined

    By sdix401k, September 14, 2007
    • 16 replies
    • 3k views
    • 
    • Guest
    • September 26, 2007

37. Where do I file an ERISA complaint?

    By Guest rachel miller, June 5, 2000
    • 2 replies
    • 3k views
    • 
    • pjkoehler
    • June 6, 2000

38. Audit Services .vs. TPA Services

    By JMP, May 11, 2020
    • 20 replies
    • 3k views
    • 
    • ERISAtwin74
    • May 29, 2020

39. Merging 2 safe harbor plans mid-year

    By Guest FAQ, June 26, 2012
    • 1 reply
    • 3k views
    • 
    • Tom Poje
    • June 26, 2012

40. 404 deduction limits

    By imchipbrown, November 6, 1999
    • 2 replies
    • 3k views
    • 
    • Guest
    • November 8, 1999

41. Profit Sharing Plan termination

    By cpc0506, November 11, 2013
    • 10 replies
    • 3k views
    • 
    • mbozek
    • November 16, 2013

42. Non-profit entity and for profit entity--403(b) and 401(k)

    By Guest DLevine, January 13, 2003
    • 6 replies
    • 3k views
    • 
    • jpod
    • January 14, 2003

43. TPA's For Sale

    By Guest Tom McNeill, February 12, 2007
    • 0 replies
    • 3k views
    • 
    • Guest
    • February 12, 2007

44. affiliated service group?

    By PensionNewbee, April 26, 2004
    • 11 replies
    • 3k views
    • 
    • PensionNewbee
    • May 6, 2004

45. Affiliated Service Group

    By Guest johnpetrancosta, March 26, 2007
    • 4 replies
    • 3k views
    • 
    • atypicalguy
    • July 10, 2019

46. Referral Fee Paid by New Trustee

    By Brian Haynes, February 22, 2011
    • 13 replies
    • 3k views
    • 
    • Kevin C
    • February 23, 2011

47. Late Deferrals and VFCP/Form 5330

    By J. Bringhurst, October 27, 2004
    • 6 replies
    • 3k views
    • 
    • J. Bringhurst
    • November 1, 2004

48. Vanguard frequent-trading policy on pooled 401(k)'s

    By Guest jsample, June 15, 2007
    • 2 replies
    • 3k views
    • 
    • ombskid
    • June 27, 2007

49. Years of Service

    By Guest jnewman, July 16, 2003
    • 10 replies
    • 3k views
    • 
    • RTK
    • July 17, 2003

50. Signing 5500 on behalf of clients

    By austin3515, July 21, 2010
    • 4 replies
    • 3k views
    • 
    • austin3515
    • July 23, 2010