[Official Guidance]

8/24/2004: Text of Final Reg on Electronic Registration of ERISA Investment Advisers (PDF) (Employee Benefits Security Administration [EBSA], U.S. Department of Labor [DOL])

7 pages. Excerpt: Under the final regulation, in lieu of filing a copy of their state registration forms with the Secretary of Labor, stateregistered investment advisers seeking to obtain or maintain investment manager status under Title I of ERISA must electronically register through the Investment Adviser Registration Depository (IARD) as an investment adviser with the state in which they maintain their principal office and place of business.