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| GAO Testimony: Oversight of Mutual Fund Industry Presents Management Challenges to SEC U.S. Government Accountability Office [GAO]  Apr. 21, 2004 25 pages. "To assess how SEC is positioned to oversee mutual funds, GAO reviewed [1] how the abusive mutual fund practices were identified and SEC's subsequent responses, [2] SEC's plans for increasing its staffing in the divisions and offices responsible for overseeing mutual funds and its progress in developing a new strategic plan to guide staff deployment, and [3] the challenges SEC faces in overseeing the mutual fund industry." [GAO-04-584T, published Apr. 20, 2004, released Apr. 20, 2004] |
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