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3(16) Retirement Plan & Customer Liaison Compass
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Retirement Relationship Manager MAP Retirement
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MAP Retirement
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SEC Plans Mutual Fund Overhaul
National Public Radio [NPR] 
Jan. 15, 2004 Excerpt: The Securities and Exchange Commission's five-member board moves to overhaul the regulations that govern the mutual fund industry. The board will institute measures meant to check the power of mutual fund managers by making their governing boards more independent. The body also proposes new rules requiring fund advisers to adopt and enforce an ethics code. NPR's Jim Zarroli reports. MORE >> |
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