401(k) Plans

19,319 topics in this forum

1. Eligibility Computation Period for Re-Hired Employees

   By Vlad401k, May 15, 2019
   • 3 replies
   • 3k views
   • 
   • Doc Ument
   • May 17, 2019

2. Deadline for Ameidning to ADD Safe Harbor

   By austin3515, February 24, 2011
   • 9 replies
   • 2.9k views
   • 
   • 12AX7
   • February 24, 2011

3. Spousal Consent

   By 30Rock, August 29, 2011
   • 5 replies
   • 2.9k views
   • 
   • masteff
   • September 2, 2011

4. Family and ownership attribution

   By Pammie57, January 31, 2019
   • 3 replies
   • 2.9k views
   • 
   • Larry Starr
   • February 5, 2019

5. Ineligible Rollover & 1099-R

   By Zoey, September 5, 2017
   • 18 replies
   • 2.9k views
   • 
   • Zoey
   • September 6, 2017

6. No Highly Compensated Employees in 401(k) Plan?

   By Guest PAM, January 8, 1999
   • 10 replies
   • 2.9k views
   • 
   • MWeddell
   • January 14, 1999

7. One day plan year....

   By fiona1, December 28, 2005
   • 7 replies
   • 2.9k views
   • 
   • Just Me
   • January 9, 2006

8. Help with regards to moving abroad and 401(k) plans

   By Guest joapepchi, June 16, 2011
   • 1 reply
   • 2.9k views
   • 
   • ETA Consulting LLC
   • June 17, 2011

9. Islamic Investment Funds

   By rocknrolls2, March 23, 2006
   • 10 replies
   • 2.9k views
   • 
   • david rigby
   • March 24, 2006

10. Are Revenue Sharing Fees Part of Plan Assets?

    By Guest jmiskey, June 3, 2003
    • 9 replies
    • 2.9k views
    • 
    • MoJo
    • June 5, 2003

11. Allocating Gains Loss on Pooled Accounts

    By Karoline Curran, March 1, 2019
    • 12 replies
    • 2.9k views
    • 
    • justanotheradmin
    • March 5, 2019

12. Capital Accumulation Plan

    By Guest AlyssaC, May 4, 2007
    • 2 replies
    • 2.9k views
    • 
    • JanetM
    • May 7, 2007

13. QDRO - In-service for Top Heavy???

    By Guest tropicgetaway, June 24, 2003
    • 6 replies
    • 2.9k views
    • 
    • g8r
    • March 15, 2004

14. How to answer the 404(c) question answered on the 5500?

    By Guest JimP, September 28, 2000
    • 7 replies
    • 2.9k views
    • 
    • Guest
    • September 30, 2000

15. ADP Refund--HCE has both Roth and Pre-Tax deferrals

    By BG5150, March 3, 2022
    • 11 replies
    • 2.9k views
    • 
    • Luke Bailey
    • March 8, 2022

16. May a plan change from “no true-up” to “true-up” for a year already begun?

    By Peter Gulia, November 28, 2017   

    • amendment; retroactive; matching; safe-harbor
    • 5 replies
    • 2.9k views
    • 
    • Peter Gulia
    • November 28, 2017

17. Suspending 401k Match mid-year - the plan has a true up provision

    By Sofinka, December 8, 2019
    • 8 replies
    • 2.9k views
    • 
    • MWeddell
    • April 22, 2020

18. Lost earnings from Forfeiture account

    By JKW, July 28, 2014
    • 6 replies
    • 2.9k views
    • 
    • masteff
    • July 29, 2014

19. OK to terminate calendar year plan as of today (10/1/03)?

    By chris, October 1, 2003
    • 3 replies
    • 2.9k views
    • 
    • chris
    • October 2, 2003

20. Overpayment due to vesting error

    By njkotz28, November 4, 2019   

    • overpayment
    • error correction
    • (and 1 more)

      Tagged with:

      • overpayment
      • error correction
      • vesting
    • 9 replies
    • 2.9k views
    • 
    • Larry Starr
    • November 7, 2019

21. Beneficiary on a Life Policy

    By Guest MrT, April 27, 2005
    • 11 replies
    • 2.9k views
    • 
    • mbozek
    • April 29, 2005

22. Form 5330 Excise Penalty Tax

    By Below Ground, May 9, 2007
    • 3 replies
    • 2.9k views
    • 
    • Belgarath
    • May 10, 2007

23. Timing of Mega Backdoor Roth

    By metsfan026, August 22, 2025
    • 4 replies
    • 2.9k views
    • 
    • Peter Gulia
    • August 26, 2025

24. multiple employer plan

    By Guest George Chimento, March 22, 2007
    • 3 replies
    • 2.9k views
    • 
    • spartytax
    • April 28, 2016

25. Notice Requirements

    By Guest nmyers, June 9, 2009
    • 6 replies
    • 2.9k views
    • 
    • John Feldt ERPA CPC QPA
    • June 10, 2009

26. Electronic Statement Delivery

    By FundeK, July 8, 2004
    • 4 replies
    • 2.9k views
    • 
    • k man
    • July 8, 2004

27. 401(k) payroll deductions - deadline to submit to plan

    By Guest BPC, January 20, 2005
    • 6 replies
    • 2.9k views
    • 
    • Guest
    • January 25, 2005

28. Change Profit Sharing Formula Mid-Year!

    By Panda, January 18, 2024
    • 9 replies
    • 2.9k views
    • 
    • Bird
    • January 22, 2024

29. 1099R for which year for 2004 or 2005?

    By Guest mmc, January 13, 2005
    • 18 replies
    • 2.9k views
    • 
    • GBurns
    • January 14, 2005

30. Look Back for Distributions Top Heavy

    By Guest ROB VIDOVICH, May 1, 2003
    • 1 reply
    • 2.9k views
    • 
    • Tom Poje
    • May 2, 2003

31. Plan termination - safe harbor match

    By Belgarath, September 9, 2013
    • 5 replies
    • 2.9k views
    • 
    • Bird
    • September 10, 2013

32. Any statutory rule against one-year hold-out from 401(k) deferrals for

    By John A, April 17, 2001
    • 8 replies
    • 2.9k views
    • 
    • Richard Anderson
    • April 17, 2001

33. 401k fund selection - Share class

    By Guest dsw713, April 29, 2010
    • 2 replies
    • 2.9k views
    • 
    • Bird
    • April 30, 2010

34. Missing Participant IRA's

    By austin3515, September 2, 2015
    • 13 replies
    • 2.9k views
    • 
    • Bird
    • September 3, 2015

35. 2000 hours for a match???

    By Guest Tim Baker, July 25, 2000
    • 7 replies
    • 2.9k views
    • 
    • pjkoehler
    • July 28, 2000

36. More than 1,000 Hours for Allocation Condition

    By Guest Statler, October 30, 2013
    • 4 replies
    • 2.9k views
    • 
    • rcline46
    • October 31, 2013

37. Form 5330 Lost Earnings

    By Becca, June 21, 2023   

    • 5330 late contributions
    • 5330
    • (and 1 more)

      Tagged with:

      • 5330 late contributions
      • 5330
      • missed earnings
    • 2 replies
    • 2.9k views
    • 
    • Below Ground
    • June 22, 2023

38. deferral exceed comp for SE

    By Guest tracys, April 15, 2003
    • 5 replies
    • 2.9k views
    • 
    • Guest
    • April 24, 2003

39. Excess life insurance included in definition of compensation?

    By kwalified, September 13, 2012
    • 4 replies
    • 2.9k views
    • 
    • kwalified
    • September 17, 2012

40. are flat fees reasonable

    By TPApril, April 17, 2014
    • 8 replies
    • 2.9k views
    • 
    • Kevin C
    • April 21, 2014

41. Corrective Contribution

    By blue, February 28, 2011
    • 4 replies
    • 2.9k views
    • 
    • BG5150
    • March 1, 2011

42. HCE and Key Employee Question?

    By Guest KD40, November 18, 2002
    • 5 replies
    • 2.9k views
    • 
    • kocak
    • November 18, 2002

43. 404(c) statement to particpants

    By Guest cculhane, December 21, 1999
    • 8 replies
    • 2.9k views
    • 
    • Kirk Maldonado
    • June 5, 2000

44. Irrevocable Election Not to Participate

    By WhiteWolf17, November 3, 2020
    • 4 replies
    • 2.9k views
    • 
    • Luke Bailey
    • November 4, 2020

45. Can't locate former 401(k) plan participants--what's the next step?

    By Guest pstowers, August 11, 1999
    • 9 replies
    • 2.9k views
    • 
    • Medusa
    • May 31, 2001

46. can ex-employee waive his right to employer contributions in a severance agreement?

    By Gudgergirl, April 7, 2014
    • 10 replies
    • 2.9k views
    • 
    • david rigby
    • April 9, 2014

47. Late ADP failure correction - earnings

    By AlbanyConsultant, August 3, 2012
    • 3 replies
    • 2.9k views
    • 
    • BG5150
    • August 7, 2012

48. controlled group; self-employed

    By pmacduff, September 24, 2012
    • 8 replies
    • 2.9k views
    • 
    • pmacduff
    • September 25, 2012

49. Does 401(a)(17) Include Nonqualified Deferrals?

    By Guest wwest, August 31, 1999
    • 4 replies
    • 2.9k views
    • 
    • Guest
    • September 12, 1999

50. Distributions from 401(k) plan when employer in bankruptcy?

    By erisageek1978, January 21, 2025
    • 13 replies
    • 2.9k views
    • 
    • Peter Gulia
    • January 22, 2025