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Attorney Clarifies Our Link to Article on DOL Sarbanes-Oxley Notice Regulations
Haynes Boone 
Dec. 31, 2003 "I've been able to confirm through informal discussions with representatives from the DOL and the SEC (though unofficially) that, as the rest of the alert suggests, only one of the exceptions applies to exclude regularly scheduled blackout periods used by companies as a prophylactic measure to avoid insider trading problems under Rule 10b-5; the other exception does not apply." MORE >> |
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