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Advisory Opinion 2006-06A Regarding 12b-1 Fees Paid by Proprietary Mutual Fund
Employee Benefits Security Administration [EBSA], U.S. Department of Labor [DOL] Link to more items from this source
[Official Guidance]
Aug. 3, 2006
Excerpt: [DOL was asked w]hether the prohibition on the payment of sales commissions in PTE 77-3 applies to the payment of 12b-1 Fees by a proprietary mutual fund to an unrelated broker.

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