Employee Stock Ownership Plans (ESOPs)

1,183 topics in this forum

1. TRA 1986 and Diversification Rules / Stock Split

   By Guest vdh2014, June 13, 2014   

   • diversification
   • stock split
   • 1 reply
   • 1.4k views
   • 
   • RLL
   • June 13, 2014

2. Stock Appreciation Rights and synthetic equity

   By Belgarath, May 28, 2014
   • 4 replies
   • 2.7k views
   • 
   • Belgarath
   • May 28, 2014

3. 409(p) - first year and subsequent year issues

   By Belgarath, May 15, 2014
   • 1 reply
   • 1.3k views
   • 
   • Belgarath
   • May 27, 2014

4. Leveraging an ESOP

   By Guest ESOPADMIN, May 20, 2014
   • 5 replies
   • 1.5k views
   • 
   • ESOP Guy
   • May 21, 2014

5. Purchasing stock - timing, etc.

   By Belgarath, May 2, 2014
   • 22 replies
   • 3.6k views
   • 
   • GMK
   • May 8, 2014

6. Fair Market Value for Selling Trustee

   By Guest jvgatty, April 24, 2014
   • 3 replies
   • 1.3k views
   • 
   • Guest
   • April 24, 2014

7. Meaning of "substantially all" for restricting distributions of stock

   By lalaland, April 8, 2014
   • 3 replies
   • 2.7k views
   • 
   • lalaland
   • April 9, 2014

8. Mirrored Loans

   By ERISA-Bubs, April 7, 2014
   • 1 reply
   • 1.5k views
   • 
   • A Shot in the Dark
   • April 7, 2014

9. Board of Directors benefits

   By Guest jimmus, March 24, 2014
   • 10 replies
   • 4.8k views
   • 
   • Guest
   • March 27, 2014

10. ESOP Case: Lee, et al v. Builder's Supply Co, et al ....Info?

    By Guest Grecco, March 17, 2014
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • March 17, 2014

11. Allocation (Year-End Employment - Participant on Long Term Disability)

    By Yesrod5, March 12, 2014
    • 2 replies
    • 1.2k views
    • 
    • Yesrod5
    • March 12, 2014

12. Roth Transfer...

    By TPS, January 14, 2014
    • 3 replies
    • 3.1k views
    • 
    • ESOP Guy
    • January 15, 2014

13. Must the Company Pay the Total Lump Sum Distribution Now ?

    By Guest Grecco, December 19, 2013
    • 5 replies
    • 2.5k views
    • 
    • Guest
    • December 19, 2013

14. DOL ruling re lender and ESOP trustee?

    By Guest TaxedToDeath, December 12, 2013
    • 1 reply
    • 1.4k views
    • 
    • Peter Gulia
    • December 13, 2013

15. ESOP: Current Employee Age 70 ½ - Wants Full Distribution

    By Guest Grecco, November 22, 2013
    • 3 replies
    • 2.6k views
    • 
    • Guest
    • November 22, 2013

16. Can a Company Change its Reason for a Denying a Claim?

    By Guest Grecco, November 21, 2013
    • 7 replies
    • 1.9k views
    • 
    • Guest
    • November 22, 2013

17. Dividends on unallocated shares

    By Guest JM123, November 20, 2013   

    • Not used to repay loan
    • 3 replies
    • 4.9k views
    • 
    • QDROphile
    • November 20, 2013

18. Safe Harbor Contribution in ESOP plan instead of 401(k)

    By Rai401k, November 5, 2013
    • 2 replies
    • 3.2k views
    • 
    • ESOP Guy
    • November 5, 2013

19. Esop combined with 401(k) or use separate plans

    By Belgarath, October 17, 2013
    • 6 replies
    • 3.2k views
    • 
    • Belgarath
    • October 21, 2013

20. Can a distribution withhold 30%?

    By Lori H, October 10, 2013
    • 12 replies
    • 2.1k views
    • 
    • BG5150
    • October 11, 2013

21. S-Corp ESOP - Change Distribution Form - Protected Benefit

    By Guest ERISAk, October 2, 2013
    • 1 reply
    • 1.5k views
    • 
    • ESOP Guy
    • October 3, 2013

22. ESOP Diversification Qualified Election Period and Notice 88-56

    By Guest ERISAk, October 1, 2013
    • 4 replies
    • 3k views
    • 
    • Guest
    • October 1, 2013

23. Release of shares on cash basis?

    By Belgarath, September 13, 2013
    • 7 replies
    • 2.7k views
    • 
    • Belgarath
    • September 16, 2013

24. Dormant ESOP with a vesting schedule

    By kwalified, August 21, 2013   

    • Need to fully vest?
    • 3 replies
    • 2.2k views
    • 
    • GMK
    • August 21, 2013

25. ESOP termination and RMD

    By Guest BROKER10, July 12, 2013
    • 9 replies
    • 4.6k views
    • 
    • GMK
    • July 15, 2013

26. Transfer assets from a 401(k) plan to an ESOP

    By AJ North, March 27, 2012
    • 8 replies
    • 6.1k views
    • 
    • Guest
    • July 8, 2013

27. 100% ESOP - FBAR Filing

    By TPS, June 21, 2013
    • 3 replies
    • 3.9k views
    • 
    • TPS
    • June 28, 2013

28. Pass-Through Voting on Changes in Class of Stock with Minority ESOP Interest

    By EGB, June 10, 2013
    • 7 replies
    • 3.7k views
    • 
    • RLL
    • June 12, 2013

29. Diversification Rights in Terminated ESOP

    By Guest Agnes, May 15, 2013
    • 3 replies
    • 1.8k views
    • 
    • QDROphile
    • May 15, 2013

30. Private Company - Common Stock in ESOP; Peferred Stock Outside ESOP?

    By ERISA-Bubs, May 1, 2013
    • 0 replies
    • 1.1k views
    • 
    • ERISA-Bubs
    • May 1, 2013

31. Primarily invested in stock

    By Tom Poje, October 18, 2005
    • 12 replies
    • 5.8k views
    • 
    • Guest
    • April 26, 2013

32. Loan Payment with allocated cash?

    By Guest MaineERISA, April 12, 2013   

    • loan repayment
    • allocated contributions
    • 2 replies
    • 3.1k views
    • 
    • Guest
    • April 12, 2013

33. S-corp ESOP, non-allocation year consequences

    By Belgarath, March 26, 2013
    • 2 replies
    • 2.6k views
    • 
    • ESOP Guy
    • March 27, 2013

34. Loan Payments Exceed Deductibility Limit

    By Guest SRH, March 14, 2013   

    • ESOP
    • 7 replies
    • 2.7k views
    • 
    • ESOP Guy
    • March 22, 2013

35. ESOP accounting and share release

    By DPL, March 18, 2013   

    • release
    • 3 replies
    • 5.3k views
    • 
    • ESOP Guy
    • March 19, 2013

36. Pros and Cons for S-Corp ESOP

    By kwalified, March 13, 2013
    • 9 replies
    • 3.9k views
    • 
    • ESOP Guy
    • March 18, 2013

37. Allocation of Expenses between ESOP and Employer

    By Yesrod5, March 12, 2013
    • 3 replies
    • 1.8k views
    • 
    • Yesrod5
    • March 12, 2013

38. ESOP termination - stock nearly worthless

    By Belgarath, March 6, 2013
    • 4 replies
    • 9.3k views
    • 
    • RLL
    • March 8, 2013

39. ESOP distributions and Canadian Taxes

    By ESOP Guy, February 21, 2013
    • 0 replies
    • 1.6k views
    • 
    • ESOP Guy
    • February 21, 2013

40. ESOP documents -- required provisions?

    By Guest AEAllen, February 5, 2013
    • 1 reply
    • 1.2k views
    • 
    • QDROphile
    • February 5, 2013

41. ESOP lump sum distribution - 20% withholding required?

    By Spencer, January 30, 2013
    • 2 replies
    • 6.2k views
    • 
    • Spencer
    • January 30, 2013

42. Can ESOP own life insurance on a Key EE?

    By katieinny, January 17, 2013
    • 4 replies
    • 2.5k views
    • 
    • RLL
    • January 17, 2013

43. Post-Termination RMD Obligations

    By Guest ebenny, November 26, 2012
    • 3 replies
    • 1.7k views
    • 
    • ESOP Guy
    • November 26, 2012

44. Protected benefit

    By Guest ENT, November 12, 2012
    • 2 replies
    • 2.4k views
    • 
    • ESOP Guy
    • November 15, 2012

45. Put at Book Value?

    By dmwe, November 9, 2012
    • 6 replies
    • 2.1k views
    • 
    • Marcus R Piquet
    • November 15, 2012

46. Distribution timing

    By dmwe, October 5, 2012
    • 5 replies
    • 1.9k views
    • 
    • GMK
    • October 10, 2012

47. Excess diversification and protected benefit

    By Guest tmills, September 12, 2012
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • September 12, 2012

48. Direct Deposit of Dividend Payments

    By Floridaattorney, September 10, 2012
    • 0 replies
    • 1.1k views
    • 
    • Floridaattorney
    • September 10, 2012

49. ESOP & Highly Compensated Employee

    By Guest James Vito Esposito, June 20, 2006
    • 9 replies
    • 6.4k views
    • 
    • A Shot in the Dark
    • September 4, 2012

50. ESOP - 4 years and no appraisal or stock purchase

    By Guest rhkesop, August 29, 2012
    • 13 replies
    • 5.1k views
    • 
    • ESOP Guy
    • August 30, 2012