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Retirement Security Advice Act of 2001 Reported Out of Committee
Committee on Ways and Means, U.S. House of Representatives 
Nov. 9, 2001 "The exemption would be available only to 'fiduciary advisors.' A fiduciary advisor is defined as a registered investment advisor, bank, insurance company, or registered broker dealer.... Prior to providing advice, a fiduciary advisor would be required to disclose the following information: [1] all fees and potential conflicts of interest, [2] any affiliation with the investment options in the plan ..." MORE >> |
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