Plan Document Amendments

778 topics in this forum

1. Document correction

   By Cynchbeast, August 14, 2017
   • 2 replies
   • 648 views
   • 
   • ESOP Guy
   • August 15, 2017

2. Change Non-SH Allocation Formula?

   By Cloudy, July 24, 2017
   • 21 replies
   • 3.7k views
   • 
   • Cloudy
   • July 31, 2017

3. Vesting Change from Immediate to 6-Year Graded

   By John Feldt ERPA CPC QPA, June 5, 2017   

   • 411
   • vesting
   • 18 replies
   • 3.1k views
   • 
   • Kevin C
   • June 9, 2017

4. Effect of Late Discretionary Amendment

   By JJRetirement, May 23, 2017   

   • plan amendment
   • remedial amendment period
   • (and 3 more)

     Tagged with:

     • plan amendment
     • remedial amendment period
     • operational error
     • defined contribution
     • late adoption
   • 3 replies
   • 1.3k views
   • 
   • CuseFan
   • May 25, 2017

5. Amend Profit Sharing formula & remove accrual requirements

   By Mel_1999, April 26, 2017
   • 4 replies
   • 1.4k views
   • 
   • Mel_1999
   • April 27, 2017

6. 403(b) restatements with pre-approved language

   By Belgarath, April 12, 2017
   • 1 reply
   • 843 views
   • 
   • Peter Gulia
   • April 13, 2017

7. Amendment to Discretionary Match / Notification to Employees

   By TPA Bob, March 6, 2017
   • 2 replies
   • 1.2k views
   • 
   • TPA Bob
   • March 7, 2017

8. Does the plan document say anything about a participant's power of attorney?

   By Peter Gulia, February 1, 2017   

   • plan document; procedures; power of attorney
   • 15 replies
   • 5k views
   • 
   • K2retire
   • February 3, 2017

9. Provider of TRA 86 401k documents?

   By Fully Vested, December 29, 2016
   • 2 replies
   • 1.4k views
   • 
   • Kevin C
   • December 29, 2016

10. What is the remedial-amendment date if the plan's sponsor will not apply for the IRS's determination?

    By Peter Gulia, December 8, 2016   

    • remedial amendment period
    • 0 replies
    • 809 views
    • 
    • Peter Gulia
    • December 8, 2016

11. Amend Plan to fully vest former owner of split company?

    By pensionreview, October 31, 2016
    • 4 replies
    • 1k views
    • 
    • Mike Preston
    • November 16, 2016

12. Submit PPA 5307 g

    By pgold, November 15, 2016
    • 0 replies
    • 730 views
    • 
    • pgold
    • November 15, 2016

13. Determination Letter for Volume Submitter Plan

    By Doghouse, October 25, 2016   

    • volume submitter
    • determination letter
    • (and 1 more)

      Tagged with:

      • volume submitter
      • determination letter
      • amendment
    • 0 replies
    • 1.2k views
    • 
    • Doghouse
    • October 25, 2016

14. Amend plan to change trustee retroactively?

    By Lori H, October 13, 2016
    • 2 replies
    • 2.9k views
    • 
    • Lou S.
    • October 13, 2016

15. Does a Form 5300 review ever ask about operational compliance?

    By Peter Gulia, July 12, 2016   

    • qualification; Form 5300
    • 6 replies
    • 1.4k views
    • 
    • Peter Gulia
    • July 13, 2016

16. Should an individually-designed plan omit getting a determination in this last cycle?

    By Peter Gulia, June 14, 2016   

    • determination letter
    • 13 replies
    • 1.3k views
    • 
    • Peter Gulia
    • June 15, 2016

17. Document sponsor can correct users’ failures to adopt the document

    By Peter Gulia, April 5, 2016   

    • preapproved plan; prototype
    • 1 reply
    • 1.1k views
    • 
    • ETA Consulting LLC
    • April 5, 2016

18. Eligibility change mid year to safe harbor plan.

    By Rai401k, April 5, 2016
    • 2 replies
    • 2.9k views
    • 
    • Rai401k
    • April 5, 2016

19. What was Cycle E plan's deadline to adopt pre-approved plan - 1/31/2016 or 4/30/2016?

    By SavingsRUS, April 4, 2016
    • 0 replies
    • 1k views
    • 
    • SavingsRUS
    • April 4, 2016

20. How long does the IRS take for a determination on a Form 5307 application?

    By Peter Gulia, April 4, 2016   

    • determination; Form 5307
    • 3 replies
    • 1.4k views
    • 
    • Peter Gulia
    • April 4, 2016

21. Under the new regime, when must a sponsor of an individually-designed plan do plan amendments?

    By Peter Gulia, March 18, 2016   

    • remedial-amendment period
    • 3 replies
    • 1k views
    • 
    • Peter Gulia
    • March 21, 2016

22. Trustees signing PPA Restatement

    By Tinman, March 17, 2016
    • 5 replies
    • 1.2k views
    • 
    • Tinman
    • March 18, 2016

23. PPA Restatement and Nonamender Timing

    By WDIK, March 18, 2016
    • 1 reply
    • 1.3k views
    • 
    • Lou S.
    • March 18, 2016

24. Does VS plan that lost VS status have to restate by 4/30/2016? 4/30/2017?

    By SavingsRUS, March 11, 2016   

    • Volume Submitter
    • PPA Restatement
    • (and 1 more)

      Tagged with:

      • Volume Submitter
      • PPA Restatement
      • Notice 2016-3
    • 1 reply
    • 907 views
    • 
    • Kevin C
    • March 14, 2016

25. Should we amend the plan to allow immediate entry

    By pam@bbm, February 25, 2016
    • 6 replies
    • 2k views
    • 
    • ESOP Guy
    • February 26, 2016

26. Mid-Year Amendment to Waiver of Allocation Conditions

    By Spodie, February 10, 2016   

    • Mid-Year Amendment
    • 1 reply
    • 1.5k views
    • 
    • Bird
    • February 10, 2016

27. PPA document software

    By jane murray, January 19, 2016
    • 6 replies
    • 1.4k views
    • 
    • Kevin C
    • January 20, 2016

28. Plan Sponsor closed, Freeze Plan?

    By K-t-F, January 14, 2016
    • 3 replies
    • 1.3k views
    • 
    • K-t-F
    • January 14, 2016

29. PPA Restatement

    By DTH, January 13, 2016
    • 0 replies
    • 1k views
    • 
    • DTH
    • January 13, 2016

30. Can You Change the Plan Sponsor Upon Restatement?

    By Susan S., January 13, 2016
    • 3 replies
    • 1.2k views
    • 
    • QDROphile
    • January 13, 2016

31. Cycle E PPA Amendment

    By pgold, December 19, 2015   

    • Interim Amendments
    • 0 replies
    • 995 views
    • 
    • pgold
    • December 19, 2015

32. Mid year amendments but document not executed

    By KimBoyd1105, December 15, 2015
    • 2 replies
    • 932 views
    • 
    • Doghouse
    • December 15, 2015

33. Safe Harbor Plan Changes

    By msmith, December 8, 2015
    • 3 replies
    • 1.2k views
    • 
    • Mike Preston
    • December 8, 2015

34. Two mergers: what is applicable cycle?

    By JJRetirement, November 12, 2015   

    • Form 5300
    • Merger
    • (and 6 more)

      Tagged with:

      • Form 5300
      • Merger
      • FDL
      • Cycle Changing
      • remedial amendment period
      • 2007-44
      • individually designed plan
      • 5 year cycle
    • 0 replies
    • 968 views
    • 
    • JJRetirement
    • November 12, 2015

35. Do I need to change NRA?

    By AlbanyConsultant, October 27, 2015
    • 0 replies
    • 930 views
    • 
    • AlbanyConsultant
    • October 27, 2015

36. Recommendations/Comments for Plan Document Services

    By Guest mcmiller, October 19, 2015   

    • amendments; tpa;
    • 3 replies
    • 1.3k views
    • 
    • NJ Mike
    • October 20, 2015

37. SH 401k Plan Terminating Jan or Feb 2016 Amend for PPA?

    By CAR, September 28, 2015
    • 1 reply
    • 1.1k views
    • 
    • Bird
    • September 29, 2015

38. Amending discretionary ps formula

    By MarZDoates, September 11, 2015
    • 5 replies
    • 1.3k views
    • 
    • MarZDoates
    • September 11, 2015

39. retroactive participating agreement effective date

    By Jerry Erisa, May 8, 2015
    • 5 replies
    • 3.7k views
    • 
    • Briandfox
    • June 25, 2015

40. John Hancock Prototype - YES OR NO?????

    By pkfountain, May 11, 2015
    • 3 replies
    • 2.2k views
    • 
    • pkfountain
    • May 11, 2015

41. PPA Restatement of Safe Harbor Plan

    By 401kQ's, April 24, 2015
    • 1 reply
    • 1.6k views
    • 
    • Belgarath
    • April 24, 2015

42. Signature on Board Resolution instead of Plan Adoption Agreement

    By Jerry Erisa, March 26, 2015
    • 8 replies
    • 4.6k views
    • 
    • Bird
    • April 6, 2015

43. PS with NRA 60, but has Pension Assets

    By Belgarath, March 13, 2015
    • 9 replies
    • 1.9k views
    • 
    • My 2 cents
    • March 18, 2015

44. Inward rollovers TO a qualified plan by

    By Jerry Erisa, February 25, 2015
    • 8 replies
    • 1.7k views
    • 
    • Appleby
    • March 3, 2015

45. Amendment for PS

    By jmartin, January 13, 2015
    • 7 replies
    • 1.7k views
    • 
    • John Feldt ERPA CPC QPA
    • January 16, 2015

46. Plan sponsor changed its name last week - amend when?

    By AlbanyConsultant, December 29, 2014
    • 1 reply
    • 1.3k views
    • 
    • jpod
    • December 29, 2014

47. New Vesting Schedule

    By jpod, December 17, 2014
    • 0 replies
    • 1.3k views
    • 
    • jpod
    • December 17, 2014

48. applying for determination letter

    By Chippy, November 14, 2014
    • 2 replies
    • 1.5k views
    • 
    • Chippy
    • November 14, 2014

49. Can a PPA restatement be effective January 1 2014?

    By Lori H, November 7, 2014
    • 4 replies
    • 2.4k views
    • 
    • Tom Poje
    • November 11, 2014

50. PPA Restatement Of All Retirement Plans-Signatures

    By jala, November 5, 2014
    • 3 replies
    • 1.6k views
    • 
    • jala
    • November 5, 2014