Guest boetgerinc Posted October 8, 1999 Posted October 8, 1999 An accountant called and said that there were new regulations regarding the amount of company stock that is now allowed inside a 401(k) plan. More specifically, the amount that officers can hold. He referenced SEC regulation 16B3. I have not heard of anything new, nor can I find this regulation. Has anyone else come across this issue? Thank you.
Kirk Maldonado Posted October 8, 1999 Posted October 8, 1999 I've written a BNA Tax Management Portfolio on this topic. It is #362, Securities Laws Aspects of Employee Benefit Plans. You will find it in most comprehensive tax libraries. Kirk Maldonado
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