Investment Issues (Including Self-Directed)

560 topics in this forum

1. Can redemption fees be reimbursed by plan sponsor

   By Guest Jennyb473, December 9, 2011
   • 3 replies
   • 1.8k views
   • 
   • Guest
   • December 12, 2011

2. Self Administered 401K Plans

   By Guest John P., November 30, 2011
   • 9 replies
   • 3.5k views
   • 
   • Kevin C
   • December 12, 2011

3. Will anyone use the new exemption?

   By Peter Gulia, November 17, 2011
   • 3 replies
   • 1.8k views
   • 
   • Guest
   • November 18, 2011

4. Term Insurance in 401(k) Plan?

   By Dougsbpc, November 16, 2011
   • 14 replies
   • 3.4k views
   • 
   • Belgarath
   • January 5, 2012

5. More liability for removing than "freezing" a poor-performing fund?

   By ERISAatty, November 15, 2011
   • 3 replies
   • 1.4k views
   • 
   • QDROphile
   • November 15, 2011

6. over mortgaged property 1 man plan

   By SheilaD, November 1, 2011
   • 1 reply
   • 1.2k views
   • 
   • SheilaD
   • November 2, 2011

7. Can he take Real Estate as an In-Kind Distribution

   By imchipbrown, October 26, 2011
   • 1 reply
   • 1.6k views
   • 
   • Guest
   • October 26, 2011

8. Nonqualifying Assets in 401(k)

   By Guest metallic, October 20, 2011
   • 5 replies
   • 3.4k views
   • 
   • Peter Gulia
   • October 22, 2011

9. Prohibited Transaction Exemption

   By imchipbrown, October 5, 2011
   • 4 replies
   • 1.4k views
   • 
   • Guest
   • October 9, 2011

10. Owner Only Plan wants to by Life Insurance from Spouse

    By commishvp, September 16, 2011
    • 0 replies
    • 898 views
    • 
    • commishvp
    • September 16, 2011

11. Plan invests in entity owner also invested in

    By ombskid, September 2, 2011
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • October 12, 2011

12. Owner-only PS Plan

    By SMB, August 26, 2011
    • 4 replies
    • 1.8k views
    • 
    • mbozek
    • August 29, 2011

13. Real estate in 2 plans

    By ombskid, August 25, 2011
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • October 12, 2011

14. Fully Benefit-responsive Contracts

    By Guest guest101, August 15, 2011
    • 0 replies
    • 2.7k views
    • 
    • Guest
    • August 15, 2011

15. Misuse of Confidential Financial Information

    By Guest Smokin, August 10, 2011
    • 2 replies
    • 2.9k views
    • 
    • Guest
    • August 10, 2011

16. Moody's warns on money market mutual funds

    By masteff, July 26, 2011
    • 5 replies
    • 1.6k views
    • 
    • GMK
    • July 27, 2011

17. Prohibited Transaction?

    By Lori H, July 18, 2011
    • 10 replies
    • 2.8k views
    • 
    • Lori H
    • July 19, 2011

18. May a plan restrict the brokerage window to those who hold the CFA designation?

    By Peter Gulia, July 9, 2011
    • 4 replies
    • 1.6k views
    • 
    • Peter Gulia
    • July 9, 2011

19. Key Man life insurance in a DC plan; plan is owner and ER is beneficiary

    By katieinny, May 19, 2011
    • 3 replies
    • 1.7k views
    • 
    • Bird
    • May 20, 2011

20. TPA/Broker combo

    By Guest toddez, May 12, 2011
    • 2 replies
    • 1.5k views
    • 
    • Bird
    • May 16, 2011

21. Wells Fargo Advisors - limited scope audit?

    By TPApril, April 28, 2011
    • 0 replies
    • 1.3k views
    • 
    • TPApril
    • April 28, 2011

22. is this a prohibited transaction

    By Guest kh1, April 8, 2011
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • April 10, 2011

23. Real Estate Taxes

    By jpod, April 4, 2011
    • 6 replies
    • 1.8k views
    • 
    • mbozek
    • April 7, 2011

24. Self directed IRA LLC

    By Guest nealjpc, March 11, 2011
    • 7 replies
    • 1.8k views
    • 
    • Guest
    • April 10, 2011

25. another S-Corp potential txn

    By AlbanyConsultant, March 5, 2011
    • 1 reply
    • 1.2k views
    • 
    • ESOP Guy
    • March 7, 2011

26. S Corporation

    By Randy Watson, January 31, 2011
    • 6 replies
    • 1.9k views
    • 
    • ESOP Guy
    • February 2, 2011

27. Permissable Investments in 401K/Profit Sharing Plan

    By ERISA13, January 25, 2011
    • 5 replies
    • 5.7k views
    • 
    • masteff
    • January 27, 2011

28. New Disclosure Requirements

    By Dougsbpc, January 13, 2011
    • 1 reply
    • 1.3k views
    • 
    • Bird
    • January 14, 2011

29. Does the 404(c) rule require anything that the new 404(a) rule doesn't require?

    By Peter Gulia, January 3, 2011
    • 0 replies
    • 1.3k views
    • 
    • Peter Gulia
    • January 3, 2011

30. Financial Advisor conflict ?

    By Santo Gold, November 17, 2010
    • 9 replies
    • 2.7k views
    • 
    • Guest
    • September 29, 2011

31. Trade Authorization

    By Guest Ben Schmidt, November 9, 2010
    • 2 replies
    • 2.3k views
    • 
    • mbozek
    • November 13, 2010

32. Closely Held corp in a balanced forward PS

    By Guest lawman98, November 1, 2010
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • November 1, 2010

33. Prohibited Transaction?

    By Guest Iwonder, October 22, 2010
    • 3 replies
    • 1.6k views
    • 
    • MSN
    • October 25, 2010

34. Plan Investment in entity causing entity's underlying assets to become plan assets

    By Guest sheTexasHammer, September 20, 2010
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • September 20, 2010

35. 404(c) Plan

    By Guest Sieve, August 16, 2010
    • 1 reply
    • 1.7k views
    • 
    • Peter Gulia
    • August 16, 2010

36. Investment in a restaurant

    By Gary, August 11, 2010
    • 2 replies
    • 1.6k views
    • 
    • J Simmons
    • September 12, 2010

37. Trying to get rid of LLC in plan

    By AKconsult, August 5, 2010
    • 7 replies
    • 1.7k views
    • 
    • QDROphile
    • August 6, 2010

38. Loans to sponsor

    By Guest JPIngold, July 30, 2010
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • July 30, 2010

39. Life policy in a terminating plan

    By Lori H, July 22, 2010
    • 11 replies
    • 1.8k views
    • 
    • Lori H
    • September 2, 2010

40. Hedge Fund - Qualifying?

    By Guest TimS, July 21, 2010
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • July 21, 2010

41. Would the Voluntary Fiduciary Correction Program apply here?

    By katieinny, July 16, 2010
    • 3 replies
    • 1.3k views
    • 
    • katieinny
    • July 16, 2010

42. plan investments

    By Gary, July 15, 2010
    • 3 replies
    • 1.3k views
    • 
    • movedon
    • July 16, 2010

43. Purchasing employer securities from a 401k plan

    By gregburst, June 10, 2010
    • 1 reply
    • 1.8k views
    • 
    • QDROphile
    • June 10, 2010

44. Hedge Fund Offer Own Investments in its Employer-Sponsored Plan?

    By waid10, May 28, 2010
    • 2 replies
    • 1.5k views
    • 
    • Peter Gulia
    • May 29, 2010

45. Dividends in a daily system

    By Guest lawman98, April 2, 2010
    • 0 replies
    • 4.2k views
    • 
    • Guest
    • April 2, 2010

46. Charles Schwab

    By 12AX7, March 24, 2010
    • 5 replies
    • 3k views
    • 
    • 12AX7
    • March 26, 2010

47. Heads or tails?

    By SMB, March 8, 2010
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • March 10, 2010

48. DOL Proposed Regulation

    By PLAN MAN, February 26, 2010
    • 1 reply
    • 1.4k views
    • 
    • david rigby
    • February 26, 2010

49. American Funds PlanPremier TPA

    By Bird, February 19, 2010
    • 3 replies
    • 6.5k views
    • 
    • BG5150
    • January 6, 2016

50. Separate Account for Owner Only

    By ERISA13, February 9, 2010
    • 20 replies
    • 5.6k views
    • 
    • ombskid
    • June 24, 2013