Regional Vice President of Sales The Retirement Plan Company
|
Bates & Company, Inc.
|
AimPoint Pension
|
Loan & Distribution Specialist AimPoint Pension
|
Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
|
Compass
|
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
Anonymous Tip Helped Mutual Fund Regulators Find Where To Dig Up Bodies
SFGate.com Dec. 23, 2003 Excerpt: The mutual fund scandal, which has ensnared dozens of companies and generated countless headlines, started with an anonymous tip. In March, an unnamed whistleblower told Massachusetts securities regulators that Morgan Stanley executives pressured brokers to steer clients toward their in-house mutual funds, prompting both Massachusetts Secretary of State William Galvin and New York State Attorney General Eliot Spitzer to investigate. Other leads soon followed. |
Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title). |
An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above). |