Operating a TPA or Consulting Firm

376 topics in this forum

1. DOL - Vendor Audit

   By Kudos26, August 22, 2017
   • 0 replies
   • 610 views
   • 
   • Kudos26
   • August 22, 2017

2. DOL audit of TPA Firm ?

   By LauraERPA, August 27, 2009
   • 10 replies
   • 5.8k views
   • 
   • Monica Barnard
   • February 18, 2011

3. DOL cybersecurity topics

   By AlbanyConsultant, January 28, 2022
   • 8 replies
   • 1.4k views
   • 
   • Peter Gulia
   • April 21, 2022

4. Downtime season

   By Guest David M. Lipkin, October 15, 2002
   • 5 replies
   • 2.4k views
   • 
   • maverick
   • October 17, 2002

5. Due Diligence

   By Guest Thornton, November 6, 1998
   • 1 reply
   • 2.6k views
   • 
   • Guest
   • November 6, 1998

6. E & O Insurance for a new TPA Firm - seems I'm speaking in a foreign language

   By HarleyBabe, June 27, 2012
   • 3 replies
   • 1.6k views
   • 
   • A Shot in the Dark
   • June 28, 2012

7. E & O.....

   By K-t-F, August 7, 2004
   • 7 replies
   • 4.2k views
   • 
   • GBurns
   • August 12, 2004

8. E and O Insurance

   By mming, June 10, 2000
   • 5 replies
   • 2.6k views
   • 
   • Guest
   • July 7, 2000

9. e-filing Form 945

   By Bird, September 29, 2014
   • 3 replies
   • 2.4k views
   • 
   • Bird
   • October 7, 2014

10. E-mail Retention Policy

    By JWRB, June 14, 2019
    • 9 replies
    • 1.8k views
    • 
    • ratherbereading
    • June 24, 2019

11. E&0, should I or shouldn't I?

    By Guest Don J. Smith, December 28, 2000
    • 5 replies
    • 2.3k views
    • 
    • Bill Berke
    • January 17, 2001

12. E&O Insurance

    By Guest halencourt, January 22, 2003
    • 1 reply
    • 2.1k views
    • 
    • Lynn Campbell
    • January 23, 2003

13. E&O insurance for TPA???

    By Lori H, August 28, 2018
    • 4 replies
    • 1.5k views
    • 
    • thepensionmaven
    • January 14, 2019

14. eCornell Human Resources Mgmt Cert

    By KateSmithPA, September 5, 2002
    • 1 reply
    • 2k views
    • 
    • Guest
    • October 1, 2002

15. Electronic Copies of Brokerage Statements

    By Guest Pensions in Paradise, August 3, 2005
    • 7 replies
    • 2.9k views
    • 
    • SoCalActuary
    • August 18, 2005

16. employee management

    By Guest lip, May 2, 2008
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • May 5, 2008

17. Employee purchase of TPA Firm

    By LauraERPA, August 14, 2013   

    • Purchase TPA
    • 5 replies
    • 1.8k views
    • 
    • david rigby
    • August 15, 2013

18. Employee staffing structure

    By ESI2015, August 9, 2017
    • 16 replies
    • 3k views
    • 
    • K2retire
    • August 22, 2017

19. Engagement Letters

    By Hoard1, August 19, 1999
    • 0 replies
    • 2.9k views
    • 
    • Hoard1
    • August 19, 1999

20. Engagement letters for TPA work

    By M Norton, September 20, 2022
    • 0 replies
    • 655 views
    • 
    • M Norton
    • September 20, 2022

21. Engagement Tracking / Database Application

    By Guest YATPA, October 6, 2006
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • October 6, 2006

22. ERISA Outline Book Alternatives

    By Gadgetfreak, April 5, 2012
    • 5 replies
    • 2.3k views
    • 
    • gregburst
    • April 17, 2012

23. ERISA Outline Book Login page

    By austin3515, April 29, 2023
    • 3 replies
    • 1k views
    • 
    • austin3515
    • April 30, 2023

24. ERISApedia vs ERISA Outline Book

    By austin3515, June 3
    • 5 replies
    • 1.5k views
    • 
    • Jakyasar
    • June 4

25. Errors & Omissions insurance for TPA

    By R. Scott, December 26, 2023
    • 2 replies
    • 1k views
    • 
    • cathyw
    • December 28, 2023

26. Errors and Omissions Insurance

    By Guest lerieleech, June 21, 2004
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • June 21, 2004

27. Estimated Transfers

    By Guest Thornton, May 12, 2006
    • 3 replies
    • 2.4k views
    • 
    • wsp
    • May 12, 2006

28. Ethics

    By thepensionmaven, January 9, 2023
    • 9 replies
    • 1.5k views
    • 
    • Retired, but still reading
    • January 16, 2023

29. Ethics Issue

    By thepensionmaven, January 24
    • 3 replies
    • 1.1k views
    • 
    • Peter Gulia
    • January 26

30. Ethics of Getting Paid

    By drakecohen, November 7
    • 6 replies
    • 567 views
    • 
    • drakecohen
    • November 11

31. Examples of Re-Humanization--the next process after business process r

    By Guest Ron Wohl, February 9, 1999
    • 0 replies
    • 2.4k views
    • 
    • Guest
    • February 9, 1999

32. Excel Social Security and Annuity Functions

    By JButtrick, January 30, 2008
    • 2 replies
    • 4.6k views
    • 
    • Guest
    • December 12, 2008

33. Exploring Back-Office Solutions for 401(k) Administration

    By John Smith, December 3, 2024
    • 0 replies
    • 646 views
    • 
    • John Smith
    • December 3, 2024

34. Extra Billing

    By Guest ronalds, September 24, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • September 25, 2000

35. Fee analysis

    By SheilaD, April 26, 2010
    • 2 replies
    • 2.2k views
    • 
    • SheilaD
    • April 28, 2010

36. Fee for service pension consulting -- doomed?

    By Dave Baker, August 28, 1998
    • 8 replies
    • 3.4k views
    • 
    • Guest
    • September 15, 1998

37. Fee for takeover (buyout) of client list

    By Guest David Dye, March 14, 2000
    • 1 reply
    • 2.1k views
    • 
    • Guest
    • March 15, 2000

38. Fee survey/question

    By ESOP Guy, March 11, 2020
    • 1 reply
    • 942 views
    • 
    • RatherBeGolfing
    • March 11, 2020

39. Fees

    By Guest pension doc, September 15, 1998
    • 2 replies
    • 2.6k views
    • 
    • Guest
    • September 16, 1998

40. File cabinet software

    By Jim Chad, December 6, 2006
    • 2 replies
    • 3.1k views
    • 
    • Jim Chad
    • December 8, 2006

41. File Storage

    By Guest bMc, September 16, 1998
    • 3 replies
    • 2.5k views
    • 
    • LCARUSI
    • September 29, 1998

42. Financial Advisor Email List and Newsletters - Best Place to Purchase List and Service to Use

    By HarleyBabe, October 5, 2023
    • 1 reply
    • 875 views
    • 
    • Paul I
    • October 5, 2023

43. Financial Rep/Broker list

    By Guest tpa555, January 20, 2009
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • March 10, 2011

44. firing/hiring

    By Guest Smitty848, December 8, 2004
    • 8 replies
    • 2.3k views
    • 
    • SoCalActuary
    • December 17, 2004

45. Firm Organization - Separate roles for client communciation vs. administration or does the plan administrator do it all?

    By 401(k)athryn, October 24, 2018
    • 3 replies
    • 794 views
    • 
    • 401(k)athryn
    • October 29, 2018

46. Focus Group for new entrepreneurial TPA's

    By chuTzPA, March 16, 2012
    • 2 replies
    • 1.4k views
    • 
    • GBurns
    • May 18, 2012

47. For which situations does a TPA get a Form 2848 to represent a taxpayer before the IRS?

    By Peter Gulia, April 21, 2017
    • 18 replies
    • 3.2k views
    • 
    • C. B. Zeller
    • February 25, 2020

48. Forms 5500, 945 and 1099-R Software Package

    By J Simmons, May 10, 2007
    • 3 replies
    • 3.9k views
    • 
    • thepensionmaven
    • July 30, 2009

49. Freelance / Fee per client

    By ITCONSTRUCTS, March 23, 2016
    • 1 reply
    • 1.4k views
    • 
    • Nate DeLong CPC
    • March 25, 2016

50. FT William

    By Belgarath, December 3, 2012
    • 3 replies
    • 2.6k views
    • 
    • IRA
    • December 3, 2012