SEC Finalizes Amendments to Market Timing Rules

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SEC Finalizes Amendments to Market Timing Rules
Deloitte

Oct. 12, 2006

Excerpt: The Securities and Exchange Commission (SEC) has amended the final mutual fund market timing rules it released last year.... If a 401(k) plan fails to enter into a shareholder information agreement with a fund when required, or fails to provide shareholder information to a fund when requested, the plan's participants may lose the ability to invest in that fund.

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