West Coast TPA Firm
Ubiquity Retirement + Savings
The Ryding Company
Nexus Administrators, Inc.
Benefit Comply, LLC
Actuaries Unlimited, Inc.
ftwilliam.com / Wolters Kluwer
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|SAFE: Self-Assessment of Fiduciary Excellence (PDF)|
May 9, 2006
8 pages. Excerpt: This SAFE (Self-Assessment of Fiduciary Excellence) is intended to assist an Investment Advisor, or the public, in analyzing how well an Advisor meets a defined global fiduciary standard of excellence. The questions also can serve as the basis for framing an Investment Advisor's leadership quotient, the standard of care which exceeds minimum standards defined by securities regulators.
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