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Text of DOL Advisory Opinion on Use of Mutual Fund Profiles for ERISA 404(c) Compliance
Employee Benefits Security Administration [EBSA], U.S. Department of Labor [DOL] 
Sept. 12, 2003 Excerpt: [Y]ou ask whether a participant-directed individual account plan's delivery of a mutual fund Profile, as described below, to participants and beneficiaries immediately before or immediately after their investment in the mutual fund would satisfy regulations issued by the Department of Labor (Department) pursuant to section 404(c) of ERISA. MORE >> |
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