Plan Document Amendments

767 topics in this forum

1. Submit PPA 5307 g

   By pgold, November 15, 2016
   • 0 replies
   • 546 views
   • 
   • pgold
   • November 15, 2016

2. Determination Letter for Volume Submitter Plan

   By Doghouse, October 25, 2016   

   • volume submitter
   • determination letter
   • (and 1 more)

     Tagged with:

     • volume submitter
     • determination letter
     • amendment
   • 0 replies
   • 971 views
   • 
   • Doghouse
   • October 25, 2016

3. Amend plan to change trustee retroactively?

   By Lori H, October 13, 2016
   • 2 replies
   • 2.1k views
   • 
   • Lou S.
   • October 13, 2016

4. Does a Form 5300 review ever ask about operational compliance?

   By Peter Gulia, July 12, 2016   

   • qualification; Form 5300
   • 6 replies
   • 1.1k views
   • 
   • Peter Gulia
   • July 13, 2016

5. Should an individually-designed plan omit getting a determination in this last cycle?

   By Peter Gulia, June 14, 2016   

   • determination letter
   • 13 replies
   • 912 views
   • 
   • Peter Gulia
   • June 15, 2016

6. Document sponsor can correct users’ failures to adopt the document

   By Peter Gulia, April 5, 2016   

   • preapproved plan; prototype
   • 1 reply
   • 890 views
   • 
   • ETA Consulting LLC
   • April 5, 2016

7. Eligibility change mid year to safe harbor plan.

   By Rai401k, April 5, 2016
   • 2 replies
   • 2.5k views
   • 
   • Rai401k
   • April 5, 2016

8. What was Cycle E plan's deadline to adopt pre-approved plan - 1/31/2016 or 4/30/2016?

   By SavingsRUS, April 4, 2016
   • 0 replies
   • 823 views
   • 
   • SavingsRUS
   • April 4, 2016

9. How long does the IRS take for a determination on a Form 5307 application?

   By Peter Gulia, April 4, 2016   

   • determination; Form 5307
   • 3 replies
   • 1.1k views
   • 
   • Peter Gulia
   • April 4, 2016

10. Under the new regime, when must a sponsor of an individually-designed plan do plan amendments?

    By Peter Gulia, March 18, 2016   

    • remedial-amendment period
    • 3 replies
    • 796 views
    • 
    • Peter Gulia
    • March 21, 2016

11. Trustees signing PPA Restatement

    By Tinman, March 17, 2016
    • 5 replies
    • 932 views
    • 
    • Tinman
    • March 18, 2016

12. PPA Restatement and Nonamender Timing

    By WDIK, March 18, 2016
    • 1 reply
    • 969 views
    • 
    • Lou S.
    • March 18, 2016

13. Does VS plan that lost VS status have to restate by 4/30/2016? 4/30/2017?

    By SavingsRUS, March 11, 2016   

    • Volume Submitter
    • PPA Restatement
    • (and 1 more)

      Tagged with:

      • Volume Submitter
      • PPA Restatement
      • Notice 2016-3
    • 1 reply
    • 686 views
    • 
    • Kevin C
    • March 14, 2016

14. Should we amend the plan to allow immediate entry

    By pam@bbm, February 25, 2016
    • 6 replies
    • 1.3k views
    • 
    • ESOP Guy
    • February 26, 2016

15. Mid-Year Amendment to Waiver of Allocation Conditions

    By Spodie, February 10, 2016   

    • Mid-Year Amendment
    • 1 reply
    • 1.2k views
    • 
    • Bird
    • February 10, 2016

16. PPA document software

    By jane murray, January 19, 2016
    • 6 replies
    • 933 views
    • 
    • Kevin C
    • January 20, 2016

17. Plan Sponsor closed, Freeze Plan?

    By K-t-F, January 14, 2016
    • 3 replies
    • 939 views
    • 
    • K-t-F
    • January 14, 2016

18. PPA Restatement

    By DTH, January 13, 2016
    • 0 replies
    • 867 views
    • 
    • DTH
    • January 13, 2016

19. Can You Change the Plan Sponsor Upon Restatement?

    By Susan S., January 13, 2016
    • 3 replies
    • 893 views
    • 
    • QDROphile
    • January 13, 2016

20. Cycle E PPA Amendment

    By pgold, December 19, 2015   

    • Interim Amendments
    • 0 replies
    • 824 views
    • 
    • pgold
    • December 19, 2015

21. Mid year amendments but document not executed

    By KimBoyd1105, December 15, 2015
    • 2 replies
    • 738 views
    • 
    • Doghouse
    • December 15, 2015

22. Safe Harbor Plan Changes

    By msmith, December 8, 2015
    • 3 replies
    • 903 views
    • 
    • Mike Preston
    • December 8, 2015

23. Two mergers: what is applicable cycle?

    By JJRetirement, November 12, 2015   

    • Form 5300
    • Merger
    • (and 6 more)

      Tagged with:

      • Form 5300
      • Merger
      • FDL
      • Cycle Changing
      • remedial amendment period
      • 2007-44
      • individually designed plan
      • 5 year cycle
    • 0 replies
    • 731 views
    • 
    • JJRetirement
    • November 12, 2015

24. Do I need to change NRA?

    By AlbanyConsultant, October 27, 2015
    • 0 replies
    • 703 views
    • 
    • AlbanyConsultant
    • October 27, 2015

25. Recommendations/Comments for Plan Document Services

    By Guest mcmiller, October 19, 2015   

    • amendments; tpa;
    • 3 replies
    • 1k views
    • 
    • NJ Mike
    • October 20, 2015