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| Lower Costs or Hidden Problems: The Legal Concerns for ETFs in 401k Plans Bullivant Houser Bailey PC via 401kHelpCenter.com  June 6, 2005 Excerpt: Investment in Exchange Traded Funds ('ETFs') is growing, to the tune of nearly $250 billion, but we have not seen corresponding growth in 401k plans. This is in part because mutual funds dominate the 401k business, but also because ETFs as an investment option are misunderstood as to their risk and reward for 401k plan sponsors and plan investors. However, there are many legal issues to consider when offering ETFs in a 401k plan or offering ETFs as part of your 401k platform. |
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