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Can a nonstandardized prototype plan be filed for approval without the


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We have been retained by a client to obtain an approval letter on a pre-GUST nonstandardized 401(k) profit sharing plan. The document was executed 4/96 through another TPA and never filed. The company is being sold and the purchaser wants a letter and cannot wait for our restated Cobel prototype. Will the IRS issue a pre-GUST letter? Can we attach GUST "clip on" amendments that we have been using for terminating plans? Any ideas?

  • 2 weeks later...
Posted

Does anyone have a name and # of someone at the IRS that could help?

Guest PAUL DUGAN
Posted

I would sugest a provider other than Corbel who has an approved Volume Submitter GUST Document. The new owner probably would not be happy with a pre GUST letter.

We have recieved a number of GUST approvals including 2 with GUST 2 approvals. We use AccuDraft. There site is AccuDraft.com

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