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Posted

A plan fails the ADP test for 2018 and refunds are made by March 15, 2019.  It is later discovered that there was an error in the test and additional refunds need to be processed.  Is the excise tax due on the full refunds or only those made after March 15?

Posted

nancy, only the amounts distributed after 3/15. See IRC sec. 4979(f)(1) and Treas. reg. 54.4979-1(c), especially Example (4).

Luke Bailey

Senior Counsel

Clark Hill PLC

214-651-4572 (O) | LBailey@clarkhill.com

2600 Dallas Parkway Suite 600

Frisco, TX 75034

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