401kPig Posted February 7, 2017 Posted February 7, 2017 A PS has created a new company and wants make a new 401(k) plan soley by "carving out" existing participants. Same investments, same recordkeeper, same docs. Do they need to provide a SOX notice to the "carved out" participants? Appreciate the assist, happy to be on board.
K2retire Posted February 8, 2017 Posted February 8, 2017 Will there be a period of more than 3 days when the participants cannot take withdrawals or change investments?
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