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Full Text of Treasury Report Opposing Caps on Stock in 401(k) Plans
U.S. Department of the Treasury 
Mar. 1, 2002
Excerpt: [T]he Department concludes that placing arbitrary caps on individual 401(k) account holdings in employer stock would have a widespread impact on 401(k) plan participants and potentially severe disruptive effects on the stock prices of several major companies. Data show that as many as 1 in 5 of 401(k) participants would be forced to change their investment allocations if employer stock holdings were limited to 20 percent.
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