Defined Contribution Account Manager Nova 401(k) Associates
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Fringe Benefit Group
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Senior Specialist 401k Recordkeeping T Bank N.A.
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Defined Contributions Compliance Consultant Loren D. Stark Company (LDSCO)
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Greenline Wealth Management
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TPA Retirement Plan Consultant EPIC RPS (TPA/DPS)
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Pollard & Associates
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Retirement Solutions Specialists
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Retirement Planners and Administrators (RPA)
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Great Lakes Pension Associates, Inc.
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New York City District Council of Carpenters Benefit Funds
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Attorney Clarifies Our Link to Article on DOL Sarbanes-Oxley Notice Regulations
Haynes and Boone, LLP Dec. 31, 2003
Excerpt: I've been able to confirm through informal discussions with representatives from the DOL and the SEC (though unofficially) that, as the rest of the alert suggests, only one of the exceptions applies to exclude regularly scheduled blackout periods used by companies as a prophylactic measure to avoid insider trading problems under Rule 10b-5; the other exception does not apply.
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