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Written Testimony of Securities Industry Association at Hearing on Mutual Fund Industry Reforms (PDF)
Committee on Banking, Housing and Urban Affairs, U.S. Senate 
Nov. 19, 2003
21 pages. Excerpt: [W]e think that a hard close that can only occur at the mutual fund has some significant drawbacks for investors, and also may have some major operational difficulties. A hard close at NSCC may best meet concerns about a verifiable order entry deadline, while a hard close at the broker-dealer or other intermediary would be preferable from the vantage point of most retail investors and retirement plan participants.
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