401(k) Plans

19,275 topics in this forum

1. HCE determination--anyone electing top paid group?

   By Guest SJPrince, September 24, 1999
   • 5 replies
   • 2.2k views
   • 
   • Guest
   • October 5, 1999

2. Off-Calendar Top Heavy Test

   By Guest compliance31, August 6, 2012
   • 7 replies
   • 2.2k views
   • 
   • Guest
   • August 8, 2012

3. Deadline for distributing deferrals to correct 415 limit?

   By Richard Anderson, August 23, 2000
   • 1 reply
   • 2.2k views
   • 
   • Guest
   • August 23, 2000

4. Is there a choice of "3(16)" service providers?

   By Peter Gulia, November 24, 2017   

   • erisa; 3(16); service provider
   • 14 replies
   • 2.2k views
   • 
   • Kac1214
   • November 30, 2017

5. safe harbor plan with 415 excess

   By AKconsult, February 26, 2010
   • 4 replies
   • 2.2k views
   • 
   • Tom Poje
   • March 2, 2010

6. control & affiliated groups

   By Guest Leonard, October 28, 1998
   • 5 replies
   • 2.2k views
   • 
   • Guest
   • November 4, 1998

7. Restating a MPP to a PSP

   By kwalified, December 5, 2012
   • 12 replies
   • 2.2k views
   • 
   • kwalified
   • June 12, 2013

8. Negative Enrollment for "some" employees?

   By KateSmithPA, December 21, 2005
   • 5 replies
   • 2.2k views
   • 
   • E as in ERISA
   • December 21, 2005

9. Can a Control Group maintain a 401k and a SEP IRA

   By Vlad401k, September 22, 2015
   • 5 replies
   • 2.2k views
   • 
   • austin3515
   • September 23, 2015

10. Participants investing in employer securities.

    By katieinny, May 3, 2005
    • 10 replies
    • 2.2k views
    • 
    • MWeddell
    • May 5, 2005

11. Attribution Rules - Ex-Spouse

    By Stash026, December 26, 2017
    • 3 replies
    • 2.2k views
    • 
    • ESOP Guy
    • December 27, 2017

12. Company Stock Limits

    By Guest btooz, July 25, 2002
    • 8 replies
    • 2.2k views
    • 
    • RCK
    • July 31, 2002

13. PPA Vesting Rules

    By davef, September 27, 2006
    • 2 replies
    • 2.2k views
    • 
    • namealreadyinuse
    • September 28, 2006

14. Multiple Employer Plan

    By R. Butler, February 6, 2001
    • 5 replies
    • 2.2k views
    • 
    • Guest
    • May 8, 2001

15. Compliance Issues Unique to Pay Period Match

    By Guest Grumpy456, August 13, 2007
    • 9 replies
    • 2.2k views
    • 
    • austin3515
    • November 28, 2007

16. How long should records be retained related to the 401(k) plan?

    By austin3515, October 8, 2003
    • 1 reply
    • 2.2k views
    • 
    • Guest
    • October 8, 2003

17. USA Today Article

    By Guest Fuzzy, December 5, 2002
    • 11 replies
    • 2.2k views
    • 
    • david rigby
    • December 11, 2002

18. Application of MRD rules to a post-death 401(k) distribution

    By Guest erisafried, December 30, 2002
    • 7 replies
    • 2.2k views
    • 
    • mbozek
    • December 31, 2002

19. Making distributions late in Plan Year

    By rblum50, November 10, 2016
    • 14 replies
    • 2.2k views
    • 
    • Mike Preston
    • November 16, 2016

20. loan default

    By Guest Peggy806, October 20, 2009
    • 12 replies
    • 2.2k views
    • 
    • K2retire
    • November 4, 2009

21. Can employees that have worked in their foreign offices have their time counted towards eligibility and vesting when they come over to the US?

    By Chris123, February 10, 2020
    • 5 replies
    • 2.2k views
    • 
    • Chris123
    • February 12, 2020

22. Would can I contact if I have problems with my employer about my 401k.

    By Guest rogie, March 23, 1999
    • 1 reply
    • 2.2k views
    • 
    • LCARUSI
    • March 23, 1999

23. Triple Stacked Match

    By cpc0506, November 12, 2015
    • 6 replies
    • 2.2k views
    • 
    • RatherBeGolfing
    • May 15, 2017

24. Collective bargaining

    By Guest jetfaninmn, January 8, 2007
    • 6 replies
    • 2.2k views
    • 
    • Guest
    • January 8, 2007

25. Definition of Comp & match

    By ombskid, April 29, 2008
    • 8 replies
    • 2.2k views
    • 
    • austin3515
    • May 5, 2008

26. basic safe harbor match

    By Lori H, February 19, 2010
    • 10 replies
    • 2.2k views
    • 
    • Lori H
    • March 4, 2010

27. Non Qualified Distribution - Not able to repay

    By tylerb172, October 4, 2018
    • 10 replies
    • 2.2k views
    • 
    • Kevin C
    • October 9, 2018

28. RMD's before tax and after tax

    By Guest ragsplace, August 9, 2013
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • August 19, 2013

29. Failure of employer to withhold

    By Guest BillClinton, November 22, 2002
    • 4 replies
    • 2.2k views
    • 
    • Tom Poje
    • November 25, 2002

30. Former member of multiple-employer plan

    By Brenda Wren, October 1, 2001
    • 8 replies
    • 2.2k views
    • 
    • GBurns
    • October 4, 2001

31. ERISA plan document disclosure to former participant

    By 30Rock, April 21
    • 6 replies
    • 2.2k views
    • 
    • 30Rock
    • April 22

32. Can you exclude a named individual from a qualified retirement plan?

    By Guest rlt4, August 21, 2009
    • 2 replies
    • 2.2k views
    • 
    • MWeddell
    • August 24, 2009

33. Treatment/correction of excess employer contribution to profit sharing plan coordinated with DB Cash Balance Plan

    By CubsFanAZ, January 26, 2021
    • 10 replies
    • 2.2k views
    • 
    • Mike Preston
    • January 28, 2021

34. Affiliated Service Group in 401k

    By CLE401kGuy, July 5, 2012
    • 5 replies
    • 2.2k views
    • 
    • Mike Preston
    • September 4, 2012

35. How Do You Terminate a 401(k) Plan?

    By IRA, May 11, 2010
    • 5 replies
    • 2.2k views
    • 
    • RCK
    • May 12, 2010

36. Non-discrimination Test

    By Guest chec, October 12, 1998
    • 2 replies
    • 2.2k views
    • 
    • MWeddell
    • October 22, 1998

37. Form 5330

    By Guest mwest, July 17, 2001
    • 6 replies
    • 2.2k views
    • 
    • Guest
    • July 20, 2001

38. Forfeitures To Offset Safe Harbor

    By austin3515, September 2, 2015
    • 24 replies
    • 2.2k views
    • 
    • BG5150
    • September 14, 2015

39. Final 401(k) regs and termination of safe harbor plan

    By Lori Foresz, March 10, 2005
    • 3 replies
    • 2.2k views
    • 
    • Tom Poje
    • March 10, 2005

40. Timing of 1099-Rs to Participants

    By Guest CMS, March 30, 1999
    • 5 replies
    • 2.2k views
    • 
    • MWeddell
    • March 31, 1999

41. special valuation of a pooled profit sharing account

    By Pixie, October 26, 2018   

    • special valuation
    • 4 replies
    • 2.2k views
    • 
    • Luke Bailey
    • October 29, 2018

42. Terminated 401(k) Plan Record Retention

    By Guest staceycaylor, November 5, 2008
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • November 5, 2008

43. Discriminating against HCE's

    By Guest yvonne001, November 5, 2002
    • 6 replies
    • 2.2k views
    • 
    • Brian Gallagher
    • November 6, 2002

44. Hardship Withdrawals

    By Guest cynthiar, May 12, 2004
    • 11 replies
    • 2.2k views
    • 
    • TBob
    • May 14, 2004

45. Pre-Funded Profit Sharing

    By Becky Schwing, February 20, 2020
    • 12 replies
    • 2.2k views
    • 
    • Luke Bailey
    • March 13, 2020

46. Involuntary Distributions

    By Guest Frank Jackson, August 26, 1999
    • 1 reply
    • 2.2k views
    • 
    • Richard Anderson
    • August 27, 1999

47. Failed ADP

    By Guest pensiondoc, February 26, 1999
    • 10 replies
    • 2.2k views
    • 
    • Disco Stu
    • March 27, 2002

48. Incorrect Profit Sharing Allocation

    By 52626, October 20, 2014
    • 4 replies
    • 2.2k views
    • 
    • ESOP Guy
    • October 20, 2014

49. Multiple 401(k)Employer Plan/Determination Letter

    By Guest Wineman, April 1, 1999
    • 5 replies
    • 2.2k views
    • 
    • Guest
    • April 20, 1999

50. Is it possible to make a true-up contribution in a plan with a payroll by payroll computation period?

    By Zach Del, February 21, 2023
    • 5 replies
    • 2.2k views
    • 
    • Paul I
    • February 28, 2023