Employee Stock Ownership Plans (ESOPs)

1,184 topics in this forum

1. 401kSOP for an S corporation

   By Guest amvienna, November 30, 2000
   • 4 replies
   • 2.3k views
   • 
   • RLL
   • December 5, 2000

2. ESOP used as part of floor offset

   By nancy, December 5, 2000
   • 0 replies
   • 1.9k views
   • 
   • nancy
   • December 5, 2000

3. OK to provide for reversion of voting rights to employer (lender) upon

   By smm, November 29, 2000
   • 9 replies
   • 2.1k views
   • 
   • Kirk Maldonado
   • November 30, 2000

4. Transfer of Company to ESOP

   By Guest svatty, November 27, 2000
   • 1 reply
   • 1.6k views
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   • RLL
   • November 29, 2000

5. 5000 and 5309 Timing Requirements.

   By Guest Babs, November 19, 2000
   • 1 reply
   • 1.5k views
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   • RLL
   • November 19, 2000

6. Esot distribution withholding question

   By Guest ElizabethH, November 15, 2000
   • 1 reply
   • 1.8k views
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   • RLL
   • November 15, 2000

7. Fiduciary liability; in the ESOP plan document, the employer is the Pl

   By Guest Jim Vogl, November 1, 2000
   • 16 replies
   • 3k views
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   • Kirk Maldonado
   • November 14, 2000

8. If an ESOP allows stock and cash in the same participant account, can

   By Guest EddieESOP, November 4, 2000
   • 5 replies
   • 1.9k views
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   • Kirk Maldonado
   • November 14, 2000

9. Converting or adding an ESOP provision to a 401(k) plan to provide EE

   By Guest Jim Jesikiewicz, November 7, 2000
   • 1 reply
   • 1.3k views
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   • RLL
   • November 7, 2000

10. Put to ESOP in addition to Employer

    By smm, November 2, 2000
    • 2 replies
    • 1.6k views
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    • Guest
    • November 3, 2000

11. ESOP Refinancing and Code Section 133

    By Guest Lori Basilico, July 27, 1999
    • 8 replies
    • 3k views
    • 
    • Guest
    • November 2, 2000

12. Is a retiring owner(seller) liable for debts of the ESOP to which she

    By Guest William Hiscox, November 1, 2000
    • 1 reply
    • 2k views
    • 
    • RLL
    • November 1, 2000

13. If company pledges ESOP shares as collateral upon put, are the shares

    By Guest RBJ, October 13, 2000
    • 5 replies
    • 3k views
    • 
    • RLL
    • October 30, 2000

14. How is an ESOP Installed?

    By Guest SCUDDESLER, October 17, 2000
    • 4 replies
    • 2.3k views
    • 
    • Kirk Maldonado
    • October 30, 2000

15. S-corp deductibility limits for an ESOP

    By Guest Jenifer, October 10, 2000
    • 2 replies
    • 1.5k views
    • 
    • RLL
    • October 29, 2000

16. Can employer make ESOP contributions in order to make distributions to

    By Guest Bristol, June 13, 2000
    • 9 replies
    • 2.8k views
    • 
    • RLL
    • October 29, 2000

17. What source to take the diversification election from in a MP ESOP?

    By Richard Anderson, October 21, 2000
    • 1 reply
    • 1.6k views
    • 
    • RLL
    • October 29, 2000

18. Section 1042 prohibited allocations and "recycled" shares

    By Guest Doug Johnston, September 11, 2000
    • 13 replies
    • 4.4k views
    • 
    • RLL
    • October 29, 2000

19. leveraged ESOP and filling out schedule I

    By Guest, October 9, 2000
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • October 13, 2000

20. Appraisal Timing/Stock Redemptions

    By RLL, May 12, 2000
    • 6 replies
    • 2.9k views
    • 
    • Guest
    • October 4, 2000

21. Repurchase of ESOP shares

    By Richard Anderson, October 3, 2000
    • 0 replies
    • 1.4k views
    • 
    • Richard Anderson
    • October 3, 2000

22. Diversification - Alternate Payees & Beneficiaries

    By Guest TAS17, September 5, 2000
    • 1 reply
    • 1.9k views
    • 
    • RLL
    • September 7, 2000

23. 1042 Election and California Taxes

    By Guest svatty, September 1, 2000
    • 1 reply
    • 2.9k views
    • 
    • RLL
    • September 2, 2000

24. ESOP Annual Additions Value Reporting: At contribution date or allocat

    By Guest gkaley, August 24, 2000
    • 10 replies
    • 2.8k views
    • 
    • RLL
    • August 25, 2000

25. Do 409(e) voting rules apply to stock owned under a 401(k) portion of

    By Guest kredlin, August 16, 2000
    • 7 replies
    • 2.4k views
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    • RLL
    • August 24, 2000

26. Is an ESOP participant a 2% shareholder in an S. corporation for fring

    By Guest kredlin, August 22, 2000
    • 1 reply
    • 2k views
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    • RLL
    • August 22, 2000

27. ESOP Diversification Timing Requirements for Closely-Held Companies

    By Guest CRC, August 16, 2000
    • 3 replies
    • 1.9k views
    • 
    • RLL
    • August 18, 2000

28. Controlled Group With S Corporations Deduction Limit

    By Guest danwintz, August 17, 2000
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • August 18, 2000

29. Is ESOP plan validity jeopardized by not following 409(e) voting requi

    By Guest kredlin, August 16, 2000
    • 1 reply
    • 1.9k views
    • 
    • RLL
    • August 16, 2000

30. Must a new valuation be done for an ESOP plan termination?

    By Richard Anderson, August 15, 2000
    • 3 replies
    • 2.4k views
    • 
    • RLL
    • August 15, 2000

31. Ex employees and company stock

    By Richard Anderson, September 23, 1999
    • 32 replies
    • 11.5k views
    • 
    • RLL
    • August 15, 2000

32. Estate plan valuation vs. ESOP valuation

    By Guest kbutcher, August 11, 2000
    • 1 reply
    • 1.7k views
    • 
    • IRC401
    • August 13, 2000

33. Does 404(k) allow a deduction for passing through dividends attributab

    By stephen, August 10, 2000
    • 1 reply
    • 1.6k views
    • 
    • RLL
    • August 13, 2000

34. The disappeaing corporation

    By imchipbrown, August 10, 2000
    • 1 reply
    • 1.5k views
    • 
    • RLL
    • August 13, 2000

35. Esop training needed!

    By Guest irenes, August 7, 2000
    • 1 reply
    • 1.9k views
    • 
    • RLL
    • August 7, 2000

36. 409(l) Greatest Dividend Rights

    By Guest MAS-MN, July 31, 2000
    • 3 replies
    • 2.5k views
    • 
    • RLL
    • August 3, 2000

37. How are bank ESOPs affected by bank holding company rules?

    By Guest Rick Murphy, July 10, 2000
    • 1 reply
    • 2.7k views
    • 
    • RLL
    • July 10, 2000

38. employee Salary after sale to ESOP

    By Guest myarbrough, July 6, 2000
    • 1 reply
    • 1.5k views
    • 
    • RLL
    • July 7, 2000

39. How is employer stock handled in a 401(k) takeover of a publicly trade

    By Guest soup, July 5, 2000
    • 2 replies
    • 1.7k views
    • 
    • pjkoehler
    • July 6, 2000

40. Can one use excess Defined Benefit assets to seed an ESOP ?

    By Guest Sonia Kapoor, June 28, 2000
    • 6 replies
    • 1.6k views
    • 
    • RLL
    • July 5, 2000

41. Diversification upon plan reentry after a normal retirement age distri

    By KJohnson, June 27, 2000
    • 4 replies
    • 1.6k views
    • 
    • RLL
    • June 28, 2000

42. Re-Allocation of Terminated/Paid Participant's Shares

    By Guest Judy D, June 27, 2000
    • 2 replies
    • 1.4k views
    • 
    • RLL
    • June 28, 2000

43. what are DASOPS?

    By Guest shanna, June 25, 2000
    • 1 reply
    • 1.4k views
    • 
    • IRC401
    • June 27, 2000

44. ESOP Conversion & Voting Rights

    By Guest lrusso, June 23, 2000
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • June 24, 2000

45. Call Option? Is it crazy?

    By Guest kbutcher, June 21, 2000
    • 7 replies
    • 2.3k views
    • 
    • Guest
    • June 21, 2000

46. ESOP and 401k

    By Guest tonys, June 17, 2000
    • 2 replies
    • 1.9k views
    • 
    • Dawn Hafner
    • June 20, 2000

47. Securities law & registration exemptions - 1042 sales

    By Dawn Hafner, June 13, 2000
    • 16 replies
    • 3.9k views
    • 
    • RLL
    • June 15, 2000

48. Binding Sale Contracts and Control Premiums

    By Guest kbutcher, June 14, 2000
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • June 14, 2000

49. Date of Termination as it effects employee distribution rights

    By Guest KFN 13, June 10, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • June 10, 2000

50. Plan did not offer diversification for 55 year olds w/ 10 years of par

    By Guest EBC, May 27, 2000
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • May 31, 2000