Plan Document Amendments

782 topics in this forum

1. Distribution options

   By Chippy, August 11, 2021
   • 14 replies
   • 2.7k views
   • 
   • acm_acm
   • August 30, 2021

2. Amending to change definition of comp to plan year comp

   By R and R, August 24, 2021
   • 0 replies
   • 928 views
   • 
   • R and R
   • August 24, 2021

3. Plan Amendment to Exclude Highly Compensated Employees

   By David Olive, August 3, 2021
   • 11 replies
   • 2.1k views
   • 
   • BG5150
   • August 5, 2021

4. Do some plan sponsors tinker with the IRS-preapproved documents?

   By Peter Gulia, June 30, 2021
   • 2 replies
   • 1k views
   • 
   • Peter Gulia
   • July 1, 2021

5. Is this choice-of-law provision now common?

   By Peter Gulia, June 3, 2021
   • 6 replies
   • 1.4k views
   • 
   • Peter Gulia
   • June 4, 2021

6. cares act and compensation definition

   By Beemer, May 27, 2021
   • 0 replies
   • 1k views
   • 
   • Beemer
   • May 27, 2021

7. Post PPA restatements

   By thepensionmaven, May 13, 2021
   • 1 reply
   • 1k views
   • 
   • Peter Gulia
   • May 13, 2021

8. SMM timing--ridiculous?

   By BG5150, April 29, 2021
   • 4 replies
   • 1.7k views
   • 
   • BG5150
   • April 30, 2021

9. Required Amendments for individually drafted plan

   By Belgarath, April 30, 2021
   • 0 replies
   • 700 views
   • 
   • Belgarath
   • April 30, 2021

10. Qualified Disaster Distributions (QDD's)-- What proof does an employer need?

    By RCK13, April 28, 2021   

    • disaster
    • tpa
    • (and 1 more)

      Tagged with:

      • disaster
      • tpa
      • distribution
    • 2 replies
    • 1.3k views
    • 
    • RCK13
    • April 30, 2021

11. qualified plan loan offset amendment - timing

    By AlbanyConsultant, April 26, 2021
    • 3 replies
    • 679 views
    • 
    • Gilmore
    • April 27, 2021

12. Do cycle 3 documents change 70½ to 72?

    By Peter Gulia, March 24, 2021   

    • 401(a)(9)
    • 2 replies
    • 1.3k views
    • 
    • Peter Gulia
    • March 24, 2021

13. Cycle 3 Document is Delayed

    By Renee H, March 9, 2021
    • 10 replies
    • 1.8k views
    • 
    • Bill Presson
    • March 23, 2021

14. Dual Plan Provisions, need experts advice

    By stephen20, March 17, 2021
    • 5 replies
    • 1.5k views
    • 
    • Alonzo Church
    • March 18, 2021

15. Deceased Keogh Owner - who can sign plan amendments/termination documents

    By Cobras59, February 26, 2021
    • 2 replies
    • 970 views
    • 
    • Cobras59
    • February 26, 2021

16. Restatement Date for Terminated Plans

    By Belgarath, February 5, 2021
    • 0 replies
    • 832 views
    • 
    • Belgarath
    • February 5, 2021

17. Does outgoing trustee sign trustee change amendment?

    By TPApril, December 18, 2020
    • 5 replies
    • 1.7k views
    • 
    • TPApril
    • December 23, 2020

18. Cycle 3 - Document Restatements

    By msmith, December 9, 2020
    • 2 replies
    • 992 views
    • 
    • msmith
    • December 9, 2020

19. Retro amendment to add last day rule on discretionary match

    By Flyboyjohn, November 16, 2020
    • 3 replies
    • 1.4k views
    • 
    • BG5150
    • November 17, 2020

20. Merging 401(k) & MP Plans

    By TPApril, October 22, 2020
    • 2 replies
    • 1k views
    • 
    • CuseFan
    • October 22, 2020

21. IRS Form 5307

    By Belgarath, October 22, 2020
    • 0 replies
    • 806 views
    • 
    • Belgarath
    • October 22, 2020

22. Employment Agreement as Plan Amendment

    By BTG, October 12, 2020
    • 7 replies
    • 2.6k views
    • 
    • Larry Gagnon
    • October 15, 2020

23. Abandoned Profit Sharing Plan

    By Barry K, May 29, 2020
    • 2 replies
    • 1.8k views
    • 
    • Lucky32
    • May 30, 2020

24. Individually designed CB plan without a FDL

    By pensionlaf, May 12, 2020
    • 3 replies
    • 1.4k views
    • 
    • Luke Bailey
    • May 13, 2020

25. Can a retirement plan’s sponsor adopt disaster and emergency provisions in advance?

    By Peter Gulia, May 11, 2020   

    • tax qualification; pre-approved; irs
    • 6 replies
    • 1.2k views
    • 
    • Luke Bailey
    • May 11, 2020

26. Retroactive participation agreement

    By hunter001, February 27, 2020
    • 7 replies
    • 2.8k views
    • 
    • JackS
    • February 27, 2020

27. Abandoned Prototype Plan

    By ASmithCPA, January 18, 2020
    • 3 replies
    • 1.6k views
    • 
    • Bill Presson
    • January 23, 2020

28. Receipt for SPD

    By thepensionmaven, January 10, 2020
    • 11 replies
    • 2k views
    • 
    • Patricia Neal Jensen
    • January 15, 2020

29. Protected Benefits

    By Lauren0507, December 31, 2019
    • 3 replies
    • 1.8k views
    • 
    • Lauren0507
    • January 2, 2020

30. deadline for Money Purchase Pension contribution change

    By M Norton, December 17, 2019
    • 1 reply
    • 1.2k views
    • 
    • Lou S.
    • December 18, 2019

31. Minor Modifications - Traditional DB plan

    By pb5350, November 3, 2019   

    • determination letters
    • restatements
    • 0 replies
    • 1k views
    • 
    • pb5350
    • November 3, 2019

32. H/S amendment for plan doc by other provider/vendor

    By TPApril, October 19, 2019
    • 15 replies
    • 3.6k views
    • 
    • Peter Gulia
    • November 1, 2019

33. Adding an arbitration provision?

    By Peter Gulia, September 29, 2019   

    • plan document; preapproved; irs; arbitration
    • 5 replies
    • 1.3k views
    • 
    • Bob the Swimmer
    • September 30, 2019

34. Cash Balance - PPA Restatements

    By msmith, November 8, 2018
    • 3 replies
    • 1.9k views
    • 
    • ERISA1
    • September 16, 2019

35. What plan amendment is needed for an ESOP's termination?

    By Peter Gulia, September 4, 2019   

    • esop; termination; plan amendment
    • 1 reply
    • 1.1k views
    • 
    • Peter Gulia
    • September 5, 2019

36. Final Cycle A - Execution Deadline

    By JustMe, March 5, 2019
    • 2 replies
    • 1.6k views
    • 
    • Luke Bailey
    • March 7, 2019

37. SH Matching Plan - Am I allowed to amend during year to add more generous eligibility?

    By erisa parrot, February 15, 2019
    • 3 replies
    • 1.5k views
    • 
    • mdm09
    • February 20, 2019

38. Match Added Mid-Year - Compensation Question

    By Francisco, February 5, 2019
    • 2 replies
    • 1.2k views
    • 
    • Patricia Neal Jensen
    • February 6, 2019

39. Retroactive Amendment after Restatement

    By C. B. Zeller, December 17, 2018
    • 2 replies
    • 1.9k views
    • 
    • Larry Starr
    • December 18, 2018

40. change of Plan Sponsor

    By Chippy, October 17, 2018
    • 5 replies
    • 1.4k views
    • 
    • jpod
    • October 18, 2018

41. Implementation of New Hardship Rules

    By jennintenn, October 12, 2018
    • 2 replies
    • 1.5k views
    • 
    • msmith
    • October 12, 2018

42. adding partipating ER to 401k SH plan

    By doombuggy, October 9, 2018   

    • 401k plan amendment
    • control groups
    • 4 replies
    • 1.5k views
    • 
    • Larry Starr
    • October 11, 2018

43. Early Inclusion Amendment - Adoption Date

    By msmith, September 6, 2018
    • 4 replies
    • 1.5k views
    • 
    • ACK
    • September 10, 2018

44. Pension Plan Freeze

    By John Feldt ERPA CPC QPA, June 13, 2018
    • 2 replies
    • 1.7k views
    • 
    • david rigby
    • June 14, 2018

45. PPA Restatement for FT William Document

    By jkharvey, May 14, 2018
    • 9 replies
    • 2.2k views
    • 
    • NJ Mike
    • May 14, 2018

46. 1000 Hour Accrual Requirement

    By JackS, April 5, 2018   

    • protected benefit
    • 411(d)
    • 6 replies
    • 1.8k views
    • 
    • JackS
    • April 10, 2018

47. to amend or not to amend for disability determination

    By TPApril, March 1, 2018
    • 3 replies
    • 1.3k views
    • 
    • K2retire
    • April 3, 2018

48. operational failure

    By doombuggy, March 6, 2018
    • 1 reply
    • 1.2k views
    • 
    • Mike Preston
    • March 6, 2018

49. hand-written amendment

    By WCC, August 22, 2017
    • 11 replies
    • 3.3k views
    • 
    • Earl
    • February 19, 2018

50. Plan Amendment to use Forfeitures to fund SH Contributions

    By 401_noob, February 9, 2018
    • 13 replies
    • 2.6k views
    • 
    • austin3515
    • February 13, 2018