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Apprentice - Financial Services and Employee Benefits

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Spectra Associates
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Excerpt: The Compliance Profile of 401(k) Plans shows that potentially disqualifying errors occurred in plans of all sizes, from the smallest to the largest. The errors occurred in a wide range of areas, including rollover distributions, nondiscrimination provisions and loans.... [W]e hope that publication of the survey results will highlight potential problem areas and help plan sponsors and employers maintain their plans.
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