401(k) Plans

19,275 topics in this forum

1. Another Roth 401(k) question

   By FJR, October 27, 2005
   • 8 replies
   • 2.1k views
   • 
   • bzorc
   • November 1, 2005

2. IRA Rollovers into 401k plans

   By Guest Lex, September 20, 2002
   • 11 replies
   • 2.1k views
   • 
   • Guest
   • November 15, 2002

3. Vizcaino situation? What do you do?

   By Guest tintree73, January 19, 2005
   • 14 replies
   • 2.1k views
   • 
   • Kirk Maldonado
   • January 29, 2005

4. Client faces audit and can't locate prior plan records...

   By Guest RBeck, October 19, 2000
   • 3 replies
   • 2.1k views
   • 
   • Guest
   • October 19, 2000

5. Excess Contributions and Earnings on Related Match Forfeiture

   By Guest Kimberly Flett, November 30, 2001
   • 0 replies
   • 2.1k views
   • 
   • Guest
   • November 30, 2001

6. 401(k) Safe Harbor match to satisfy ADP only

   By Belgarath, September 26, 2013
   • 1 reply
   • 2.1k views
   • 
   • Tom Poje
   • September 26, 2013

7. Calculation of an ADR

   By Guest Grumpy456, March 8, 2007
   • 5 replies
   • 2.1k views
   • 
   • Guest
   • March 12, 2007

8. 401(k) and Keogh Plan

   By Guest mbg76, March 9, 2007
   • 5 replies
   • 2.1k views
   • 
   • Guest
   • March 10, 2007

9. MEPS/PEPS

   By austin3515, August 25, 2020
   • 21 replies
   • 2.1k views
   • 
   • austin3515
   • August 31, 2020

10. ADP/ACP Test

    By Guest fender5150, June 5, 2007
    • 10 replies
    • 2.1k views
    • 
    • Guest
    • June 7, 2007

11. Catch-up contribution form

    By stephen, March 19, 2002
    • 3 replies
    • 2.1k views
    • 
    • Mike Preston
    • March 22, 2002

12. Deferral Question

    By Guest Theresa, March 16, 2000
    • 6 replies
    • 2.1k views
    • 
    • Jon Chambers
    • March 21, 2000

13. Part time employees

    By Dougsbpc, September 16
    • 5 replies
    • 2.1k views
    • 
    • austin3515
    • September 18

14. Missed Safe Habor Contribution

    By Guest Michael Anderson, February 16, 2004
    • 3 replies
    • 2.1k views
    • 
    • Tom Poje
    • December 23, 2004

15. Combined Plan Deduction Limit

    By Below Ground, October 4, 2006
    • 7 replies
    • 2.1k views
    • 
    • Earl
    • October 11, 2006

16. When does an employer "maintain" the plan?

    By Übernerd, January 26, 2006
    • 2 replies
    • 2.1k views
    • 
    • Übernerd
    • January 27, 2006

17. Separation from service?

    By EGB, April 24, 2000
    • 3 replies
    • 2.1k views
    • 
    • EGB
    • April 25, 2000

18. Controlled Group and Coverage Testing

    By justatester, May 3, 2012
    • 5 replies
    • 2.1k views
    • 
    • Tom Poje
    • May 4, 2012

19. Sponsor refuses to make required top-heavy contributions to a 401(k) p

    By Guest Richard Scheer, October 26, 2000
    • 2 replies
    • 2.1k views
    • 
    • rcline46
    • November 2, 2000

20. Automatic Enrollment - payperiod and start of deferrals

    By John Feldt ERPA CPC QPA, August 6, 2015   

    • Automatic enrollment
    • Pay period
    • (and 2 more)

      Tagged with:

      • Automatic enrollment
      • Pay period
      • cutoff
      • new entrants
    • 9 replies
    • 2.1k views
    • 
    • PJF414
    • September 29, 2015

21. 12(b)-1 fee Reimbursement

    By Guest Laura Millwood, February 15, 1999
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • March 4, 1999

22. Top Heavy Vesting

    By Guest bernard comey, July 13, 2001
    • 2 replies
    • 2.1k views
    • 
    • david rigby
    • July 13, 2001

23. Advising participant of deemed/defaulted loan

    By Karoline Curran, January 4, 2019
    • 6 replies
    • 2.1k views
    • 
    • IHC
    • January 17, 2019

24. Comp Limit $200,000 for 2002

    By Guest Kim S., September 18, 2002
    • 10 replies
    • 2.1k views
    • 
    • Appleby
    • September 18, 2002

25. top heavy contributions

    By Guest Christine, December 19, 1998
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • December 22, 1998

26. 401k loan

    By Guest deidre.1@earthlink.net, September 26, 2002
    • 6 replies
    • 2.1k views
    • 
    • E as in ERISA
    • September 30, 2002

27. CARES Act - Loan Extension - Does "One Year" Really Mean 9 Months?

    By CMC, April 30, 2020
    • 15 replies
    • 2.1k views
    • 
    • Luke Bailey
    • May 5, 2020

28. Distributions in terminated plana

    By Guest ARuper, October 28, 2002
    • 10 replies
    • 2.1k views
    • 
    • mbozek
    • October 29, 2002

29. NON TOP HEAVY SAFE HARBOR 401(k) PLANS

    By Guest Julie Woulfe, April 30, 2003
    • 16 replies
    • 2.1k views
    • 
    • Guest
    • April 30, 2003

30. Insurance in Plan

    By cpc0506, January 18, 2013
    • 13 replies
    • 2.1k views
    • 
    • ETA Consulting LLC
    • January 23, 2013

31. Form 5330

    By justatester, April 17, 2012
    • 3 replies
    • 2.1k views
    • 
    • fiona1
    • April 19, 2012

32. Prohibited Transaction

    By Guest padmin, October 28, 2003
    • 12 replies
    • 2.1k views
    • 
    • KJohnson
    • October 30, 2003

33. Prohibited Transactions

    By Guest num1sherm, March 31, 2003
    • 7 replies
    • 2.1k views
    • 
    • Guest
    • April 3, 2003

34. Company Merger / 401k and Simple IRA

    By sdix401k, May 15, 2009
    • 1 reply
    • 2.1k views
    • 
    • Bird
    • May 15, 2009

35. Forfeitures of terminated plan.

    By Guest HD, January 28, 2000
    • 7 replies
    • 2.1k views
    • 
    • Guest
    • January 29, 2000

36. Document and records retention under ERISA

    By Brian Gallagher, March 1, 2004
    • 1 reply
    • 2.1k views
    • 
    • Harwood
    • March 1, 2004

37. IRS Clarifies IRS Notice 2007-7

    By jevd, February 13, 2007
    • 1 reply
    • 2.1k views
    • 
    • Guest
    • February 14, 2007

38. Excess Aggregate Contribution

    By Guest sviola, December 2, 2011
    • 5 replies
    • 2.1k views
    • 
    • Tom Poje
    • December 5, 2011

39. Due date for top-heavy minimum

    By Guest mol, September 23, 2004
    • 2 replies
    • 2.1k views
    • 
    • mbozek
    • September 23, 2004

40. Redeposit of a distribution done in error

    By Guest pnnenno, April 15, 1999
    • 3 replies
    • 2.1k views
    • 
    • Fredman
    • April 20, 1999

41. In-Service to Offset Loan

    By austin3515, March 12, 2011
    • 6 replies
    • 2.1k views
    • 
    • 12AX7
    • March 14, 2011

42. Hardship Withdrawal Requirements

    By Guest Kelly Igel, June 6, 2001
    • 4 replies
    • 2.1k views
    • 
    • MWeddell
    • June 6, 2001

43. When are deferrals a catch-up contribution?

    By cheersmate, March 15, 2016   

    • 401k
    • deferrals
    • (and 3 more)

      Tagged with:

      • 401k
      • deferrals
      • recharacterization 401k
      • catch up contributions
      • 415 limits
    • 3 replies
    • 2.1k views
    • 
    • Lou S.
    • March 15, 2016

44. Acceptance of Electronic Beneficiary Designation Forms

    By Guest TroyRiley, June 11, 2004
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • June 11, 2004

45. safe harbor or not?

    By Santo Gold, April 28, 2015
    • 9 replies
    • 2.1k views
    • 
    • Kevin C
    • April 29, 2015

46. Top-Heavy Calculation

    By Guest johnarmknecht, October 28, 1999
    • 3 replies
    • 2.1k views
    • 
    • david rigby
    • October 29, 1999

47. Required Minimum Distribution for non onwer still working?

    By Guest Michael Anderson, January 12, 2004
    • 10 replies
    • 2.1k views
    • 
    • Guest
    • January 13, 2004

48. after tax contributions

    By Guest buyertoday, April 16, 2003
    • 3 replies
    • 2.1k views
    • 
    • Mike Preston
    • April 17, 2003

49. Vesting on job termination

    By Guest BBowles, December 1, 1998
    • 3 replies
    • 2.1k views
    • 
    • Guest
    • December 3, 1998

50. Excess distributions before 2 1/2 months

    By Brian Gallagher, March 17, 2004
    • 8 replies
    • 2.1k views
    • 
    • Guest
    • March 17, 2004