401(k) Plans

19,275 topics in this forum

1. NQDC Distributions to 401(k)

   By Randy Watson, August 8, 2005
   • 6 replies
   • 1.9k views
   • 
   • Randy Watson
   • August 9, 2005

2. QNEC's

   By Guest AJM 34, September 5, 2007
   • 6 replies
   • 1.6k views
   • 
   • Tom Poje
   • October 25, 2007

3. Plan fails ADP test, but no refunds

   By BG5150, May 17, 2010
   • 6 replies
   • 1.4k views
   • 
   • austin3515
   • May 18, 2010

4. Incorrect Management Fees Charged

   By Vlad401k, May 12, 2015
   • 6 replies
   • 1.3k views
   • 
   • Kevin C
   • May 13, 2015

5. VCP Submission Timing

   By Stash026, July 9, 2019
   • 6 replies
   • 1.7k views
   • 
   • Centerstage
   • July 17, 2019

6. Forfeiture upon death permitted in DC/401(k) plan?

   By Guest mo again, January 18, 2001
   • 6 replies
   • 2.7k views
   • 
   • Guest
   • January 19, 2001

7. Gateway and 401(a)(4) in a Control Group situation

   By Alex Daisy, March 12, 2015
   • 6 replies
   • 2.1k views
   • 
   • K2retire
   • March 13, 2015

8. Waiver of 10% Early Withdrawal Penalty

   By ldr, June 29, 2020
   • 6 replies
   • 2.9k views
   • 
   • MWeddell
   • July 1, 2020

9. Code Sec 404(a)(3) Deduction Limit - Can you count Comp of a Participa

   By Guest David Danziger, February 16, 1999
   • 6 replies
   • 2.8k views
   • 
   • PLAN MAN
   • February 18, 1999

10. Safe harbor - Employee Contributions

    By PMC, March 16, 2001
    • 6 replies
    • 2.3k views
    • 
    • Richard Anderson
    • April 3, 2001

11. Payout do to death

    By FJR, May 7, 2003
    • 6 replies
    • 1.3k views
    • 
    • Guest
    • May 8, 2003

12. auto enrollment

    By pmacduff, November 27, 2006
    • 6 replies
    • 1.8k views
    • 
    • stephen
    • November 30, 2006

13. Eligibility BrainStorm

    By Mr Bagwell, October 4, 2018
    • 6 replies
    • 991 views
    • 
    • Mr Bagwell
    • October 23, 2018

14. Excluding 1099 Employees

    By metsfan026, March 31, 2022
    • 6 replies
    • 1.1k views
    • 
    • rocknrolls2
    • April 1, 2022

15. 5 Year Moratorium on Contributions for Keys

    By Guest PensionNW, March 12, 2003
    • 6 replies
    • 1.1k views
    • 
    • Mike Preston
    • March 12, 2003

16. Can a Plan Sponsor issue a promissory note on distribution?

    By Guest KoreAmBear, December 14, 2005
    • 6 replies
    • 2.9k views
    • 
    • BeckyMiller
    • January 11, 2006

17. Distributions for Annual valuated plan

    By Guest NPS Darren, December 11, 2008
    • 6 replies
    • 2k views
    • 
    • SMB
    • December 15, 2008

18. Losses Due to Incorrect Investment Mapping

    By spartytax, August 1, 2016
    • 6 replies
    • 1.5k views
    • 
    • david rigby
    • December 27, 2016

19. Retired employee receives deferred compensation but has no hours of se

    By Guest billy bong, November 16, 1999
    • 6 replies
    • 1.6k views
    • 
    • Guest
    • November 24, 1999

20. Convert Managed PSP to Daily

    By Guest jsample, October 21, 2002
    • 6 replies
    • 1.6k views
    • 
    • mbozek
    • October 22, 2002

21. Non-elective safe harbor contribution for newly eligible employee

    By Guest cereader, February 20, 2010
    • 6 replies
    • 3.8k views
    • 
    • Guest
    • February 22, 2010

22. Safe harbor and Top Heavy

    By Craig Garner, June 23, 2014
    • 6 replies
    • 1.1k views
    • 
    • K2retire
    • June 24, 2014

23. Match based on check date vs pay period end date

    By khr, June 21, 2018   

    • match
    • pay period end date
    • (and 1 more)

      Tagged with:

      • match
      • pay period end date
      • check date
    • 6 replies
    • 5k views
    • 
    • Luke Bailey
    • June 22, 2018

24. 415 Comp vs. Comp used to determine contribution

    By Guest Hartnett123, February 2, 2004
    • 6 replies
    • 2.3k views
    • 
    • jaemmons
    • February 2, 2004

25. In-Plan Roth Conversion - Terminated Participants

    By blue, December 2, 2010
    • 6 replies
    • 3.5k views
    • 
    • mbozek
    • December 3, 2010

26. Corrective Distribution and Related Match

    By DTH, June 21, 2011
    • 6 replies
    • 1.7k views
    • 
    • ESOP Guy
    • June 23, 2011

27. covering past employees

    By gregburst, September 2, 2015
    • 6 replies
    • 979 views
    • 
    • Tom Poje
    • September 3, 2015

28. Late 402g refund

    By Karoline Curran, October 5, 2018
    • 6 replies
    • 2.3k views
    • 
    • DMcGovern
    • April 18, 2019

29. Doc says OK to contrib up to 15% of comp - but what's comp? Plan year?

    By Guest mulrenan, July 22, 1999
    • 6 replies
    • 1.5k views
    • 
    • Guest
    • July 26, 1999

30. Solo(k) Question RE: Spouse Eligibility

    By erisa parrot, July 10, 2015
    • 6 replies
    • 1.8k views
    • 
    • mbozek
    • July 10, 2015

31. 401k and Roth401k

    By Guest viterh, February 16, 2007
    • 6 replies
    • 1.5k views
    • 
    • RCK
    • February 17, 2007

32. Super Basic 401K question(s) - Please Help =)

    By Guest kroach001, September 30, 2008
    • 6 replies
    • 2.3k views
    • 
    • Guest
    • October 11, 2008

33. Controlled Group

    By MGOAdmin, May 2, 2014   

    • controlled group
    • entry
    • (and 1 more)

      Tagged with:

      • controlled group
      • entry
      • eligibility
    • 6 replies
    • 2.9k views
    • 
    • LANDO
    • November 19, 2015

34. Waiver of eligibility requirements & discrimination

    By Puddleglum, February 12, 2020
    • 6 replies
    • 2.1k views
    • 
    • Kevin C
    • February 13, 2020

35. Max individual 401(k) contribution for LLC taxed as S-corp?

    By UM1234, October 17, 2013
    • 6 replies
    • 14.8k views
    • 
    • Bird
    • October 21, 2013

36. IRS Audit

    By Soundbc1, December 19, 2015
    • 6 replies
    • 1.5k views
    • 
    • Bill Presson
    • December 21, 2015

37. Naming Individual as "Directed Trustee"

    By austin3515, May 10, 2019
    • 6 replies
    • 897 views
    • 
    • Luke Bailey
    • May 10, 2019

38. Wanting Web-Based Census Completion

    By Guest JTBRadmin, January 9, 2008
    • 6 replies
    • 1.4k views
    • 
    • FAPInJax
    • March 18, 2008

39. Protected Benefits

    By Nassau, October 23, 2008
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • October 24, 2008

40. Separate deferral election on bonuses...

    By kwalified, December 28, 2012
    • 6 replies
    • 5.3k views
    • 
    • masteff
    • December 28, 2012

41. New plan waives entry requirements for anyone hired on a certain date

    By jkharvey, May 5, 2014   

    • Only the 3 owners meet it
    • 6 replies
    • 1.3k views
    • 
    • Kevin C
    • May 5, 2014

42. one time irrevocable election to not participate

    By Pixie, March 25, 2024
    • 6 replies
    • 1.8k views
    • 
    • C. B. Zeller
    • March 28, 2024

43. Self employment income; do you begin with Net C - 1/2 SE tax or (Net C

    By R. Butler, April 9, 2001
    • 6 replies
    • 1.9k views
    • 
    • Guest
    • April 27, 2001

44. Failure to withhold 401(k)

    By Guest cosmo01, April 28, 2004
    • 6 replies
    • 2k views
    • 
    • Earl
    • May 1, 2004

45. Deceased Participant's beneficiary "may" be under a Conservatorship

    By Kansas401k, September 29, 2021
    • 6 replies
    • 1.2k views
    • 
    • Kansas401k
    • October 1, 2021

46. 415 limit and Match True-Up

    By Bill D., November 2, 2022
    • 6 replies
    • 1.7k views
    • 
    • bito'money
    • November 4, 2022

47. Deferral % exceeds max in plan doc

    By Guest pinsall, June 22, 2000
    • 6 replies
    • 2k views
    • 
    • Alf
    • July 12, 2000

48. How bad does this mid-year SHM change feel?

    By AlbanyConsultant, March 13, 2017
    • 6 replies
    • 1.2k views
    • 
    • Kevin C
    • March 14, 2017

49. restatement

    By Gary, September 8, 2010
    • 6 replies
    • 1.6k views
    • 
    • Guest
    • September 8, 2010

50. Retroactive addition of profit sharing contribution

    By 7806akp, January 31, 2012
    • 6 replies
    • 2.9k views
    • 
    • Kevin C
    • February 1, 2012