Investment Issues (Including Self-Directed)

560 topics in this forum

1. Required disclosures when employer provides investment return information?

   By Guest beppie_stark, April 21, 2004
   • 2 replies
   • 1.3k views
   • 
   • Demosthenes
   • April 21, 2004

2. Return of investment "re-pricing" losses - how to allocate?

   By t.haley, July 3, 2014
   • 3 replies
   • 1.3k views
   • 
   • BG5150
   • July 7, 2014

3. Revenue Sharing

   By Randy Watson, November 22, 2005
   • 4 replies
   • 2.4k views
   • 
   • david rigby
   • November 24, 2005

4. Revenue Sharing of sub-TA fees

   By Guest Carol Ringwald, April 12, 1999
   • 11 replies
   • 16.4k views
   • 
   • Guest
   • December 1, 2000

5. reverse mortgage

   By Guest nipa, May 14, 2008
   • 1 reply
   • 2k views
   • 
   • masteff
   • May 14, 2008

6. RFP posted for School District

   By Guest tuckerc, April 27, 2000
   • 0 replies
   • 1.9k views
   • 
   • Guest
   • April 27, 2000

7. RIA Fees / Accrued Interest

   By austin3515, October 2, 2019
   • 2 replies
   • 1.6k views
   • 
   • Bird
   • October 3, 2019

8. RIA who manages 4 partnerships wants to invest pension fund in one of LPs

   By CharlesLeggette, November 20, 2015
   • 4 replies
   • 1.1k views
   • 
   • jpod
   • November 20, 2015

9. S Corporation

   By Randy Watson, January 31, 2011
   • 6 replies
   • 1.9k views
   • 
   • ESOP Guy
   • February 2, 2011

10. Sale of a portion of farm land

    By kwalified, December 18, 2018
    • 7 replies
    • 1.7k views
    • 
    • Bird
    • December 20, 2018

11. Savings & Loan with self investing?

    By Guest Margaret25, January 19, 2009
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • January 19, 2009

12. SEC Money Market Reform - FDIC-Insured Demand Products

    By Brian K, February 26, 2016   

    • money market
    • stable value
    • (and 2 more)

      Tagged with:

      • money market
      • stable value
      • demand deposit
      • FDIC
    • 1 reply
    • 969 views
    • 
    • Peter Gulia
    • February 27, 2016

13. SEC registration and sub T/A fees

    By Guest xplan, May 3, 2001
    • 3 replies
    • 4.4k views
    • 
    • Guest
    • May 16, 2001

14. Self Administered 401K Plans

    By Guest John P., November 30, 2011
    • 9 replies
    • 3.5k views
    • 
    • Kevin C
    • December 12, 2011

15. Self Directed --> Trustee Directed

    By RestAssured, April 11, 2013   

    • self directed
    • trustee directed
    • (and 2 more)

      Tagged with:

      • self directed
      • trustee directed
      • change
      • black out
    • 1 reply
    • 1.9k views
    • 
    • Jim Chad
    • April 11, 2013

16. Self Directed brokerage

    By Guest Bradbury Arnold, October 15, 2008
    • 1 reply
    • 1.4k views
    • 
    • J Simmons
    • October 15, 2008

17. self directed brokerage (high net worth investments)

    By k man, February 26, 2013
    • 4 replies
    • 2.5k views
    • 
    • John G
    • March 14, 2013

18. Self Directed Brokerage Accounts

    By Guest Jennyb473, October 14, 2008
    • 3 replies
    • 2.7k views
    • 
    • QDROphile
    • October 14, 2008

19. Self directed brokerage fund, trust reporting requirements.

    By Guest Factster, January 31, 2002
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • January 31, 2002

20. Self directed IRA LLC

    By Guest nealjpc, March 11, 2011
    • 7 replies
    • 1.8k views
    • 
    • Guest
    • April 10, 2011

21. Self-Dealing and/or Exclusive Benefit Question

    By Medusa, July 12, 2006
    • 11 replies
    • 4.6k views
    • 
    • Kirk Maldonado
    • July 17, 2006

22. Self-Directed Brokerage Accounts

    By Guest MikeAIGFA, March 2, 2009
    • 2 replies
    • 1.4k views
    • 
    • J Simmons
    • March 2, 2009

23. Self-directed brokerage accounts

    By Guest YATPA, May 1, 2002
    • 3 replies
    • 3.1k views
    • 
    • mbozek
    • May 1, 2002

24. Self-directed conversion (plan to IRA)

    By TPApril, June 18, 2022
    • 9 replies
    • 1.4k views
    • 
    • Bill Presson
    • June 24, 2022

25. Self-directed conversions

    By Bird, November 21, 2017
    • 7 replies
    • 1.8k views
    • 
    • MICHAEL HATLEE
    • February 25, 2021

26. Self-directed investment option (wide open)

    By PJ2009, September 15, 2009
    • 2 replies
    • 1.4k views
    • 
    • mbozek
    • September 15, 2009

27. Self-Directed, sort of

    By gregburst, August 7, 2012
    • 3 replies
    • 1.4k views
    • 
    • Doghouse
    • August 8, 2012

28. Self-Direction Discrimination?

    By MarZDoates, December 2, 2005
    • 5 replies
    • 2.4k views
    • 
    • JanetM
    • November 8, 2006

29. Separate Account for Owner Only

    By ERISA13, February 9, 2010
    • 20 replies
    • 5.6k views
    • 
    • ombskid
    • June 24, 2013

30. Settlement proceeds

    By Bird, August 25, 2009
    • 1 reply
    • 1.4k views
    • 
    • Peter Gulia
    • August 25, 2009

31. Short Selling in IRA / Profit Sharing Plan

    By Guest tschotland, July 22, 2008
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • July 22, 2008

32. Should company stock be an optional self-directed investment for parti

    By Dave Baker, July 14, 2000
    • 11 replies
    • 2.6k views
    • 
    • Guest
    • July 29, 2000

33. Silver Boullions in Earmarked 401(k) Acct?

    By Guest notapensiongeek, April 21, 2006
    • 1 reply
    • 2.1k views
    • 
    • Guest
    • May 2, 2006

34. Simple ERISA 404(b) Question

    By Guest cphcs, March 26, 2009
    • 3 replies
    • 1.8k views
    • 
    • QDROphile
    • March 26, 2009

35. Small Account Balances in a Daily Plan

    By Hoard1, August 4, 1999
    • 8 replies
    • 2.8k views
    • 
    • Guest
    • January 21, 2000

36. Small Plan Master Trust

    By Guest LoloV, August 19, 2003
    • 7 replies
    • 8.2k views
    • 
    • Kirk Maldonado
    • December 12, 2005

37. Social Security Numbers on Distribution Checks and Quarterly Statement

    By Guest Mike2003, February 19, 2003
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • February 19, 2003

38. Son as Fiduciary of Dad's IRA: Prohibited Transaction?

    By Guest reg_h2b, January 4, 2001
    • 1 reply
    • 2.1k views
    • 
    • Guest
    • April 26, 2001

39. Sponsor Lease from Partially Plan-Owned LLC

    By Christine Roberts, July 22, 2008
    • 1 reply
    • 1.3k views
    • 
    • Ron Snyder
    • July 22, 2008

40. State Taxation of Trust with UBIT

    By JustMe, November 27, 2018
    • 5 replies
    • 881 views
    • 
    • JamesK
    • November 29, 2018

41. Stats on Daily vs. Traditional

    By Guest mac_qka, November 3, 2008
    • 5 replies
    • 3.9k views
    • 
    • SheilaD
    • November 4, 2008

42. Statute on APRSC for correction on ineligibility

    By Guest Kim Brooks, October 25, 2000
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • October 25, 2000

43. Stock option in qualified plan

    By Guest Deflector, June 6, 2014
    • 3 replies
    • 1.6k views
    • 
    • RayJJohnsonJr
    • July 15, 2014

44. Sub T/A fees

    By Guest cascigm, May 25, 1999
    • 3 replies
    • 5.2k views
    • 
    • Guest
    • May 28, 1999

45. Taking 'stock' of the last year

    By J Simmons, November 17, 2008
    • 0 replies
    • 1.2k views
    • 
    • J Simmons
    • November 17, 2008

46. Target Date Funds proposed regulation

    By 52626, October 3, 2018
    • 2 replies
    • 710 views
    • 
    • 52626
    • October 4, 2018

47. TD Ameritrade SDIB - arggh

    By Bird, December 6, 2023
    • 4 replies
    • 1.6k views
    • 
    • Bird
    • December 13, 2023

48. Template for Fund Removal/Replacements

    By austin3515, May 18, 2016
    • 0 replies
    • 813 views
    • 
    • austin3515
    • May 18, 2016

49. Term Insurance in 401(k) Plan?

    By Dougsbpc, November 16, 2011
    • 14 replies
    • 3.4k views
    • 
    • Belgarath
    • January 5, 2012

50. term life insurance in DC plan

    By AKconsult, April 28, 2009
    • 2 replies
    • 1.6k views
    • 
    • Belgarath
    • April 28, 2009