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Compliance Profile of Section 401(k) Plans: Results of an IRS Survey (PDF)
Internal Revenue Service [IRS] Link to more items from this source
Oct. 6, 2000
Excerpt: The Compliance Profile of 401(k) Plans shows that potentially disqualifying errors occurred in plans of all sizes, from the smallest to the largest. The errors occurred in a wide range of areas, including rollover distributions, nondiscrimination provisions and loans.... [W]e hope that publication of the survey results will highlight potential problem areas and help plan sponsors and employers maintain their plans.

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