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Posted

Plan has online enrollment, but from time to time they get hardcopy enrollment kits mailed out.  The sponsor is billed $x for each hard copy.

I that an acceptable expense that can be paid out of the forfeiture account?

QKA, QPA, CPC, ERPA

Two wrongs don't make a right, but three rights make a left.

Posted

Probably yes, as long as it is prudent to provide the hard copy enrollment kits, and the cost is reasonable.

See fact pattern #5 here for a similar example: https://www.dol.gov/agencies/ebsa/employers-and-advisers/guidance/advisory-opinions/guidance-on-settlor-v-plan-expenses

Free advice is worth what you paid for it. Do not rely on the information provided in this post for any purpose, including (but not limited to): tax planning, compliance with ERISA or the IRC, investing or other forms of fortune-telling, bird identification, relationship advice, or spiritual guidance.

Corey B. Zeller, MSEA, CPC, QPA, QKA
Preferred Pension Planning Corp.
corey@pppc.co

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