Employee Stock Ownership Plans (ESOPs)

1,186 topics in this forum

1. Y/E Valution of Stock held by ESOP and earmarked cash reserves

   By Tax Cowboy, May 21, 2020   

   • esop
   • valuation
   • 9 replies
   • 1.5k views
   • 
   • Tax Cowboy
   • June 24, 2020

2. Other investment account question

   By Carla G., May 11, 2020
   • 3 replies
   • 2.4k views
   • 
   • Carla G.
   • June 21, 2020

3. How to fairly split ESOP

   By SpecialGuest, June 19, 2020
   • 2 replies
   • 4.3k views
   • 
   • david rigby
   • June 19, 2020

4. NCEO

   By Benefits Vet, May 19, 2020
   • 5 replies
   • 1.4k views
   • 
   • Benefits Vet
   • May 22, 2020

5. Delaying an ESOP distribution

   By Foodbuilder, May 21, 2020
   • 4 replies
   • 2.7k views
   • 
   • dmwe
   • May 22, 2020

6. Self-Correcting Retirement Plan (ESOP) while under audit?

   By Tax Cowboy, May 19, 2020   

   • esop
   • audit
   • (and 1 more)

     Tagged with:

     • esop
     • audit
     • self-correction program
   • 3 replies
   • 1.1k views
   • 
   • Luke Bailey
   • May 19, 2020

7. ESOP: Interplay between Section 1042 and Rebalancing Requirement

   By Yesrod5, May 6, 2020
   • 2 replies
   • 908 views
   • 
   • Yesrod5
   • May 9, 2020

8. Diversification Percentages

   By HulaJoe, April 24, 2020
   • 5 replies
   • 1.2k views
   • 
   • ESOP Guy
   • April 26, 2020

9. 200% Appreciation Unusual?

   By ST, April 23, 2020
   • 4 replies
   • 753 views
   • 
   • ESOP Guy
   • April 24, 2020

10. HCE and Warrants

    By ESOP Guy, September 18, 2013
    • 5 replies
    • 2.8k views
    • 
    • Degrand
    • April 23, 2020

11. ESOP RIGHTS / UNDER VALUED

    By HELPPLS, April 7, 2020
    • 8 replies
    • 2.8k views
    • 
    • HELPPLS
    • April 20, 2020

12. Why don't stock sales require pass-through votes? Definition of "best interest of plan participants"?

    By RS, January 9, 2020
    • 9 replies
    • 3.3k views
    • 
    • Degrand
    • April 8, 2020

13. ESOP Vesting After Returning

    By Bluewing97, April 2, 2020
    • 1 reply
    • 1.2k views
    • 
    • ESOP Guy
    • April 2, 2020

14. Studies performed after 2008 Market crash

    By Tax Cowboy, March 6, 2020   

    • esop
    • 3 replies
    • 822 views
    • 
    • Tax Cowboy
    • March 10, 2020

15. DOL audit ESOP - IDR Response

    By Tax Cowboy, March 5, 2020   

    • esop
    • dol audits
    • 3 replies
    • 1.4k views
    • 
    • ESOP Guy
    • March 6, 2020

16. Private Company Acquired by ESOP Company

    By John Trickel, February 2, 2020
    • 3 replies
    • 1.1k views
    • 
    • Kevin C
    • February 3, 2020

17. Late ESOP Contributions?

    By Tax Cowboy, November 16, 2019
    • 2 replies
    • 1.1k views
    • 
    • BeckyMiller
    • January 18, 2020

18. NUA treatment...when can or should it start?

    By tghooper, December 14, 2019
    • 5 replies
    • 1.2k views
    • 
    • BeckyMiller
    • January 18, 2020

19. Transaction between ESOP Company and party in interest

    By Tot, January 3, 2020
    • 12 replies
    • 2.7k views
    • 
    • Degrand
    • January 10, 2020

20. Post-Acquisition Terminated Plan - RMDs required?

    By Jennifer J, December 13, 2019
    • 2 replies
    • 892 views
    • 
    • Jennifer J
    • December 30, 2019

21. Proceeds in sale of company for short tenured employee

    By ESOP Rookie, December 18, 2019
    • 4 replies
    • 1.3k views
    • 
    • ESOP Guy
    • December 18, 2019

22. Help please with question on distribution

    By Alex16, November 6, 2019
    • 5 replies
    • 1.6k views
    • 
    • Alex16
    • November 13, 2019

23. ESOP Termination Post-Acquisition - Distributions in Cash Only?

    By kmhaab, September 30, 2019
    • 3 replies
    • 3.1k views
    • 
    • Westsquire
    • October 1, 2019

24. Retiring - Are ESOP shares undervalued?

    By I need help, September 24, 2019   

    • esop
    • valuation
    • (and 1 more)

      Tagged with:

      • esop
      • valuation
      • fiduciary
    • 10 replies
    • 2.4k views
    • 
    • Luke Bailey
    • September 25, 2019

25. Bank Holding Company Loan to ESOP

    By JRN, August 7, 2019
    • 3 replies
    • 1.1k views
    • 
    • BeckyMiller
    • September 24, 2019

26. ESOP Loan paid off, time to pay terminees

    By Brenda Wren, August 30, 2019
    • 0 replies
    • 630 views
    • 
    • Brenda Wren
    • August 30, 2019

27. Esop Audit question

    By Tax Cowboy, August 27, 2019   

    • esop
    • 5 replies
    • 1.9k views
    • 
    • Tax Cowboy
    • August 28, 2019

28. Plan buy-back of ESOP shares

    By Dennis G., July 1, 2019
    • 11 replies
    • 3.2k views
    • 
    • QDROphile
    • July 8, 2019

29. Leveraged ESOP and failure to make loan payment

    By Tax Cowboy, June 27, 2019
    • 1 reply
    • 1.2k views
    • 
    • A Shot in the Dark
    • June 27, 2019

30. Forfeiture amendment- retroactive application

    By Guest212, June 25, 2019
    • 0 replies
    • 500 views
    • 
    • Guest212
    • June 25, 2019

31. Requirement to apply for ESOP Plan document determination letter from IRS

    By Tax Cowboy, May 28, 2019
    • 6 replies
    • 2k views
    • 
    • ESOP Guy
    • June 3, 2019

32. Share release when amortization schedule "changes"

    By mattmc82, May 29, 2019
    • 3 replies
    • 828 views
    • 
    • mattmc82
    • May 30, 2019

33. ESOP shares valid after termination?

    By black68ss, May 10, 2019
    • 2 replies
    • 3.7k views
    • 
    • black68ss
    • May 25, 2019

34. Transfer of profit sharing shares (409(p) protective transfer))

    By MPLSLAW, May 13, 2019   

    • 409(p) prohibited transactions
    • 1 reply
    • 838 views
    • 
    • ESOP Guy
    • May 16, 2019

35. Second half of ESOP not paid

    By Joe010284, May 9, 2019
    • 3 replies
    • 1.6k views
    • 
    • rr_sphr
    • May 10, 2019

36. suspense account considered for top heavy purposes?

    By Belgarath, April 5, 2019
    • 4 replies
    • 1.6k views
    • 
    • austin3515
    • April 9, 2019

37. Transfer to avoid a 409(p) failure

    By Belgarath, April 4, 2019
    • 0 replies
    • 694 views
    • 
    • Belgarath
    • April 4, 2019

38. TEGE Audit of ESOP - Extending SOL ?

    By Tax Cowboy, February 16, 2019
    • 4 replies
    • 1.1k views
    • 
    • ESOP Guy
    • March 21, 2019

39. ESOP IDR response - expanding tax years?

    By Tax Cowboy, February 27, 2019
    • 1 reply
    • 756 views
    • 
    • A Shot in the Dark
    • February 28, 2019

40. New ESOP and elapsed time

    By DPL, February 22, 2019
    • 3 replies
    • 914 views
    • 
    • Mike Preston
    • February 25, 2019

41. Are leveraged ESOPs required to issue Form 1099-INTs to former shareholders?

    By Guest AAKERISA, January 27, 2014
    • 2 replies
    • 2.8k views
    • 
    • Guest ESOP Guy Need Help
    • January 25, 2019

42. S-corp distribution dividend payment

    By Belgarath, January 10, 2019
    • 7 replies
    • 3.8k views
    • 
    • Belgarath
    • January 14, 2019

43. ESOP payment not made

    By Crjcpm, December 30, 2018
    • 3 replies
    • 1.3k views
    • 
    • Crjcpm
    • January 14, 2019

44. Compensation for ABT - combo ESOP and k plan

    By cpc0506, January 10, 2019
    • 3 replies
    • 714 views
    • 
    • Mike Preston
    • January 10, 2019

45. ESOP and 2 401k plans

    By cpc0506, December 28, 2018
    • 2 replies
    • 796 views
    • 
    • ESOP Guy
    • December 29, 2018

46. 5% ownership rule

    By Marshall Vass, December 26, 2018
    • 11 replies
    • 3.5k views
    • 
    • BG5150
    • December 28, 2018

47. Change of compensation definition for terminating ESOP

    By OKC73134, December 5, 2018   

    • terminating plans
    • esops
    • 1 reply
    • 741 views
    • 
    • JamesK
    • December 6, 2018

48. Allocation of Leveraged ESOP Stock

    By Tax Cowboy, December 6, 2018   

    • esop
    • stock allocation
    • (and 1 more)

      Tagged with:

      • esop
      • stock allocation
      • employee benefit
    • 1 reply
    • 1.2k views
    • 
    • ESOP Guy
    • December 6, 2018

49. Terminating ESOP while under Audit?

    By Tax Cowboy, December 4, 2018   

    • esop
    • termination
    • 4 replies
    • 1.2k views
    • 
    • ESOP Guy
    • December 5, 2018

50. 409(p) Compliance Question

    By SadieJane, November 14, 2018
    • 1 reply
    • 855 views
    • 
    • EBECatty
    • November 15, 2018