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Posted

402(f) Notices are for eligible rollover distributions only, right?

So I would not have to send one with RMD paperwork?

QKA, QPA, CPC, ERPA

Two wrongs don't make a right, but three rights make a left.

Posted

That makes sense to me (not sure what the regs say).

You could send an abbreviated notice (which might actually be a useful reminder to the participant):

Your Rollover Options

None.

Posted

No 402(f) notice, but you still have to give a notice re electing out of the 10% withholding, etc., as required under, (I think - didn't check reference) 3405. So you don't get to avoid notices altogether...

There are penalties for failure to provide this notice, albeit pretty small as I recall. Something like 10 bucks per notice failure.

Posted

The distribution form from the carrier has the part about 10% / zero / other tax withholdling.

QKA, QPA, CPC, ERPA

Two wrongs don't make a right, but three rights make a left.

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