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Rule 10b5-1 Plans Under Scrutiny: The Next Executive Stock-Timing Story?
Jones Day 
Aug. 3, 2007 6 pages. Excerpt: The SEC has recently turned its attention to a review of insider stock sales made under prearranged trading plans intended to comply with SEC Rule 10b5-1 ('10b5-1 plans'). Because of the SEC's enhanced scrutiny, we expect 10b5-1 plans to become a new enforcement target. MORE >> |
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