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Daybright Financial
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Nova 401(k) Associates
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Independent Retirement
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Regional Sales Director-Mid Atlantic July Business Services
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Director, Strategic Accounts and Channel Development July Business Services
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Director of Regulatory Operations and Compliance PCS Retirement
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EPIC RPS
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Regional Sales Director-Heartland July Business Services
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Internal Channel Sales Team Lead July Business Services
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EPIC RPS
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Experienced Employee Benefits Attorney Shipman & Goodwin LLP
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Relationship Manager – Defined Contributions Daybright Financial
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Spectrum Pension Consultants (part of Daybright Financial)
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Stones River Consulting
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Daybright Financial
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IRAs: Is Your Program In Compliance?Ascensus |
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May 14, 2026 2:00 p.m. ET Webinar |
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Ascensus conducts countless compliance audits for financial organizations across the U.S., oftentimes finding issues that could result in substantial IRS penalties due to non-compliance with IRS requirements. In this course, find out about the most common “points of failure” that our auditors have found, and which aspects of your IRA program you may discover are out of compliance. The course will guide you through these compliance concerns and provide checklists to help manage the compliance process, to help you avoid common pitfalls that may end up costing you thousands of dollars in IRS penalties. |