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Text of SEC Proposed Rule on Disclosure of Conflicts of Interest by Broker-Dealers (PDF)
U.S. Securities and Exchange Commission [SEC] 
[Official Guidance] Feb. 10, 2004
50 pages. Excerpt: The two new rules would require broker-dealers to provide their customers with targeted information, at the point of sale and in transaction confirmations, regarding the costs and conflicts of interest that arise from the distribution of mutual fund shares, unit investment trust interests (including insurance securities), and municipal fund securities used for education savings.
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