Bates & Company, Inc.
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Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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Loan & Distribution Specialist AimPoint Pension
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AimPoint Pension
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The Costs and Benefits to Fund Shareholders of 12b-1 Fees: Fund Flows, Expenses and Returns (PDF)
Lori Walsh, Financial Economist, U.S. Securities and Exchange Commission May 13, 2004 29 pages. Excerpt: In all, the evidence demonstrates that 12b-1 plans are successful at attaining faster asset growth; however, shareholders do not obtain any of the benefits from the asset growth. This result validates the concerns raised by opponents of 12b-1 plans about the conflicts of interest created by these plans. |
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