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SEC Publishes Final Rules for Reports and Trading by Officers, Directors and Principal Shareholders
U.S. Securities and Exchange Commission [SEC] 
Sept. 5, 2002 Excerpt: [A]cquisitions pursuant to Qualified Plans, Excess Benefit Plans, Stock Purchase Plans and the reinvestment of dividends or interest pursuant to broad-based dividend or interest reinvestment plans ... will remain exempt from Section 16(a) reporting. In contrast, transactions pursuant to non-qualified deferred compensation plans and other dividend or interest reinvestment plan transactions ... will be reportable on Form 4 within two business days after the date of execution. MORE >> |
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