Featured Jobs
|
BPAS
|
|
Strategic Retirement Plan Consultant Retirement Plan Consultants
|
|
Pattison Pension
|
|
Plan Administrator, Defined Benefit & Cash Balance The Pension Source
|
|
DWC - The 401(k) Experts
|
|
Retirement Relationship Manager MAP Retirement
|
|
MAP Retirement
|
|
Sentinel Group
|
|
Defined Benefit Plan Consultant/Actuarial Analyst Sentinel Group
|
|
Regional Vice President, Sales MAP Retirement
|
|
MAP Retirement
|
Free Newsletters
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
|
|
|
SEC May Bar Rewards to Brokers
The Washington Post; subscription may be required 
Aug. 17, 2004
Excerpt: The Securities and Exchange Commission is expected to vote tomorrow to bar mutual fund companies from steering their stock and bond business to brokerage firms that promote the fund companies' products. The practice, known as directed brokerage, has come under fire as an area rife with potential conflicts of interest after scrutiny of the $7.6 trillion mutual fund industry intensified last year.
|
| Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title). |
| An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above). |