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| SEC Staff May 16, 2005, Report Concerning Examinations of Select Pension Consultants (PDF) U.S. Securities and Exchange Commission via Fiduciary360  May 16, 2005 8 pages. Excerpt: To explore the risk areas relating to pension consulting, the Office of Compliance Inspections and Examinations ('OCIE') conducted focused examinations of 24 pension consultants who are registered investment advisers. The pension consultants examined represented a crosssection of the pension consultant community, and ranged in size (measured in terms of the number and size of their pension plan clients), and the type of products and services they offer. |
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