Investment Issues (Including Self-Directed)

560 topics in this forum

1. Bond?

   By Randy Watson, January 8, 2007
   • 3 replies
   • 1.9k views
   • 
   • QDROphile
   • January 9, 2007

2. Has anyone seen a lawsuit about prudent selection of investment funds unrelated to expenses or self-dealing?

   By Peter Gulia, August 29, 2017   

   • erisa; prudence; investment alternative
   • 21 replies
   • 1.9k views
   • 
   • MoJo
   • September 12, 2017

3. Gold Coins

   By TPA Bob, March 30, 2009
   • 4 replies
   • 1.9k views
   • 
   • Guest
   • April 2, 2009

4. LOAN PAYMENTS

   By Guest dukec, May 30, 2003
   • 1 reply
   • 1.9k views
   • 
   • Brian Gallagher
   • June 11, 2003

5. Rental Property in Retirement Plan with Segregated Accounts??

   By Guest DeePA, January 9, 2003
   • 3 replies
   • 1.9k views
   • 
   • mbozek
   • January 10, 2003

6. Daily Valuation Manager/Plan Consultant Openings in Denver

   By Guest KC Bredemeier, October 17, 2000
   • 0 replies
   • 1.9k views
   • 
   • Guest
   • October 17, 2000

7. How do you track the amount to use for required minimum distributions,

   By John A, November 9, 2000
   • 0 replies
   • 1.9k views
   • 
   • John A
   • November 9, 2000

8. Self Directed --> Trustee Directed

   By RestAssured, April 11, 2013   

   • self directed
   • trustee directed
   • (and 2 more)

     Tagged with:

     • self directed
     • trustee directed
     • change
     • black out
   • 1 reply
   • 1.9k views
   • 
   • Jim Chad
   • April 11, 2013

9. what responsibility does a 457 plan sponsor have in regards to investments

   By Guest thill, October 21, 2007
   • 1 reply
   • 1.9k views
   • 
   • Guest
   • October 23, 2007

10. RFP posted for School District

    By Guest tuckerc, April 27, 2000
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • April 27, 2000

11. Mix and Match Personal Funds and Plan Benefits in an investment

    By Oh so SIMPLE, October 6, 2009
    • 10 replies
    • 1.9k views
    • 
    • Ron Snyder
    • October 12, 2009

12. Officer makes an improper investment of his self directed account

    By katieinny, May 24, 2006
    • 7 replies
    • 1.9k views
    • 
    • QDROphile
    • May 26, 2006

13. Financial institution that can act as trustee for a plan holding trust

    By mming, November 9, 2000
    • 1 reply
    • 1.9k views
    • 
    • Mary Kay Foss
    • November 10, 2000

14. Defaulted loans

    By FAPInJax, June 3, 2002
    • 0 replies
    • 1.9k views
    • 
    • FAPInJax
    • June 3, 2002

15. Okay For Sponsor to Invest Plan Assets in Fund it Manages?

    By Guest YATPA, December 9, 2005
    • 1 reply
    • 1.9k views
    • 
    • Locust
    • December 9, 2005

16. investment committee

    By k man, August 13, 2001
    • 1 reply
    • 1.9k views
    • 
    • Jon Chambers
    • August 20, 2001

17. defined benefit plans and real estate

    By PensionNewbee, August 20, 2003
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • August 21, 2003

18. Mobious Recordkeeping

    By Guest divadaily401k, June 24, 2002
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • June 24, 2002

19. Employee Match Investment Plan

    By Guest carrolgd, September 21, 2001
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • September 25, 2001

20. Investment Expense Ratios

    By austin3515, June 2, 2008
    • 0 replies
    • 1.9k views
    • 
    • austin3515
    • June 2, 2008

21. S Corporation

    By Randy Watson, January 31, 2011
    • 6 replies
    • 1.9k views
    • 
    • ESOP Guy
    • February 2, 2011

22. Derivatives

    By Guest research, June 23, 2001
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • June 23, 2001

23. Can A Qualified Plan Invest in Foreign Real Estate?

    By Dougsbpc, May 29, 2014
    • 4 replies
    • 1.8k views
    • 
    • Flyboyjohn
    • May 29, 2014

24. 404(c)

    By Guest ElKH, August 6, 2003
    • 8 replies
    • 1.8k views
    • 
    • QDROphile
    • August 8, 2003

25. 404(c) and investment alternatives

    By Guest caddieadmin, March 23, 2007
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • March 24, 2007

26. Allocation of settlement payments in class-action securites litigation

    By KJohnson, January 18, 2001
    • 1 reply
    • 1.8k views
    • 
    • RCK
    • January 18, 2001

27. Fees

    By Guest tintree73, May 23, 2003
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • May 27, 2003

28. What is the proper Code Section indicating the PS/MP contributions mus

    By Guest TracyAndrews, April 9, 2001
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • April 10, 2001

29. Plan investments

    By Guest jim williams, November 15, 2001
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • November 16, 2001

30. Real Estate Taxes

    By jpod, April 4, 2011
    • 6 replies
    • 1.8k views
    • 
    • mbozek
    • April 7, 2011

31. Self-directed conversions

    By Bird, November 21, 2017
    • 7 replies
    • 1.8k views
    • 
    • MICHAEL HATLEE
    • February 25, 2021

32. Employer Stock in Profit Sharing Plan

    By Dougsbpc, May 1, 2002
    • 2 replies
    • 1.8k views
    • 
    • pjkoehler
    • May 1, 2002

33. Can redemption fees be reimbursed by plan sponsor

    By Guest Jennyb473, December 9, 2011
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • December 12, 2011

34. Voting stock in retirement plan?

    By Guest synergy3000, December 29, 2006
    • 1 reply
    • 1.8k views
    • 
    • BeckyMiller
    • January 10, 2007

35. Owner-only PS Plan

    By SMB, August 26, 2011
    • 4 replies
    • 1.8k views
    • 
    • mbozek
    • August 29, 2011

36. Real Estate in a DB Plan

    By eilano, August 15, 2006
    • 3 replies
    • 1.8k views
    • 
    • jpod
    • August 15, 2006

37. PTE for director who would provide investment services?

    By Guest mbg76, December 7, 2006
    • 1 reply
    • 1.8k views
    • 
    • jpod
    • December 8, 2006

38. Am interested in techniques used by venture capital funds to shield ta

    By Guest Pat Parks, November 16, 2000
    • 1 reply
    • 1.8k views
    • 
    • Kirk Maldonado
    • November 16, 2000

39. Prohibited transaction for a plan to purchase property from a trust fo

    By k man, February 22, 2001
    • 2 replies
    • 1.8k views
    • 
    • Bill Berke
    • March 7, 2001

40. Valuation of Bonds in a money purchase pension plan

    By Guest Bruce Endy, May 30, 2002
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • May 30, 2002

41. disclosure of market-timing restrictions

    By Peter Gulia, December 9, 2015   

    • market-timing; disclosure
    • 15 replies
    • 1.8k views
    • 
    • K2retire
    • December 11, 2015

42. Self directed IRA LLC

    By Guest nealjpc, March 11, 2011
    • 7 replies
    • 1.8k views
    • 
    • Guest
    • April 10, 2011

43. Life policy in a terminating plan

    By Lori H, July 22, 2010
    • 11 replies
    • 1.8k views
    • 
    • Lori H
    • September 2, 2010

44. Leaseback Restrictions in 514(c)(9)

    By Guest dovlok, November 7, 2001
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • November 7, 2001

45. Heads or tails?

    By SMB, March 8, 2010
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • March 10, 2010

46. Internal Investment Advisor

    By Guest Richard Tennenbaum, November 30, 2007
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • November 30, 2007

47. Party-in-interest

    By Guest KimAnn, December 17, 2001
    • 6 replies
    • 1.8k views
    • 
    • KJohnson
    • December 18, 2001

48. Use of proprietary mutual funds by financial institutions and mutual f

    By Guest Ann West, May 18, 2001
    • 1 reply
    • 1.8k views
    • 
    • Jon Chambers
    • May 18, 2001

49. Will anyone use the new exemption?

    By Peter Gulia, November 17, 2011
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • November 18, 2011

50. Purchasing employer securities from a 401k plan

    By gregburst, June 10, 2010
    • 1 reply
    • 1.8k views
    • 
    • QDROphile
    • June 10, 2010